Purchase
SUKENICK SCOTT officer: General Counsel officer: General Counsel
Common Stock 3,500 $3 $10,500 Purchase
TAGLIETTI MARCO director, officer: Chief Executive Officer director, officer: Chief Execut..
Common Stock 75,000 $3 $225,000 Sale
PERCEPTIVE ADVISORS LLC 10 percent owner 10 percent owner
Common Stock 319,000 $8.56 $2,729,045 Sale
PERCEPTIVE ADVISORS LLC 10 percent owner 10 percent owner
Common Stock 319,000 N/A N/A Sale
PERCEPTIVE ADVISORS LLC 10 percent owner 10 percent owner
Common Stock 95,000 N/A N/A Sale
PERCEPTIVE ADVISORS LLC 10 percent owner 10 percent owner
Common Stock 185,000 N/A N/A Purchase
SUKENICK SCOTT officer: General Counsel officer: General Counsel
Common Stock 1,600 N/A N/A Purchase
ANGULO GONZALEZ DAVID officer: Chief Medical Officer officer: Chief Medical Officer
Common Stock 1,600 N/A N/A Purchase
FRANCOIS ERIC officer: Chief Financial Officer officer: Chief Financial Officer
Common Stock 600 N/A N/A Purchase
TAGLIETTI MARCO director, officer: Chief Executive Officer director, officer: Chief Execut..
Common Stock 40,000 N/A N/A Purchase
ANIDO ARMANDO director director
Common Stock 5,000 N/A N/A Purchase
HANHAM ANN director director
Common Stock 3,200 N/A N/A Purchase
MACDONALD GUY director director
Common Stock 8,000 N/A N/A Purchase
GILMAN STEVEN C director director
Common Stock 4,000 N/A N/A Purchase
TINMOUTH BRIAN PHILIPPE director director
Common Stock 8,000 N/A N/A Purchase
TAGLIETTI MARCO director, officer: Chief Executive Officer director, officer: Chief Execut..
Common Stock Warrant (right to buy) 166,667 N/A N/A Purchase
TAGLIETTI MARCO director, officer: Chief Executive Officer director, officer: Chief Execut..
Common Stock 166,667 N/A N/A Purchase
TAGLIETTI MARCO director, officer: Chief Executive Officer director, officer: Chief Execut..
Common Stock 9,500 N/A N/A Purchase
TAGLIETTI MARCO director, officer: Chief Executive Officer director, officer: Chief Execut..
Common Stock 500 N/A N/A Purchase
TAGLIETTI MARCO director, officer: Chief Executive Officer director, officer: Chief Execut..
Common Stock 10,015 N/A N/A Purchase
TAGLIETTI MARCO director, officer: Chief Executive Officer director, officer: Chief Execut..
Common Stock 25,000 N/A N/A Purchase
TAGLIETTI MARCO director, officer: Chief Executive Officer director, officer: Chief Execut..
Common Stock 25,000 N/A N/A Purchase
ANGULO GONZALEZ DAVID officer: Chief Medical Officer officer: Chief Medical Officer
Common stock 12,000 N/A N/A Purchase
TAGLIETTI MARCO director, officer: Chief Executive Officer director, officer: Chief Execut..
Common stock 25,000 N/A N/A Purchase
ANGULO GONZALEZ DAVID officer: Chief Medical Officer officer: Chief Medical Officer
Common Stock 7,000 N/A N/A Purchase
TAGLIETTI MARCO director, officer: Chief Executive Officer director, officer: Chief Execut..
Common Stock 25,000 N/A N/A Purchase
ANGULO GONZALEZ DAVID officer: Chief Medical Officer officer: Chief Medical Officer
Common Stock 6,000 N/A N/A Purchase
HASTINGS DAVID C director director
Common Stock Warrant (right to buy) 14,200 $0.93 $13,135 Purchase
TAGLIETTI MARCO director, officer: Chief Executive Officer director, officer: Chief Execut..
Common Stock Warrant (right to buy) 120,000 $0.93 $111,000 Purchase
ANGULO GONZALEZ DAVID officer: Chief Medical Officer officer: Chief Medical Officer
Common Stock Warrant (right to buy) 17,747 $0.93 $16,416 Purchase
ANGULO GONZALEZ DAVID officer: Chief Medical Officer officer: Chief Medical Officer
Common Stock 21,790 $1.54 $33,557 Purchase
SUKENICK SCOTT officer: General Counsel officer: General Counsel
Common Stock Warrant (right to buy) 3,550 N/A N/A Purchase
SUKENICK SCOTT officer: General Counsel officer: General Counsel
Common Stock 2,959 N/A N/A Purchase
ANGULO GONZALEZ DAVID officer: Chief Medical Officer officer: Chief Medical Officer
Common Stock 21,790 N/A N/A Purchase
ANGULO GONZALEZ DAVID officer: Chief Medical Officer officer: Chief Medical Officer
Common Stock Warrant (right to buy) 17,747 N/A N/A Purchase
FRANCOIS ERIC officer: Chief Financial Officer officer: Chief Financial Officer
Common Stock Warrant (right to buy) 7,099 N/A N/A Purchase
FRANCOIS ERIC officer: Chief Financial Officer officer: Chief Financial Officer
Common Stock 5,917 N/A N/A Purchase
TAGLIETTI MARCO director, officer: Chief Executive Officer director, officer: Chief Execut..
Common Stock Warrant (right to buy) 120,000 N/A N/A Purchase
TAGLIETTI MARCO director, officer: Chief Executive Officer director, officer: Chief Execut..
Common Stock 100,000 N/A N/A Purchase
HASTINGS DAVID C director director
Common Stock Warrant (right to buy) 14,200 N/A N/A Purchase
HASTINGS DAVID C director director
Common Stock 11,834 N/A N/A Purchase
TAGLIETTI MARCO director, officer: Chief Executive Officer director, officer: Chief Execut..
Common Stock 10,000 N/A N/A Purchase
TAGLIETTI MARCO director, officer: Chief Executive Officer director, officer: Chief Execut..
Common Stock 4,993 N/A N/A Purchase
TAGLIETTI MARCO director, officer: Chief Executive Officer director, officer: Chief Execut..
Common Stock 7 N/A N/A Purchase
TAGLIETTI MARCO director, officer: Chief Executive Officer director, officer: Chief Execut..
Common Stock 10,000 N/A N/A Purchase
ANGULO GONZALEZ DAVID officer: Chief Medical Officer officer: Chief Medical Officer
Common Stock 10,000 N/A N/A Purchase
HASTINGS DAVID C director director
Common Stock 20,000 N/A N/A Purchase
ANGULO GONZALEZ DAVID officer: Chief Medical Officer officer: Chief Medical Officer
Common Stock 15,000 N/A N/A Purchase
TAGLIETTI MARCO director, officer: Chief Executive Officer director, officer: Chief Execut..
Common Stock 25,000 N/A N/A Purchase
TAGLIETTI MARCO director, officer: Chief Executive Officer director, officer: Chief Execut..
Common Stock 25,000 N/A N/A