Option
DILL CHARLES A director director
Phantom Stock Units 3,375 N/A N/A Option
MICHAUD THOMAS B. officer: Senior Vice President officer: Senior Vice President
Common Stock 4,544 N/A N/A Option
IRBY ALTON F III director director
Phantom Stock Units 1,687 N/A N/A Option
IRBY ALTON F III director director
Common Stock 1,687 N/A N/A Option
HIMELFARB RICHARD J officer: Senior Vice President officer: Senior Vice President
Phantom Stock Units 5,074 N/A N/A Option
WESTBROOK KELVIN R director director
Phantom Stock Units 3,375 N/A N/A Option
PLOTKIN BEN A officer: Vice Chairman and SVP officer: Vice Chairman and SVP
Common Stock 21,186 N/A N/A Option
WESTBROOK KELVIN R director director
Common Stock 3,375 N/A N/A Option
ZEMLYAK JAMES M officer: Co-President officer: Co-President
Common Stock 35,316 N/A N/A Option
BEDA BRUCE A director director
Phantom Stock Units 4,047 N/A N/A Option
GRADY ROBERT EDWARD director director
Common Stock 1,687 N/A N/A Option
MINNICK DAVID M officer: General Counsel & Senior VP officer: General Counsel & Seni..
Phantom Stock Units 5,125 N/A N/A Option
HANSER FREDERICK O other: Director of a Subsidiary other: Director of a Subsidiary
Common Stock 3,375 N/A N/A Option
MINNICK DAVID M officer: General Counsel & Senior VP officer: General Counsel & Seni..
Common Stock 5,125 N/A N/A Option
LEFTON ROBERT E director director
Common Stock 2,250 N/A N/A Option
LEFTON ROBERT E director director
Stock Option (Option to Buy) 2,250 N/A N/A Option
DILL CHARLES A director director
Common Stock 2,250 N/A N/A Option
DILL CHARLES A director director
Stock Option (Option to Buy) 2,250 N/A N/A Sale
DUBINSKY JOHN P director director
Common Stock 268 N/A N/A Option
DUBINSKY JOHN P director director
Common Stock 450 N/A N/A Option
DUBINSKY JOHN P director director
Stock Option (Option to Buy) 450 N/A N/A Sale
HANSER FREDERICK O other: Director of a Subsidiary other: Director of a Subsidiary
Common Stock 3,375 N/A N/A Option
HANSER FREDERICK O other: Director of a Subsidiary other: Director of a Subsidiary
Stock Option (Option to Buy) 2,250 N/A N/A Sale
HANSER FREDERICK O other: Director of a Subsidiary other: Director of a Subsidiary
Common Stock 1,410 N/A N/A Option
HANSER FREDERICK O other: Director of a Subsidiary other: Director of a Subsidiary
Common Stock 2,250 N/A N/A Sale
BRAUTIGAM ALLEN other: Director, Branch Offices other: Director, Branch Offices
Common Stock 2,130 N/A N/A Option
BEDA BRUCE A director director
Stock Option (Option to Buy) 2,250 N/A N/A Option
BEDA BRUCE A director director
Common Stock 2,250 N/A N/A Sale
MULROY THOMAS P director, officer: Director director, officer: Director
Common Stock 25,000 N/A N/A Sale
HIMELFARB RICHARD J officer: Senior Vice President officer: Senior Vice President
Common Stock 30,000 N/A N/A Sale
ESTEP STEPHEN CHAD officer: Senior Vice President officer: Senior Vice President
Common Stock 746 N/A N/A Sale
WEISEL THOMAS W director director
Common Stock 41,210 N/A N/A Sale
MICHAUD THOMAS B. officer: Senior Vice President officer: Senior Vice President
Common Stock 26,095 N/A N/A Sale
DUBINSKY JOHN P director director
Common Stock 1,500 N/A N/A Sale
BEDA BRUCE A director director
Common Stock 5,343 N/A N/A Sale
MULROY THOMAS P director, officer: Director director, officer: Director
Common Stock 25,000 N/A N/A Sale
HIMELFARB RICHARD J officer: Senior Vice President officer: Senior Vice President
Common Stock 25,000 N/A N/A Sale
PLOTKIN BEN A officer: Vice Chairman and SVP officer: Vice Chairman and SVP
Common Stock 17,945 N/A N/A Option
NESI VICTOR officer: Co-President officer: Co-President
Common Stock 14,409 N/A N/A Option
ESTEP STEPHEN CHAD officer: Senior Vice President officer: Senior Vice President
Phantom Stock Units 1,207 N/A N/A Option
HIMELFARB RICHARD J officer: Senior Vice President officer: Senior Vice President
Common Stock 3,025 N/A N/A Option
WEISEL THOMAS W director director
Common Stock 6,434 N/A N/A Option
ESTEP STEPHEN CHAD officer: Senior Vice President officer: Senior Vice President
Common Stock 1,207 N/A N/A Option
HANSER FREDERICK O other: Director of a Subsidiary other: Director of a Subsidiary
Phantom Stock Units 3,375 N/A N/A Option
BRAUTIGAM ALLEN other: Director, Branch Offices other: Director, Branch Offices
Phantom Stock Units 4,895 N/A N/A Option
HIMELFARB RICHARD J officer: Senior Vice President officer: Senior Vice President
Phantom Stock Units 3,025 N/A N/A Option
MULROY THOMAS P director, officer: Director director, officer: Director
Common Stock 16,097 N/A N/A Option
OATES JAMES M director director
Common Stock 3,859 N/A N/A Option
KRUSZEWSKI RONALD J director, officer: Chief Executive Off.. director, officer: Chief Execut..
Common Stock 20,022 N/A N/A Option
DUBINSKY JOHN P director director
Common Stock 3,375 N/A N/A