Stifel Financial Corp.
Insider trading & Transactions

Last updated:

Transaction Date Insider Security Shares Price per share Total value Source
Option
GRADY ROBERT EDWARD director
 Phantom Stock Units 1,900 N/A N/A
Option
DUBINSKY JOHN P director
 Common Stock 1,900 N/A N/A
Option
PEACOCK DAVID A director
 Phantom Stock Units 1,900 N/A N/A
Option
PEACOCK DAVID A director
 Common Stock 1,900 N/A N/A
Option
OATES JAMES M director
 Phantom Stock Units 1,900 N/A N/A
Option
DUBINSKY JOHN P director
 Phantom Stock Units 1,900 N/A N/A
Option
OATES JAMES M director
 Common Stock 1,900 N/A N/A
Option
BROWN KATHLEEN director
 Common Stock 1,900 N/A N/A
Option
BROWN KATHLEEN director
 Phantom Stock Units 1,900 N/A N/A
Sale
NESI VICTOR officer: Co-President
 Common Stock 1,250 N/A N/A
Sale
OATES JAMES M director
 Common Stock 20,000 N/A N/A
Sale
NESI VICTOR officer: Co-President
 Common Stock 2,500 N/A N/A
Purchase
PEACOCK DAVID A director
 Common Stock 2,000 N/A N/A
Option
FISHER MARK P officer: SENIOR VP & GENERAL CO..
 Common Stock 502 N/A N/A
Option
ZIMMERMAN MICHAEL J director
 Common Stock 3,750 N/A N/A
Option
NESI VICTOR officer: Co-President
 Phantom Stock Units 2,764 N/A N/A
Option
ZIMMERMAN MICHAEL J director
 Phantom Stock Units 3,750 N/A N/A
Option
ZEMLYAK JAMES M officer: Co-President
 Phantom Stock Units 2,653 N/A N/A
Option
BROWN MICHAEL W director
 Phantom Stock Units 3,750 N/A N/A
Option
SLINEY DAVID D officer: Chief Operating Officer
 Common Stock 698 N/A N/A
Option
BROWN MICHAEL W director
 Common Stock 3,750 N/A N/A
Option
GRADY ROBERT EDWARD director
 Phantom Stock Units 4,179 N/A N/A
Option
KRUSZEWSKI RONALD J director, officer: Chief Execut..
 Common Stock 40,248 N/A N/A
Option
GRADY ROBERT EDWARD director
 Common Stock 4,179 N/A N/A
Option
MICHAUD THOMAS B. officer: Senior Vice President
 Common Stock 8,312 N/A N/A
Option
BRAUTIGAM ALLEN other: Director, Branch Offices
 Common Stock 688 N/A N/A
Option
OATES JAMES M director
 Common Stock 4,179 N/A N/A
Option
SLINEY DAVID D officer: Chief Operating Officer
 Phantom Stock Units 698 N/A N/A
Option
DUBINSKY JOHN P director
 Common Stock 3,750 N/A N/A
Option
PLOTKIN BEN A officer: Vice Chairman and SVP
 Phantom Stock Units 6,766 N/A N/A
Option
MARISCHEN JAMES M officer: Chief Financial Officer
 Phantom Stock Units 1,352 N/A N/A
Option
BRAUTIGAM ALLEN other: Director, Branch Offices
 Phantom Stock Units 688 N/A N/A
Option
KRUSZEWSKI RONALD J director, officer: Chief Execut..
 Phantom Stock Units 40,248 N/A N/A
Option
OATES JAMES M director
 Phantom Stock Units 4,179 N/A N/A
Option
HIMELFARB RICHARD J officer: Senior Vice President
 Common Stock 2,625 N/A N/A
Option
WEISEL THOMAS W director
 Phantom Stock Units 3,701 N/A N/A
Option
DUBINSKY JOHN P director
 Phantom Stock Units 3,750 N/A N/A
Option
MICHAUD THOMAS B. officer: Senior Vice President
 Phantom Stock Units 8,312 N/A N/A
Option
PLOTKIN BEN A officer: Vice Chairman and SVP
 Common Stock 6,766 N/A N/A
Option
ZEMLYAK JAMES M officer: Co-President
 Common Stock 2,653 N/A N/A
Option
NESI VICTOR officer: Co-President
 Common Stock 2,764 N/A N/A
Option
WEISEL THOMAS W director
 Common Stock 3,701 N/A N/A
Option
FISHER MARK P officer: SENIOR VP & GENERAL CO..
 Phantom Stock Units 502 N/A N/A
Option
HIMELFARB RICHARD J officer: Senior Vice President
 Phantom Stock Units 2,625 N/A N/A
Option
MARISCHEN JAMES M officer: Chief Financial Officer
 Common Stock 1,352 N/A N/A
Purchase
ZIMMERMAN MICHAEL J director
 Common Stock 5,000 N/A N/A
Purchase
PEACOCK DAVID A director
 Common Stock 2,000 N/A N/A
Purchase
ZEMLYAK JAMES M officer: Co-President
 Common Stock 3,565 N/A N/A
Sale
HANSER FREDERICK O other: Director of a Subsidiary
 Common Stock 10,000 N/A N/A
Sale
NESI VICTOR officer: Co-President
 Common Stock 1,250 N/A N/A

Showing 250 to 300 of 1299 results.

Insider trading

Monitoring trades made by the management members or major shareholders of companies may help create a sharper picture of what is happening inside the companies. Base your decisions on buys or sells of the people involved and do the right thing at the right time.

Who is insider?

Every director or senior officer, as well as any other entity or individual owning more than 10% of the company’s shares on the stock market, is called an insider. Such people or entities are allowed to buy/sell the company's shares under strictly controlled conditions. Key premise here is that none of them can make trades based on non-public information about the company.

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