SHEPHERD KAPLAN KROCHUK, LLC Holdings

SHEPHERD KAPLAN KROCHUK, LLC is an investment fund managing more than 199.69M US dollars. The largest holdings include EQT, California Resources and VanEck Fallen Angel High Yield Bond ETF. In Q3 2022 the fund bought assets of total value of 13.38M US dollars and sold assets of total value of 37.66M US dollars.

$199.69M

portfolio value

-12.83%

quarter

-17.45%

1 year

+10.13%

3 years

+14.10%

5 years

SHEPHERD KAPLAN KROCHUK, LLC portfolio changes

Portfolio changes (number of shares)
Period	Buy	Sel
Q1 2016	11915000	47291000
Q2 2016	73683000	15465000
Q3 2016	25052000	39953000
Q4 2016	13023000	124671000
Q1 2017	16364000	134280000
Q2 2017	10353000	18251000
Q4 2017	38149000	5931000
Q1 2018	11335000	14909000
Q2 2018	11164000	17054000
Q3 2018	19785000	7449000
Q4 2018	10160000	35777000
Q1 2019	14607000	4007000
Q2 2019	11360000	14494000
Q3 2019	6316000	6192000
Q4 2019	7551000	6968000
Q1 2020	3733000	51145000
Q2 2020	141094000	59000
Q3 2020	36249000	26685000
Q4 2020	56073000	11853000
Q1 2021	26338000	35308000
Q2 2021	26737000	9232000
Q3 2021	11943000	18591000
Q4 2021	21959000	16128000
Q1 2022	29627000	47432000
Q2 2022	22893000	50191000
Q3 2022	13378000	37657000

SHEPHERD KAPLAN KROCHUK, LLC 13F holdings

Stock	Position type	Portfolio share	Portfolio value	Avg. open price	Current price	P/L	Last change
Oil & Gas E&P EQT Corporation Portfolio share: 9.76% Portfolio value: 19.48M Avg. open price: N/A Current price: $39.93 P/L: N/A Sold -25.01% shares Q2 2022	share	9.76%	19.48M	N/A	$39.93	N/A	Sold -25.01% shares Q2 2022
Oil & Gas E&P California Resources Corporation Portfolio share: 5.84% Portfolio value: 11.66M Avg. open price: $28.39 Current price: $44.65 P/L: +57.27% Sold -6.27% shares Q3 2022	share	5.84%	11.66M	$28.39	$44.65	+57.27%	Sold -6.27% shares Q3 2022
VanEck Fallen Angel High Yield Bond ETF Portfolio share: 4.03% Portfolio value: 8.04M Avg. open price: $29.72 Current price: $27.42 P/L: -7.74% Sold -6.43% shares Q3 2022	share	4.03%	8.04M	$29.72	$27.42	-7.74%	Sold -6.43% shares Q3 2022
Invesco S&P 500 Low Volatility ETF Portfolio share: 4.02% Portfolio value: 8.02M Avg. open price: $59.18 Current price: $65.36 P/L: +10.44% Sold -19.89% shares Q3 2022	share	4.02%	8.02M	$59.18	$65.36	+10.44%	Sold -19.89% shares Q3 2022
Oil & Gas E&P Devon Energy Corporation Portfolio share: 3.63% Portfolio value: 7.25M Avg. open price: $33.48 Current price: $68.46 P/L: +104.47% Sold -0.13% shares Q3 2022	share	3.63%	7.25M	$33.48	$68.46	+104.47%	Sold -0.13% shares Q3 2022
Consumer Electronics Apple Inc. Portfolio share: 3.41% Portfolio value: 6.81M Avg. open price: $132.16 Current price: $147.81 P/L: +11.84% Bought +0.01% shares Q3 2022	share	3.41%	6.81M	$132.16	$147.81	+11.84%	Bought +0.01% shares Q3 2022
iShares 20+ Year Treasury Bond ETF Portfolio share: 2.96% Portfolio value: 5.90M Avg. open price: $115.38 Current price: $107.09 P/L: -7.18% Sold -15.55% shares Q3 2022	share	2.96%	5.90M	$115.38	$107.09	-7.18%	Sold -15.55% shares Q3 2022
Janus Henderson Mortgage-Backed Securities ETF Portfolio share: 2.80% Portfolio value: 5.58M Avg. open price: N/A Current price: $46.25 P/L: N/A Sold -12.31% shares Q3 2022	share	2.80%	5.58M	N/A	$46.25	N/A	Sold -12.31% shares Q3 2022
Schwab U.S. Large-Cap Value ETF Portfolio share: 2.66% Portfolio value: 5.31M Avg. open price: $50.55 Current price: $69.1 P/L: +36.70% Sold -15.15% shares Q3 2022	share	2.66%	5.31M	$50.55	$69.1	+36.70%	Sold -15.15% shares Q3 2022
BERKSHIRE HATHAWAY INC DEL Portfolio share: 2.51% Portfolio value: 5.01M Avg. open price: N/A Current price: N/A P/L: N/A Sold -3.54% shares Q3 2022	share	2.51%	5.01M	N/A	N/A	N/A	Sold -3.54% shares Q3 2022
Packaged Foods Campbell Soup Company Portfolio share: 2.48% Portfolio value: 4.94M Avg. open price: $48.05 Current price: $54.1 P/L: +12.59% Bought +136.20% shares Q3 2022	share	2.48%	4.94M	$48.05	$54.1	+12.59%	Bought +136.20% shares Q3 2022
ISHARES TR Portfolio share: 2.33% Portfolio value: 4.65M Avg. open price: N/A Current price: N/A P/L: N/A Bought +22.34% shares Q3 2022	share	2.33%	4.65M	N/A	N/A	N/A	Bought +22.34% shares Q3 2022
CHORD ENERGY CORPORATION Portfolio share: 2.26% Portfolio value: 4.52M Avg. open price: N/A Current price: N/A P/L: N/A N/A Q3 2022	share	2.26%	4.52M	N/A	N/A	N/A	N/A Q3 2022
Schwab U.S. Dividend Equity ETF Portfolio share: 2.06% Portfolio value: 4.10M Avg. open price: $78.89 Current price: $79.01 P/L: +0.15% Sold -6.31% shares Q3 2022	share	2.06%	4.10M	$78.89	$79.01	+0.15%	Sold -6.31% shares Q3 2022
JPMorgan U.S. Quality Factor ETF Portfolio share: 2.02% Portfolio value: 4.04M Avg. open price: $35.75 Current price: $40.84 P/L: +14.23% Sold -16.42% shares Q3 2022	share	2.02%	4.04M	$35.75	$40.84	+14.23%	Sold -16.42% shares Q3 2022
iShares Core S&P Small-Cap ETF Portfolio share: 1.63% Portfolio value: 3.24M Avg. open price: $76.99 Current price: $102.13 P/L: +32.66% Sold -16.05% shares Q3 2022	share	1.63%	3.24M	$76.99	$102.13	+32.66%	Sold -16.05% shares Q3 2022
Xtrackers MSCI EAFE High Dividend Yield Equity ETF Portfolio share: 1.56% Portfolio value: 3.12M Avg. open price: $22.84 Current price: $22.07 P/L: -3.37% Bought +3.33% shares Q3 2022	share	1.56%	3.12M	$22.84	$22.07	-3.37%	Bought +3.33% shares Q3 2022
Oil & Gas Midstream Energy Transfer LP Portfolio share: 1.52% Portfolio value: 3.02M Avg. open price: $4.28 Current price: $12.53 P/L: +192.75% Sold -9.19% shares Q3 2022	share	1.52%	3.02M	$4.28	$12.53	+192.75%	Sold -9.19% shares Q3 2022
Oil & Gas Drilling Nabors Industries Ltd. Portfolio share: 1.51% Portfolio value: 3.01M Avg. open price: $133.9 Current price: $155.73 P/L: +16.30% Bought +4.58% shares Q3 2022	share	1.51%	3.01M	$133.9	$155.73	+16.30%	Bought +4.58% shares Q3 2022
Vanguard Real Estate Index Fund Portfolio share: 1.51% Portfolio value: 3.00M Avg. open price: $102.86 Current price: $87.63 P/L: -14.81% Sold -5.95% shares Q3 2022	share	1.51%	3.00M	$102.86	$87.63	-14.81%	Sold -5.95% shares Q3 2022
iShares Short Treasury Bond ETF Portfolio share: 1.47% Portfolio value: 2.94M Avg. open price: $110.44 Current price: $109.86 P/L: -0.52% Sold -18.06% shares Q3 2022	share	1.47%	2.94M	$110.44	$109.86	-0.52%	Sold -18.06% shares Q3 2022
Goldman Sachs Access Investment Grade Corporate Bond ETF Portfolio share: 1.46% Portfolio value: 2.92M Avg. open price: $53.44 Current price: $45.58 P/L: -14.71% Sold -11.69% shares Q3 2022	share	1.46%	2.92M	$53.44	$45.58	-14.71%	Sold -11.69% shares Q3 2022
Copper Turquoise Hill Resources Ltd. Portfolio share: 1.40% Portfolio value: 2.78M Avg. open price: $29.75 Current price: $31.48 P/L: +5.82% Bought +4.86% shares Q3 2022	share	1.40%	2.78M	$29.75	$31.48	+5.82%	Bought +4.86% shares Q3 2022
Oil & Gas E&P Pioneer Natural Resources Company Portfolio share: 1.27% Portfolio value: 2.53M Avg. open price: $105.19 Current price: $239.41 P/L: +127.60% Sold -14.29% shares Q3 2022	share	1.27%	2.53M	$105.19	$239.41	+127.60%	Sold -14.29% shares Q3 2022
ProShares Short 20+ Year Treasury Portfolio share: 1.19% Portfolio value: 2.37M Avg. open price: $17.69 Current price: $21.19 P/L: +19.79% Sold -8.57% shares Q3 2022	share	1.19%	2.37M	$17.69	$21.19	+19.79%	Sold -8.57% shares Q3 2022
Oil & Gas E&P Callon Petroleum Company Portfolio share: 1.15% Portfolio value: 2.3M Avg. open price: $88.79 Current price: $41.23 P/L: -53.56% N/A Q3 2022	share	1.15%	2.3M	$88.79	$41.23	-53.56%	N/A Q3 2022
Invesco Preferred ETF Portfolio share: 1.03% Portfolio value: 2.05M Avg. open price: $13.49 Current price: $12.07 P/L: -10.54% Sold -12.18% shares Q3 2022	share	1.03%	2.05M	$13.49	$12.07	-10.54%	Sold -12.18% shares Q3 2022
Oil & Gas E&P Diamondback Energy, Inc. Portfolio share: 1.03% Portfolio value: 2.04M Avg. open price: $75.1 Current price: $145.46 P/L: +93.68% Sold -37.34% shares Q3 2022	share	1.03%	2.04M	$75.1	$145.46	+93.68%	Sold -37.34% shares Q3 2022
Auto & Truck Dealerships Copart, Inc. Portfolio share: 1.02% Portfolio value: 2.02M Avg. open price: $56.94 Current price: $67.15 P/L: +17.93% Bought +0.02% shares Q3 2022	share	1.02%	2.02M	$56.94	$67.15	+17.93%	Bought +0.02% shares Q3 2022
Medical Care Facilities DaVita Inc. Portfolio share: 0.99% Portfolio value: 1.98M Avg. open price: $59.81 Current price: $74.34 P/L: +24.29% Sold -3.23% shares Q2 2022	share	0.99%	1.98M	$59.81	$74.34	+24.29%	Sold -3.23% shares Q2 2022
Oil & Gas E&P Coterra Energy Inc. Portfolio share: 0.87% Portfolio value: 1.74M Avg. open price: N/A Current price: $27.26 P/L: N/A Sold -31.64% shares Q3 2022	share	0.87%	1.74M	N/A	$27.26	N/A	Sold -31.64% shares Q3 2022
Oil & Gas Midstream Kinder Morgan, Inc. Portfolio share: 0.76% Portfolio value: 1.50M Avg. open price: $15.22 Current price: $19 P/L: +24.82% Bought +134.32% shares Q3 2022	share	0.76%	1.50M	$15.22	$19	+24.82%	Bought +134.32% shares Q3 2022
Goldman Sachs ActiveBeta Emerging Markets Equity ETF Portfolio share: 0.75% Portfolio value: 1.49M Avg. open price: $34.28 Current price: $29.1 P/L: -15.12% Sold -17.71% shares Q3 2022	share	0.75%	1.49M	$34.28	$29.1	-15.12%	Sold -17.71% shares Q3 2022
Vanguard Mid Cap Index Fund Portfolio share: 0.72% Portfolio value: 1.44M Avg. open price: $183.4 Current price: $216.85 P/L: +18.24% Bought +0.42% shares Q3 2022	share	0.72%	1.44M	$183.4	$216.85	+18.24%	Bought +0.42% shares Q3 2022
Gold Agnico Eagle Mines Limited Portfolio share: 0.72% Portfolio value: 1.44M Avg. open price: $48.1 Current price: $51.77 P/L: +7.64% Bought +146.30% shares Q3 2022	share	0.72%	1.44M	$48.1	$51.77	+7.64%	Bought +146.30% shares Q3 2022
Financial Data & Stock Exchanges S&P Global Inc. Portfolio share: 0.70% Portfolio value: 1.40M Avg. open price: $340.43 Current price: $359.8 P/L: +5.69% Sold -0.35% shares Q1 2022	share	0.70%	1.40M	$340.43	$359.8	+5.69%	Sold -0.35% shares Q1 2022
Drug Manufacturers—General Amgen Inc. Portfolio share: 0.70% Portfolio value: 1.39M Avg. open price: $216.63 Current price: $285.51 P/L: +31.80% Bought +4.33% shares Q3 2022	share	0.70%	1.39M	$216.63	$285.51	+31.80%	Bought +4.33% shares Q3 2022
Medical Distribution Cardinal Health, Inc. Portfolio share: 0.69% Portfolio value: 1.38M Avg. open price: $52.27 Current price: $80.88 P/L: +54.74% Bought +2.32% shares Q3 2022	share	0.69%	1.38M	$52.27	$80.88	+54.74%	Bought +2.32% shares Q3 2022
Goldman Sachs ActiveBeta International Equity ETF Portfolio share: 0.69% Portfolio value: 1.37M Avg. open price: $28.71 Current price: $29.65 P/L: +3.26% Sold -30.86% shares Q3 2022	share	0.69%	1.37M	$28.71	$29.65	+3.26%	Sold -30.86% shares Q3 2022
Diagnostics & Research Thermo Fisher Scientific Inc. Portfolio share: 0.62% Portfolio value: 1.23M Avg. open price: $560.39 Current price: $563 P/L: +0.47% Bought +0.04% shares Q3 2022	share	0.62%	1.23M	$560.39	$563	+0.47%	Bought +0.04% shares Q3 2022
Software—Infrastructure Microsoft Corporation Portfolio share: 0.61% Portfolio value: 1.22M Avg. open price: $249.21 Current price: $255.02 P/L: +2.33% Sold -10.54% shares Q3 2022	share	0.61%	1.22M	$249.21	$255.02	+2.33%	Sold -10.54% shares Q3 2022
Internet Content & Information Alphabet Inc. Portfolio share: 0.61% Portfolio value: 1.21M Avg. open price: $2,207.56 Current price: $100.83 P/L: -95.43% Bought +0.20% shares Q3 2022	share	0.61%	1.21M	$2,207.56	$100.83	-95.43%	Bought +0.20% shares Q3 2022
Aerospace & Defense General Dynamics Corporation Portfolio share: 0.61% Portfolio value: 1.21M Avg. open price: N/A Current price: $255.74 P/L: N/A Sold -2.65% shares Q3 2022	share	0.61%	1.21M	N/A	$255.74	N/A	Sold -2.65% shares Q3 2022
iShares S&P 500 Growth ETF Portfolio share: 0.50% Portfolio value: 1.00M Avg. open price: $39.75 Current price: $63.37 P/L: +59.42% Sold -7.16% shares Q3 2022	share	0.50%	1.00M	$39.75	$63.37	+59.42%	Sold -7.16% shares Q3 2022
Medical Instruments & Supplies Baxter International Inc. Portfolio share: 0.44% Portfolio value: 875K Avg. open price: N/A Current price: $53.22 P/L: N/A N/A Q3 2022	share	0.44%	875K	N/A	$53.22	N/A	N/A Q3 2022
Vanguard S&P Small-Cap 600 Index Fund Portfolio share: 0.43% Portfolio value: 867K Avg. open price: $166.88 Current price: $189.04 P/L: +13.28% Bought +13.46% shares Q2 2022	share	0.43%	867K	$166.88	$189.04	+13.28%	Bought +13.46% shares Q2 2022
Asset Management Sprott Inc. Portfolio share: 0.43% Portfolio value: 855K Avg. open price: N/A Current price: $36.33 P/L: N/A Sold -6.25% shares Q3 2021	share	0.43%	855K	N/A	$36.33	N/A	Sold -6.25% shares Q3 2021
Silver MAG Silver Corp. Portfolio share: 0.42% Portfolio value: 842K Avg. open price: $11.15 Current price: $16.57 P/L: +48.66% Sold -1.75% shares Q3 2021	share	0.42%	842K	$11.15	$16.57	+48.66%	Sold -1.75% shares Q3 2021
Beverages—Non-Alcoholic PepsiCo, Inc. Portfolio share: 0.42% Portfolio value: 833K Avg. open price: N/A Current price: $185.69 P/L: N/A Sold -1.92% shares Q3 2021	share	0.42%	833K	N/A	$185.69	N/A	Sold -1.92% shares Q3 2021
Healthcare Plans UnitedHealth Group Incorporated Portfolio share: 0.41% Portfolio value: 817K Avg. open price: $386.05 Current price: $536.16 P/L: +38.88% Sold -0.68% shares Q2 2022	share	0.41%	817K	$386.05	$536.16	+38.88%	Sold -0.68% shares Q2 2022
Software—Application Rimini Street, Inc. Portfolio share: 0.39% Portfolio value: 778K Avg. open price: $8 Current price: $4.18 P/L: -47.72% Bought +16.13% shares Q3 2022	share	0.39%	778K	$8	$4.18	-47.72%	Bought +16.13% shares Q3 2022
Drug Manufacturers—General AbbVie Inc. Portfolio share: 0.37% Portfolio value: 742K Avg. open price: $108.21 Current price: $163.66 P/L: +51.24% Bought +0.75% shares Q3 2022	share	0.37%	742K	$108.21	$163.66	+51.24%	Bought +0.75% shares Q3 2022
Oil & Gas E&P Comstock Resources, Inc. Portfolio share: 0.37% Portfolio value: 738K Avg. open price: N/A Current price: $16.54 P/L: N/A Sold -38.67% shares Q3 2022	share	0.37%	738K	N/A	$16.54	N/A	Sold -38.67% shares Q3 2022
Utilities—Regulated Electric PPL Corporation Portfolio share: 0.36% Portfolio value: 725K Avg. open price: $28 Current price: $29.18 P/L: +4.20% Sold -41.12% shares Q3 2022	share	0.36%	725K	$28	$29.18	+4.20%	Sold -41.12% shares Q3 2022
Oil & Gas Refining & Marketing Valero Energy Corporation Portfolio share: 0.36% Portfolio value: 711K Avg. open price: $58.85 Current price: $127.07 P/L: +115.93% Sold -3.79% shares Q3 2022	share	0.36%	711K	$58.85	$127.07	+115.93%	Sold -3.79% shares Q3 2022
Other Precious Metals & Mining SilverCrest Metals Inc. Portfolio share: 0.35% Portfolio value: 707K Avg. open price: $9.54 Current price: $6.96 P/L: -27.06% Bought +5.72% shares Q3 2022	share	0.35%	707K	$9.54	$6.96	-27.06%	Bought +5.72% shares Q3 2022
Syntax Stratified LargeCap ETF Portfolio share: 0.35% Portfolio value: 706K Avg. open price: $55.38 Current price: $67.98 P/L: +22.74% Sold -4.24% shares Q1 2022	share	0.35%	706K	$55.38	$67.98	+22.74%	Sold -4.24% shares Q1 2022
Healthcare Plans Elevance Health Inc. Portfolio share: 0.34% Portfolio value: 681K Avg. open price: N/A Current price: $523.6 P/L: N/A Sold -11.76% shares Q2 2021	share	0.34%	681K	N/A	$523.6	N/A	Sold -11.76% shares Q2 2021
Oil & Gas Integrated Cenovus Energy Inc. Portfolio share: 0.34% Portfolio value: 669K Avg. open price: $8.11 Current price: $19.94 P/L: +145.73% Bought +45.00% shares Q3 2022	share	0.34%	669K	$8.11	$19.94	+145.73%	Bought +45.00% shares Q3 2022
Beverages—Non-Alcoholic The Coca-Cola Company Portfolio share: 0.32% Portfolio value: 645K Avg. open price: $40.72 Current price: $64.35 P/L: +58.03% Bought +0.13% shares Q3 2022	share	0.32%	645K	$40.72	$64.35	+58.03%	Bought +0.13% shares Q3 2022
Semiconductor Equipment & Materials Ultra Clean Holdings, Inc. Portfolio share: 0.32% Portfolio value: 644K Avg. open price: $16.21 Current price: $35.14 P/L: +116.76% Bought +1.63% shares Q3 2022	share	0.32%	644K	$16.21	$35.14	+116.76%	Bought +1.63% shares Q3 2022
Asset Management Nuveen Municipal Value Fund, Inc. Portfolio share: 0.29% Portfolio value: 582K Avg. open price: N/A Current price: $8.66 P/L: N/A Sold -2.67% shares Q2 2022	share	0.29%	582K	N/A	$8.66	N/A	Sold -2.67% shares Q2 2022
Syntax Stratified U.S. Total Market Hedged ETF Portfolio share: 0.29% Portfolio value: 577K Avg. open price: N/A Current price: $41.18 P/L: N/A N/A Q2 2022	share	0.29%	577K	N/A	$41.18	N/A	N/A Q2 2022
Oil & Gas Midstream Enterprise Products Partners L.P. Portfolio share: 0.28% Portfolio value: 560K Avg. open price: $13.35 Current price: $24.85 P/L: +86.21% Sold -1.47% shares Q4 2021	share	0.28%	560K	$13.35	$24.85	+86.21%	Sold -1.47% shares Q4 2021
Discount Stores Walmart Inc. Portfolio share: 0.27% Portfolio value: 545K Avg. open price: $100.23 Current price: $153.22 P/L: +52.87% Sold -3.05% shares Q3 2021	share	0.27%	545K	$100.23	$153.22	+52.87%	Sold -3.05% shares Q3 2021
Internet Content & Information Meta Platforms, Inc. Portfolio share: 0.26% Portfolio value: 519K Avg. open price: $161.55 Current price: $123.49 P/L: -23.56% Bought +46.42% shares Q3 2022	share	0.26%	519K	$161.55	$123.49	-23.56%	Bought +46.42% shares Q3 2022
SYNTAX ETF TR Portfolio share: 0.26% Portfolio value: 510K Avg. open price: N/A Current price: N/A P/L: N/A N/A Q3 2022	share	0.26%	510K	N/A	N/A	N/A	N/A Q3 2022
Airports & Air Services Atlas Air Worldwide Holdings, Inc. Portfolio share: 0.25% Portfolio value: 507K Avg. open price: $86.37 Current price: $100.2 P/L: +16.01% Bought +12.77% shares Q2 2022	share	0.25%	507K	$86.37	$100.2	+16.01%	Bought +12.77% shares Q2 2022
Confectioners Mondelez International, Inc. Portfolio share: 0.25% Portfolio value: 493K Avg. open price: N/A Current price: $68.31 P/L: N/A Sold -10.00% shares Q2 2021	share	0.25%	493K	N/A	$68.31	N/A	Sold -10.00% shares Q2 2021
Gold Newmont Corporation Portfolio share: 0.25% Portfolio value: 492K Avg. open price: $55.96 Current price: $48.67 P/L: -13.02% Bought +2.63% shares Q3 2022	share	0.25%	492K	$55.96	$48.67	-13.02%	Bought +2.63% shares Q3 2022
Oil & Gas Midstream Magellan Midstream Partners, L.P. Portfolio share: 0.25% Portfolio value: 492K Avg. open price: $30.39 Current price: $52.48 P/L: +72.67% Bought +29.32% shares Q4 2020	share	0.25%	492K	$30.39	$52.48	+72.67%	Bought +29.32% shares Q4 2020
Oil & Gas Refining & Marketing Phillips 66 Portfolio share: 0.24% Portfolio value: 488K Avg. open price: $66.69 Current price: $106.66 P/L: +59.94% Bought +17.48% shares Q4 2021	share	0.24%	488K	$66.69	$106.66	+59.94%	Bought +17.48% shares Q4 2021
Auto & Truck Dealerships Group 1 Automotive, Inc. Portfolio share: 0.24% Portfolio value: 471K Avg. open price: $48.86 Current price: $192.16 P/L: +293.25% Sold -5.71% shares Q3 2021	share	0.24%	471K	$48.86	$192.16	+293.25%	Sold -5.71% shares Q3 2021
Medical Devices Abbott Laboratories Portfolio share: 0.23% Portfolio value: 464K Avg. open price: $117.68 Current price: $108.09 P/L: -8.15% Sold -6.07% shares Q1 2022	share	0.23%	464K	$117.68	$108.09	-8.15%	Sold -6.07% shares Q1 2022
Household & Personal Products The Procter & Gamble Company Portfolio share: 0.23% Portfolio value: 461K Avg. open price: $81.01 Current price: $150.61 P/L: +85.91% Bought +0.19% shares Q3 2022	share	0.23%	461K	$81.01	$150.61	+85.91%	Bought +0.19% shares Q3 2022
OCCIDENTAL PETE CORP Portfolio share: 0.22% Portfolio value: 440K Avg. open price: N/A Current price: N/A P/L: N/A Sold -26.00% shares Q2 2022	share	0.22%	440K	N/A	N/A	N/A	Sold -26.00% shares Q2 2022
Consulting Services FTI Consulting, Inc. Portfolio share: 0.21% Portfolio value: 425K Avg. open price: N/A Current price: $171.45 P/L: N/A Sold -20.78% shares Q3 2022	share	0.21%	425K	N/A	$171.45	N/A	Sold -20.78% shares Q3 2022
Oil & Gas E&P Enerplus Corporation Portfolio share: 0.21% Portfolio value: 425K Avg. open price: $4.48 Current price: $18.14 P/L: +304.68% Sold -6.83% shares Q3 2021	share	0.21%	425K	$4.48	$18.14	+304.68%	Sold -6.83% shares Q3 2021
Gold Wheaton Precious Metals Corp. Portfolio share: 0.20% Portfolio value: 408K Avg. open price: $20.88 Current price: $39.65 P/L: +89.86% Sold -7.14% shares Q2 2021	share	0.20%	408K	$20.88	$39.65	+89.86%	Sold -7.14% shares Q2 2021
Entertainment Netflix, Inc. Portfolio share: 0.20% Portfolio value: 408K Avg. open price: $544.64 Current price: $320.41 P/L: -41.17% Sold -0.57% shares Q1 2022	share	0.20%	408K	$544.64	$320.41	-41.17%	Sold -0.57% shares Q1 2022
Credit Services Visa Inc. Portfolio share: 0.20% Portfolio value: 405K Avg. open price: $192.94 Current price: $217.66 P/L: +12.81% Bought +0.09% shares Q3 2022	share	0.20%	405K	$192.94	$217.66	+12.81%	Bought +0.09% shares Q3 2022
Credit Services American Express Company Portfolio share: 0.20% Portfolio value: 405K Avg. open price: $63.36 Current price: $156.75 P/L: +147.39% Sold -3.23% shares Q3 2021	share	0.20%	405K	$63.36	$156.75	+147.39%	Sold -3.23% shares Q3 2021
Drug Manufacturers—General Johnson & Johnson Portfolio share: 0.20% Portfolio value: 398K Avg. open price: $126.96 Current price: $178.88 P/L: +40.89% Sold -15.81% shares Q3 2022	share	0.20%	398K	$126.96	$178.88	+40.89%	Sold -15.81% shares Q3 2022
Copper Taseko Mines Limited Portfolio share: 0.20% Portfolio value: 397K Avg. open price: $1.89 Current price: $1.45 P/L: -23.41% Bought +23.41% shares Q3 2022	share	0.20%	397K	$1.89	$1.45	-23.41%	Bought +23.41% shares Q3 2022
Oil & Gas E&P Vermilion Energy Inc. Portfolio share: 0.19% Portfolio value: 386K Avg. open price: $3.58 Current price: $19.27 P/L: +437.94% Sold -9.09% shares Q4 2021	share	0.19%	386K	$3.58	$19.27	+437.94%	Sold -9.09% shares Q4 2021
Oil & Gas E&P California Resources Corporation Portfolio share: 0.19% Portfolio value: 384K Avg. open price: $28.39 Current price: $44.65 P/L: +57.27% N/A Q2 2022	call	0.19%	384K	$28.39	$44.65	+57.27%	N/A Q2 2022
Vanguard 500 Index Fund Portfolio share: 0.19% Portfolio value: 380K Avg. open price: $265.82 Current price: $374 P/L: +40.70% Sold -5.62% shares Q3 2022	share	0.19%	380K	$265.82	$374	+40.70%	Sold -5.62% shares Q3 2022
Biotechnology Biohaven Ltd. Portfolio share: 0.19% Portfolio value: 378K Avg. open price: N/A Current price: $16.74 P/L: N/A N/A Q3 2022	share	0.19%	378K	N/A	$16.74	N/A	N/A Q3 2022
Credit Services PayPal Holdings, Inc. Portfolio share: 0.18% Portfolio value: 361K Avg. open price: $220.5 Current price: $74.66 P/L: -66.14% Bought +7.69% shares Q2 2022	share	0.18%	361K	$220.5	$74.66	-66.14%	Bought +7.69% shares Q2 2022
Oil & Gas Refining & Marketing Vertex Energy, Inc. Portfolio share: 0.18% Portfolio value: 355K Avg. open price: $9.67 Current price: $7.28 P/L: -24.68% Bought +90.00% shares Q3 2022	share	0.18%	355K	$9.67	$7.28	-24.68%	Bought +90.00% shares Q3 2022
Invesco Russell 1000 Equal Weight ETF Portfolio share: 0.18% Portfolio value: 352K Avg. open price: $31.93 Current price: $42.64 P/L: +33.53% Sold -15.89% shares Q3 2022	share	0.18%	352K	$31.93	$42.64	+33.53%	Sold -15.89% shares Q3 2022
Insurance—Property & Casualty The Travelers Companies, Inc. Portfolio share: 0.18% Portfolio value: 352K Avg. open price: $110.63 Current price: $189.54 P/L: +71.33% Sold -34.29% shares Q1 2021	share	0.18%	352K	$110.63	$189.54	+71.33%	Sold -34.29% shares Q1 2021
Banks—Diversified Citigroup Inc. Portfolio share: 0.17% Portfolio value: 338K Avg. open price: $44.38 Current price: $47.24 P/L: +6.45% Sold -10.00% shares Q3 2022	share	0.17%	338K	$44.38	$47.24	+6.45%	Sold -10.00% shares Q3 2022
Agricultural Inputs FMC Corporation Portfolio share: 0.16% Portfolio value: 328K Avg. open price: $126.61 Current price: $134.36 P/L: +6.12% Bought +24.00% shares Q2 2022	share	0.16%	328K	$126.61	$134.36	+6.12%	Bought +24.00% shares Q2 2022
Oil & Gas Integrated Cenovus Energy Inc. Portfolio share: 0.16% Portfolio value: 323K Avg. open price: $8.11 Current price: $19.94 P/L: +145.73% Sold -61.96% shares Q3 2022	call	0.16%	323K	$8.11	$19.94	+145.73%	Sold -61.96% shares Q3 2022
Oil & Gas Midstream DHT Holdings, Inc. Portfolio share: 0.16% Portfolio value: 323K Avg. open price: $5.14 Current price: $10.22 P/L: +98.87% Sold -48.33% shares Q3 2022	share	0.16%	323K	$5.14	$10.22	+98.87%	Sold -48.33% shares Q3 2022
Gold Alamos Gold Inc. Portfolio share: 0.16% Portfolio value: 319K Avg. open price: $7.86 Current price: $10.03 P/L: +27.66% Sold -7.11% shares Q3 2022	share	0.16%	319K	$7.86	$10.03	+27.66%	Sold -7.11% shares Q3 2022
Agricultural Inputs Nutrien Ltd. Portfolio share: 0.15% Portfolio value: 300K Avg. open price: N/A Current price: $79.44 P/L: N/A Sold -5.26% shares Q3 2021	share	0.15%	300K	N/A	$79.44	N/A	Sold -5.26% shares Q3 2021
Information Technology Services Fidelity National Information Services, Inc. Portfolio share: 0.15% Portfolio value: 294K Avg. open price: N/A Current price: $74.06 P/L: N/A Sold -4.88% shares Q3 2021	share	0.15%	294K	N/A	$74.06	N/A	Sold -4.88% shares Q3 2021
Computer Hardware Seagate Technology Holdings plc Portfolio share: 0.15% Portfolio value: 293K Avg. open price: $26.93 Current price: $52.97 P/L: +96.68% Sold -7.52% shares Q1 2022	share	0.15%	293K	$26.93	$52.97	+96.68%	Sold -7.52% shares Q1 2022
WisdomTree U.S. LargeCap Dividend Fund Portfolio share: 0.14% Portfolio value: 286K Avg. open price: $87.45 Current price: $64.57 P/L: -26.16% Sold -42.16% shares Q1 2022	share	0.14%	286K	$87.45	$64.57	-26.16%	Sold -42.16% shares Q1 2022
Asset Management The Bank of New York Mellon Corporation Portfolio share: 0.14% Portfolio value: 285K Avg. open price: $41.71 Current price: $45.22 P/L: +8.42% Bought +32.47% shares Q3 2022	share	0.14%	285K	$41.71	$45.22	+8.42%	Bought +32.47% shares Q3 2022
iShares Core S&P 500 ETF Portfolio share: 0.13% Portfolio value: 262K Avg. open price: $256.66 Current price: $408.71 P/L: +59.24% Sold -5.92% shares Q4 2021	share	0.13%	262K	$256.66	$408.71	+59.24%	Sold -5.92% shares Q4 2021
Other Industrial Metals & Mining Ferroglobe PLC Portfolio share: 0.13% Portfolio value: 259K Avg. open price: $5.94 Current price: $4.36 P/L: -26.60% Bought +133.33% shares Q3 2022	share	0.13%	259K	$5.94	$4.36	-26.60%	Bought +133.33% shares Q3 2022
Banks—Diversified Bank of America Corporation Portfolio share: 0.13% Portfolio value: 254K Avg. open price: $19.1 Current price: $36.08 P/L: +88.88% Sold -18.33% shares Q1 2022	share	0.13%	254K	$19.1	$36.08	+88.88%	Sold -18.33% shares Q1 2022
Specialty Industrial Machinery Altra Industrial Motion Corp. Portfolio share: 0.12% Portfolio value: 249K Avg. open price: $35.32 Current price: $58.91 P/L: +66.79% Sold -7.50% shares Q3 2022	share	0.12%	249K	$35.32	$58.91	+66.79%	Sold -7.50% shares Q3 2022
Aerospace & Defense BWX Technologies, Inc. Portfolio share: 0.12% Portfolio value: 247K Avg. open price: $57.66 Current price: $62.23 P/L: +7.92% Sold -10.91% shares Q3 2022	share	0.12%	247K	$57.66	$62.23	+7.92%	Sold -10.91% shares Q3 2022
Gold Centerra Gold Inc. Portfolio share: 0.12% Portfolio value: 246K Avg. open price: $6.75 Current price: $5.41 P/L: -19.85% Bought +317.98% shares Q3 2022	share	0.12%	246K	$6.75	$5.41	-19.85%	Bought +317.98% shares Q3 2022
SPDR Gold Shares Portfolio share: 0.12% Portfolio value: 243K Avg. open price: $164.75 Current price: $167.26 P/L: +1.53% Sold -37.39% shares Q3 2022	share	0.12%	243K	$164.75	$167.26	+1.53%	Sold -37.39% shares Q3 2022
Real Estate Services Tricon Residential Inc. Portfolio share: 0.12% Portfolio value: 242K Avg. open price: $15.88 Current price: $8.62 P/L: -45.72% Sold -3.11% shares Q3 2022	share	0.12%	242K	$15.88	$8.62	-45.72%	Sold -3.11% shares Q3 2022
Drug Manufacturers—General Gilead Sciences, Inc. Portfolio share: 0.11% Portfolio value: 228K Avg. open price: $65.18 Current price: $89.03 P/L: +36.60% Sold -7.50% shares Q1 2021	share	0.11%	228K	$65.18	$89.03	+36.60%	Sold -7.50% shares Q1 2021
Medical Instruments & Supplies Merit Medical Systems, Inc. Portfolio share: 0.11% Portfolio value: 226K Avg. open price: $30.46 Current price: $73.04 P/L: +139.79% Sold -2.44% shares Q3 2021	share	0.11%	226K	$30.46	$73.04	+139.79%	Sold -2.44% shares Q3 2021
Oil & Gas Midstream Enbridge Inc. Portfolio share: 0.11% Portfolio value: 223K Avg. open price: $27.62 Current price: $40.61 P/L: +47.03% Sold -16.67% shares Q3 2022	share	0.11%	223K	$27.62	$40.61	+47.03%	Sold -16.67% shares Q3 2022
Telecom Services Lumen Technologies, Inc. Portfolio share: 0.11% Portfolio value: 220K Avg. open price: N/A Current price: $5.51 P/L: N/A N/A Q1 2021	share	0.11%	220K	N/A	$5.51	N/A	N/A Q1 2021
Banks—Regional HarborOne Bancorp, Inc. Portfolio share: 0.11% Portfolio value: 217K Avg. open price: $7.97 Current price: $14.79 P/L: +85.67% Sold -5.81% shares Q1 2022	share	0.11%	217K	$7.97	$14.79	+85.67%	Sold -5.81% shares Q1 2022
Telecom Services AT&T Inc. Portfolio share: 0.11% Portfolio value: 216K Avg. open price: N/A Current price: $19.02 P/L: N/A N/A Q2 2020	share	0.11%	216K	N/A	$19.02	N/A	N/A Q2 2020
Oil & Gas Integrated Suncor Energy Inc. Portfolio share: 0.11% Portfolio value: 211K Avg. open price: $28.9 Current price: $31.94 P/L: +10.52% Sold -7.41% shares Q3 2022	share	0.11%	211K	$28.9	$31.94	+10.52%	Sold -7.41% shares Q3 2022
Packaging & Containers Berry Global Group, Inc. Portfolio share: 0.10% Portfolio value: 209K Avg. open price: $53.87 Current price: $60.88 P/L: +13.01% Sold -6.25% shares Q3 2021	share	0.10%	209K	$53.87	$60.88	+13.01%	Sold -6.25% shares Q3 2021
Building Materials Vulcan Materials Company Portfolio share: 0.10% Portfolio value: 205K Avg. open price: N/A Current price: $184.49 P/L: N/A N/A Q3 2022	share	0.10%	205K	N/A	$184.49	N/A	N/A Q3 2022
Banks—Regional Kearny Financial Corp. Portfolio share: 0.10% Portfolio value: 202K Avg. open price: $11.55 Current price: $9.53 P/L: -17.46% Sold -17.39% shares Q3 2022	share	0.10%	202K	$11.55	$9.53	-17.46%	Sold -17.39% shares Q3 2022
Auto Parts The Goodyear Tire & Rubber Company Portfolio share: 0.09% Portfolio value: 188K Avg. open price: $13.66 Current price: $11.25 P/L: -17.65% Bought +10.68% shares Q3 2022	share	0.09%	188K	$13.66	$11.25	-17.65%	Bought +10.68% shares Q3 2022
Gold Osisko Gold Royalties Ltd Portfolio share: 0.09% Portfolio value: 183K Avg. open price: $8.05 Current price: $12.73 P/L: +58.05% Sold -23.40% shares Q3 2022	share	0.09%	183K	$8.05	$12.73	+58.05%	Sold -23.40% shares Q3 2022
Uranium NexGen Energy Ltd. Portfolio share: 0.08% Portfolio value: 165K Avg. open price: N/A Current price: $4.49 P/L: N/A Sold -22.55% shares Q1 2021	share	0.08%	165K	N/A	$4.49	N/A	Sold -22.55% shares Q1 2021
Coking Coal Ramaco Resources, Inc. Portfolio share: 0.07% Portfolio value: 135K Avg. open price: N/A Current price: $11.5 P/L: N/A N/A Q3 2022	share	0.07%	135K	N/A	$11.5	N/A	N/A Q3 2022
Entertainment Warner Bros. Discovery, Inc. Portfolio share: 0.06% Portfolio value: 128K Avg. open price: N/A Current price: $11.55 P/L: N/A Sold -10.52% shares Q3 2022	share	0.06%	128K	N/A	$11.55	N/A	Sold -10.52% shares Q3 2022
Oil & Gas Midstream Antero Midstream Corporation Portfolio share: 0.06% Portfolio value: 113K Avg. open price: $9.61 Current price: $11.37 P/L: +18.31% Sold -16.89% shares Q3 2022	share	0.06%	113K	$9.61	$11.37	+18.31%	Sold -16.89% shares Q3 2022
VanEck Vectors Russia ETF Portfolio share: 0.06% Portfolio value: 111K Avg. open price: $5.65 Current price: $5.65 P/L: N/A Bought +38.03% shares Q3 2022	share	0.06%	111K	$5.65	$5.65	N/A	Bought +38.03% shares Q3 2022
RMG ACQUISITION CORP III Portfolio share: 0.05% Portfolio value: 109K Avg. open price: N/A Current price: N/A P/L: N/A N/A Q2 2021	share	0.05%	109K	N/A	N/A	N/A	N/A Q2 2021
SUSTAINABLE DEVELP ACQU I CO Portfolio share: 0.05% Portfolio value: 108K Avg. open price: N/A Current price: N/A P/L: N/A N/A Q1 2021	share	0.05%	108K	N/A	N/A	N/A	N/A Q1 2021
Oil & Gas E&P Gran Tierra Energy Inc. Portfolio share: 0.05% Portfolio value: 103K Avg. open price: $0.97 Current price: $1.13 P/L: +16.44% Sold -56.60% shares Q3 2022	call	0.05%	103K	$0.97	$1.13	+16.44%	Sold -56.60% shares Q3 2022
Asset Management SuRo Capital Corp. Portfolio share: 0.03% Portfolio value: 66K Avg. open price: $6.4 Current price: $4.06 P/L: -36.56% Bought +9.32% shares Q3 2022	share	0.03%	66K	$6.4	$4.06	-36.56%	Bought +9.32% shares Q3 2022
Medical Instruments & Supplies Invacare Corporation Portfolio share: 0.03% Portfolio value: 56K Avg. open price: $4.64 Current price: $0.48 P/L: -89.65% Sold -41.21% shares Q3 2022	share	0.03%	56K	$4.64	$0.48	-89.65%	Sold -41.21% shares Q3 2022
Gold Centerra Gold Inc. Portfolio share: 0.03% Portfolio value: 53K Avg. open price: $6.75 Current price: $5.41 P/L: -19.85% N/A Q2 2022	call	0.03%	53K	$6.75	$5.41	-19.85%	N/A Q2 2022
Other Industrial Metals & Mining Northern Dynasty Minerals Ltd. Portfolio share: 0.03% Portfolio value: 51K Avg. open price: $1.43 Current price: $0.25 P/L: -82.34% Sold -46.15% shares Q3 2022	share	0.03%	51K	$1.43	$0.25	-82.34%	Sold -46.15% shares Q3 2022
TILRAY BRANDS INC Portfolio share: 0.02% Portfolio value: 49K Avg. open price: N/A Current price: N/A P/L: N/A N/A Q4 2020	share	0.02%	49K	N/A	N/A	N/A	N/A Q4 2020
Gold New Gold Inc. Portfolio share: 0.02% Portfolio value: 48K Avg. open price: $2.15 Current price: $1.23 P/L: -42.86% Sold -3.67% shares Q3 2022	call	0.02%	48K	$2.15	$1.23	-42.86%	Sold -3.67% shares Q3 2022
Capital Markets Cipher Mining Inc. Portfolio share: 0.02% Portfolio value: 45K Avg. open price: N/A Current price: $0.95 P/L: N/A N/A Q1 2022	share	0.02%	45K	N/A	$0.95	N/A	N/A Q1 2022
Entertainment Gaia, Inc. Portfolio share: 0.02% Portfolio value: 41K Avg. open price: $9.55 Current price: $2.65 P/L: -72.25% Sold -19.32% shares Q3 2022	share	0.02%	41K	$9.55	$2.65	-72.25%	Sold -19.32% shares Q3 2022
Packaged Foods Whole Earth Brands, Inc. Portfolio share: 0.02% Portfolio value: 38K Avg. open price: N/A Current price: $4.24 P/L: N/A Sold -13.04% shares Q3 2021	share	0.02%	38K	N/A	$4.24	N/A	Sold -13.04% shares Q3 2021
Gold New Gold Inc. Portfolio share: 0.02% Portfolio value: 32K Avg. open price: $2.15 Current price: $1.23 P/L: -42.86% Bought +140.00% shares Q1 2022	share	0.02%	32K	$2.15	$1.23	-42.86%	Bought +140.00% shares Q1 2022
Medical Care Facilities ATI Physical Therapy, Inc. Portfolio share: 0.01% Portfolio value: 24K Avg. open price: $1.88 Current price: $0.38 P/L: -79.77% Sold -60.00% shares Q3 2022	share	0.01%	24K	$1.88	$0.38	-79.77%	Sold -60.00% shares Q3 2022
Gold Alamos Gold Inc. Portfolio share: 0.01% Portfolio value: 22K Avg. open price: $7.86 Current price: $10.03 P/L: +27.66% Sold -79.59% shares Q3 2022	call	0.01%	22K	$7.86	$10.03	+27.66%	Sold -79.59% shares Q3 2022
Advertising Agencies SRAX, Inc. Portfolio share: 0.01% Portfolio value: 22K Avg. open price: N/A Current price: $1.72 P/L: N/A N/A Q3 2022	share	0.01%	22K	N/A	$1.72	N/A	N/A Q3 2022
Biotechnology Galectin Therapeutics Inc. Portfolio share: 0.01% Portfolio value: 20K Avg. open price: $2.67 Current price: $1.22 P/L: -54.31% Sold -4.57% shares Q1 2021	share	0.01%	20K	$2.67	$1.22	-54.31%	Sold -4.57% shares Q1 2021
Gold Vista Gold Corp. Portfolio share: 0.01% Portfolio value: 11K Avg. open price: $1.05 Current price: $0.56 P/L: -46.21% N/A Q3 2022	share	0.01%	11K	$1.05	$0.56	-46.21%	N/A Q3 2022
Oil & Gas E&P Gran Tierra Energy Inc. Portfolio share: 0.00% Portfolio value: 4K Avg. open price: $0.97 Current price: $1.13 P/L: +16.44% N/A Q3 2022	share	0.00%	4K	$0.97	$1.13	+16.44%	N/A Q3 2022
Asset Management The Gabelli Dividend & Income Trust Portfolio share: 0.00% Portfolio value: 0 Avg. open price: $20.56 Current price: $21.84 P/L: +6.21% Sold -100.00% shares Q3 2022	share	0.00%	0	$20.56	$21.84	+6.21%	Sold -100.00% shares Q3 2022
Software—Application GTY Technology Holdings Inc. Portfolio share: 0.00% Portfolio value: 0 Avg. open price: $5.66 Current price: $6.3 P/L: +11.32% Sold -100.00% shares Q3 2022	share	0.00%	0	$5.66	$6.3	+11.32%	Sold -100.00% shares Q3 2022
Asset Management The Cushing MLP & Infrastructure Total Return Fund Portfolio share: 0.00% Portfolio value: 0 Avg. open price: N/A Current price: $35.6 P/L: N/A Sold -100.00% shares Q3 2022	share	0.00%	0	N/A	$35.6	N/A	Sold -100.00% shares Q3 2022
VanEck IG Floating Rate ETF Portfolio share: 0.00% Portfolio value: 0 Avg. open price: $25.1 Current price: $24.79 P/L: -1.24% Sold -100.00% shares Q3 2022	share	0.00%	0	$25.1	$24.79	-1.24%	Sold -100.00% shares Q3 2022
Building Products & Equipment Cornerstone Building Brands, Inc. Portfolio share: 0.00% Portfolio value: 0 Avg. open price: $17.22 Current price: $24.66 P/L: +43.21% Sold -100.00% shares Q3 2022	share	0.00%	0	$17.22	$24.66	+43.21%	Sold -100.00% shares Q3 2022
Vanguard Short-Term Treasury Index Fund Portfolio share: 0.00% Portfolio value: 0 Avg. open price: $61.37 Current price: $57.97 P/L: -5.54% Sold -100.00% shares Q3 2022	share	0.00%	0	$61.37	$57.97	-5.54%	Sold -100.00% shares Q3 2022
Asset Management Central Securities Corp. Portfolio share: 0.00% Portfolio value: 0 Avg. open price: $39.13 Current price: $35.77 P/L: -8.60% Sold -100.00% shares Q3 2022	share	0.00%	0	$39.13	$35.77	-8.60%	Sold -100.00% shares Q3 2022
Oil & Gas E&P CNX Resources Corporation Portfolio share: 0.00% Portfolio value: 0 Avg. open price: N/A Current price: $17.1 P/L: N/A Sold -100.00% shares Q3 2022	share	0.00%	0	N/A	$17.1	N/A	Sold -100.00% shares Q3 2022
Asset Management SRH Total Return Fund, Inc. Portfolio share: 0.00% Portfolio value: 0 Avg. open price: N/A Current price: $13.22 P/L: N/A Sold -100.00% shares Q3 2022	share	0.00%	0	N/A	$13.22	N/A	Sold -100.00% shares Q3 2022
Gold Vista Gold Corp. Portfolio share: 0.00% Portfolio value: 0 Avg. open price: $1.05 Current price: $0.56 P/L: -46.21% Sold -100.00% shares Q3 2022	call	0.00%	0	$1.05	$0.56	-46.21%	Sold -100.00% shares Q3 2022
Asset Management BlackRock Energy and Resources Trust Portfolio share: 0.00% Portfolio value: 0 Avg. open price: $11.6 Current price: $12.95 P/L: +11.64% Sold -100.00% shares Q3 2022	share	0.00%	0	$11.6	$12.95	+11.64%	Sold -100.00% shares Q3 2022
Asset Management Voya Global Advantage and Premium Opportunity Fund Portfolio share: 0.00% Portfolio value: 0 Avg. open price: $6.65 Current price: $9.02 P/L: +35.59% Sold -100.00% shares Q3 2022	share	0.00%	0	$6.65	$9.02	+35.59%	Sold -100.00% shares Q3 2022
Asset Management Voya Global Equity Dividend and Premium Opportunity Fund Portfolio share: 0.00% Portfolio value: 0 Avg. open price: $4.24 Current price: $5.49 P/L: +29.53% Sold -100.00% shares Q3 2022	share	0.00%	0	$4.24	$5.49	+29.53%	Sold -100.00% shares Q3 2022
Railroads Westinghouse Air Brake Technologies Corporation Portfolio share: 0.00% Portfolio value: 0 Avg. open price: $96.17 Current price: $103.38 P/L: +7.50% Sold -100.00% shares Q3 2022	share	0.00%	0	$96.17	$103.38	+7.50%	Sold -100.00% shares Q3 2022
Thermal Coal Arch Resources, Inc. Portfolio share: 0.00% Portfolio value: 0 Avg. open price: N/A Current price: $153.74 P/L: N/A Sold -100.00% shares Q3 2022	share	0.00%	0	N/A	$153.74	N/A	Sold -100.00% shares Q3 2022
Oil & Gas E&P Oasis Petroleum Inc Portfolio share: 0.00% Portfolio value: 0 Avg. open price: $81.51 Current price: $68.03 P/L: -16.54% Sold -100.00% shares Q3 2022	share	0.00%	0	$81.51	$68.03	-16.54%	Sold -100.00% shares Q3 2022
WisdomTree Floating Rate Treasury Fund Portfolio share: 0.00% Portfolio value: 0 Avg. open price: $24.99 Current price: $50.27 P/L: +101.18% Sold -100.00% shares Q3 2022	share	0.00%	0	$24.99	$50.27	+101.18%	Sold -100.00% shares Q3 2022
CLARIVATE PLC Portfolio share: 0.00% Portfolio value: 0 Avg. open price: N/A Current price: N/A P/L: N/A Sold -100.00% shares Q3 2022	share	0.00%	0	N/A	N/A	N/A	Sold -100.00% shares Q3 2022
Asset Management ASA Gold and Precious Metals Limited Portfolio share: 0.00% Portfolio value: 0 Avg. open price: $17.3 Current price: $14.65 P/L: -15.34% Sold -100.00% shares Q3 2022	share	0.00%	0	$17.3	$14.65	-15.34%	Sold -100.00% shares Q3 2022
Other Industrial Metals & Mining Ferroglobe PLC Portfolio share: 0.00% Portfolio value: 0 Avg. open price: $5.94 Current price: $4.36 P/L: -26.60% Sold -100.00% shares Q3 2022	call	0.00%	0	$5.94	$4.36	-26.60%	Sold -100.00% shares Q3 2022
Asset Management Adams Natural Resources Fund, Inc. Portfolio share: 0.00% Portfolio value: 0 Avg. open price: $15.56 Current price: $22.55 P/L: +44.89% Sold -100.00% shares Q3 2022	share	0.00%	0	$15.56	$22.55	+44.89%	Sold -100.00% shares Q3 2022
Asset Management Abrdn Japan Equity Fund Inc Portfolio share: 0.00% Portfolio value: 0 Avg. open price: N/A Current price: $5.78 P/L: N/A Sold -100.00% shares Q3 2022	share	0.00%	0	N/A	$5.78	N/A	Sold -100.00% shares Q3 2022
Asset Management Abrdn Emerging Markets Equity Income Fund Inc Portfolio share: 0.00% Portfolio value: 0 Avg. open price: $7 Current price: $5.27 P/L: -24.66% Sold -100.00% shares Q3 2022	share	0.00%	0	$7	$5.27	-24.66%	Sold -100.00% shares Q3 2022
Oil & Gas Drilling Transocean Ltd. Portfolio share: 0.00% Portfolio value: 0 Avg. open price: $3.26 Current price: $4.19 P/L: +28.45% Sold -100.00% shares Q3 2022	call	0.00%	0	$3.26	$4.19	+28.45%	Sold -100.00% shares Q3 2022
Oil & Gas Drilling Transocean Ltd. Portfolio share: 0.00% Portfolio value: 0 Avg. open price: $3.26 Current price: $4.19 P/L: +28.45% Sold -100.00% shares Q3 2022	share	0.00%	0	$3.26	$4.19	+28.45%	Sold -100.00% shares Q3 2022
Oil & Gas Midstream Scorpio Tankers Inc. Portfolio share: 0.00% Portfolio value: 0 Avg. open price: $15.91 Current price: $53.9 P/L: +238.86% Sold -100.00% shares Q3 2022	share	0.00%	0	$15.91	$53.9	+238.86%	Sold -100.00% shares Q3 2022
Asset Management The New Germany Fund, Inc. Portfolio share: 0.00% Portfolio value: 0 Avg. open price: $20.23 Current price: $8.5 P/L: -57.97% Sold -100.00% shares Q3 2022	share	0.00%	0	$20.23	$8.5	-57.97%	Sold -100.00% shares Q3 2022
Asset Management NEUBERGER BERMAN MLP & ENERG Portfolio share: 0.00% Portfolio value: 0 Avg. open price: $4.52 Current price: $7.1 P/L: +57.23% Sold -100.00% shares Q3 2022	share	0.00%	0	$4.52	$7.1	+57.23%	Sold -100.00% shares Q3 2022
N/A PIMCO Energy and Tactical Credit Opportunities Fund Portfolio share: 0.00% Portfolio value: 0 Avg. open price: N/A Current price: $16.02 P/L: N/A Sold -100.00% shares Q3 2022	share	0.00%	0	N/A	$16.02	N/A	Sold -100.00% shares Q3 2022
Asset Management Morgan Stanley Emerging Markets Domestic Debt Fund, Inc. Portfolio share: 0.00% Portfolio value: 0 Avg. open price: $5.57 Current price: $4.43 P/L: -20.52% Sold -100.00% shares Q3 2022	share	0.00%	0	$5.57	$4.43	-20.52%	Sold -100.00% shares Q3 2022
Asset Management Morgan Stanley India Investment Fund, Inc. Portfolio share: 0.00% Portfolio value: 0 Avg. open price: N/A Current price: $24.68 P/L: N/A Sold -100.00% shares Q3 2022	share	0.00%	0	N/A	$24.68	N/A	Sold -100.00% shares Q3 2022
Asset Management Morgan Stanley Emerging Markets Debt Fund, Inc. Portfolio share: 0.00% Portfolio value: 0 Avg. open price: $8.97 Current price: $6.73 P/L: -24.98% Sold -100.00% shares Q3 2022	share	0.00%	0	$8.97	$6.73	-24.98%	Sold -100.00% shares Q3 2022
Asset Management The Mexico Fund, Inc. Portfolio share: 0.00% Portfolio value: 0 Avg. open price: $16.43 Current price: $15.37 P/L: -6.46% Sold -100.00% shares Q3 2022	share	0.00%	0	$16.43	$15.37	-6.46%	Sold -100.00% shares Q3 2022
Chemicals Methanex Corporation Portfolio share: 0.00% Portfolio value: 0 Avg. open price: $38.51 Current price: $38.32 P/L: -0.49% Sold -100.00% shares Q3 2022	share	0.00%	0	$38.51	$38.32	-0.49%	Sold -100.00% shares Q3 2022
Oil & Gas E&P Marathon Oil Corporation Portfolio share: 0.00% Portfolio value: 0 Avg. open price: $16.35 Current price: $29.74 P/L: +81.90% Sold -100.00% shares Q3 2022	call	0.00%	0	$16.35	$29.74	+81.90%	Sold -100.00% shares Q3 2022
Insurance—Life Prudential Financial, Inc. Portfolio share: 0.00% Portfolio value: 0 Avg. open price: $104.09 Current price: $107.68 P/L: +3.45% Sold -100.00% shares Q3 2022	share	0.00%	0	$104.09	$107.68	+3.45%	Sold -100.00% shares Q3 2022
Asset Management Putnam Premier Income Trust Portfolio share: 0.00% Portfolio value: 0 Avg. open price: N/A Current price: $3.69 P/L: N/A Sold -100.00% shares Q3 2022	share	0.00%	0	N/A	$3.69	N/A	Sold -100.00% shares Q3 2022
Asset Management Japan Smaller Capitalization Fund, Inc. Portfolio share: 0.00% Portfolio value: 0 Avg. open price: $7.77 Current price: $6.44 P/L: -17.08% Sold -100.00% shares Q3 2022	share	0.00%	0	$7.77	$6.44	-17.08%	Sold -100.00% shares Q3 2022
Asset Management Royce Micro-Cap Trust, Inc. Portfolio share: 0.00% Portfolio value: 0 Avg. open price: $8.77 Current price: $9.5 P/L: +8.35% Sold -100.00% shares Q3 2022	share	0.00%	0	$8.77	$9.5	+8.35%	Sold -100.00% shares Q3 2022
iShares Treasury Floating Rate Bond ETF Portfolio share: 0.00% Portfolio value: 0 Avg. open price: $50.09 Current price: $50.4 P/L: +0.61% Sold -100.00% shares Q3 2022	share	0.00%	0	$50.09	$50.4	+0.61%	Sold -100.00% shares Q3 2022
iShares S&P Mid-Cap 400 Growth ETF Portfolio share: 0.00% Portfolio value: 0 Avg. open price: $54.36 Current price: $72.95 P/L: +34.20% Sold -100.00% shares Q3 2022	share	0.00%	0	$54.36	$72.95	+34.20%	Sold -100.00% shares Q3 2022
SPDR Bloomberg 1-3 Month T-Bill ETF Portfolio share: 0.00% Portfolio value: 0 Avg. open price: $90.91 Current price: $91.44 P/L: +0.58% Sold -100.00% shares Q3 2022	share	0.00%	0	$90.91	$91.44	+0.58%	Sold -100.00% shares Q3 2022
Asset Management Salient Midstream & MLP Fund Portfolio share: 0.00% Portfolio value: 0 Avg. open price: N/A Current price: $8.95 P/L: N/A Sold -100.00% shares Q3 2022	share	0.00%	0	N/A	$8.95	N/A	Sold -100.00% shares Q3 2022
Medical Care Facilities IMAC Holdings, Inc. Portfolio share: 0.00% Portfolio value: 0 Avg. open price: $1.87 Current price: $0.92 P/L: -50.68% Sold -100.00% shares Q3 2022	share	0.00%	0	$1.87	$0.92	-50.68%	Sold -100.00% shares Q3 2022
Asset Management The Swiss Helvetia Fund Inc. Portfolio share: 0.00% Portfolio value: 0 Avg. open price: N/A Current price: $7.98 P/L: N/A Sold -100.00% shares Q3 2022	share	0.00%	0	N/A	$7.98	N/A	Sold -100.00% shares Q3 2022
Auto Parts The Goodyear Tire & Rubber Company Portfolio share: 0.00% Portfolio value: 0 Avg. open price: $13.66 Current price: $11.25 P/L: -17.65% Sold -100.00% shares Q3 2022	call	0.00%	0	$13.66	$11.25	-17.65%	Sold -100.00% shares Q3 2022
Goldman Sachs Access Treasury 0-1 Year ETF Portfolio share: 0.00% Portfolio value: 0 Avg. open price: $97.9 Current price: $99.67 P/L: +1.80% Sold -100.00% shares Q3 2022	share	0.00%	0	$97.9	$99.67	+1.80%	Sold -100.00% shares Q3 2022
Asset Management The Taiwan Fund, Inc. Portfolio share: 0.00% Portfolio value: 0 Avg. open price: $32.9 Current price: $24.74 P/L: -24.80% Sold -100.00% shares Q3 2022	share	0.00%	0	$32.9	$24.74	-24.80%	Sold -100.00% shares Q3 2022
Asset Management General American Investors Company, Inc. Portfolio share: 0.00% Portfolio value: 0 Avg. open price: $35.48 Current price: $38.39 P/L: +8.20% Sold -100.00% shares Q3 2022	share	0.00%	0	$35.48	$38.39	+8.20%	Sold -100.00% shares Q3 2022
Asset Management Templeton Emerging Markets Fund Portfolio share: 0.00% Portfolio value: 0 Avg. open price: N/A Current price: $12.32 P/L: N/A Sold -100.00% shares Q3 2022	share	0.00%	0	N/A	$12.32	N/A	Sold -100.00% shares Q3 2022
Asset Management GAMCO Natural Resources, Gold & Income Trust Portfolio share: 0.00% Portfolio value: 0 Avg. open price: N/A Current price: $5.07 P/L: N/A Sold -100.00% shares Q3 2022	share	0.00%	0	N/A	$5.07	N/A	Sold -100.00% shares Q3 2022
Asset Management Tri-Continental Corporation Portfolio share: 0.00% Portfolio value: 0 Avg. open price: N/A Current price: $28.15 P/L: N/A Sold -100.00% shares Q3 2022	share	0.00%	0	N/A	$28.15	N/A	Sold -100.00% shares Q3 2022
Banks—Regional Truist Financial Corporation Portfolio share: 0.00% Portfolio value: 0 Avg. open price: $56.7 Current price: $45.06 P/L: -20.53% Sold -100.00% shares Q3 2022	share	0.00%	0	$56.7	$45.06	-20.53%	Sold -100.00% shares Q3 2022
Asset Management The Gabelli Global Small and Mid Cap Value Trust Portfolio share: 0.00% Portfolio value: 0 Avg. open price: N/A Current price: $12.05 P/L: N/A Sold -100.00% shares Q3 2022	share	0.00%	0	N/A	$12.05	N/A	Sold -100.00% shares Q3 2022
Asset Management The Gabelli Healthcare & Wellness Trust Portfolio share: 0.00% Portfolio value: 0 Avg. open price: $8.45 Current price: $10.65 P/L: +25.99% Sold -100.00% shares Q3 2022	share	0.00%	0	$8.45	$10.65	+25.99%	Sold -100.00% shares Q3 2022

Showing TOP 201 SHEPHERD KAPLAN KROCHUK's 13F holdings.

Frequently Asked Questions (FAQ)

What is the biggest position of SHEPHERD KAPLAN KROCHUK, LLC?

The biggest position of the SHEPHERD KAPLAN KROCHUK, LLC is EQT Corporation (EQT) with 9.76% portfolio share worth of 19.49M US dollars.

Top 5 SHEPHERD KAPLAN KROCHUK's holdings represent 27.28% of the portfolio:

EQT Corporation (EQT) – 9.76%
California Resources Corporation (CRC) – 5.84%
VanEck Fallen Angel High Yield Bond ETF (ANGL) – 4.03%
Invesco S&P 500 Low Volatility ETF (SPLV) – 4.02%
Devon Energy Corporation (DVN) – 3.63%

Who is the portfolio manager of SHEPHERD KAPLAN KROCHUK, LLC?

The portfolio manager of the SHEPHERD KAPLAN KROCHUK, LLC is .

What is the total asset value of the SHEPHERD KAPLAN KROCHUK, LLC portfolio?

SHEPHERD KAPLAN KROCHUK, LLC total asset value (portfolio value) is 199.69M US dollars.

Who is ?

is the portfolio manager of the SHEPHERD KAPLAN KROCHUK, LLC.

What is (SHEPHERD KAPLAN KROCHUK, LLC) fund performance?

SHEPHERD KAPLAN KROCHUK's quarterly performance is -12.83%, annualy -17.45%. In the past 3 years, the value of 's portfolio has increased by +10%. In the past 5 years, the value of the portfolio has increased by +14%.

What is the SHEPHERD KAPLAN KROCHUK, LLC CIK?

SHEPHERD KAPLAN KROCHUK's Central Index Key is 0001218583 .

SHEPHERD KAPLAN KROCHUK, LLC Holdings

SHEPHERD KAPLAN KROCHUK, LLC portfolio value:

SHEPHERD KAPLAN KROCHUK, LLC quarter portfolio value change:

SHEPHERD KAPLAN KROCHUK, LLC 1 year portfolio value change:

SHEPHERD KAPLAN KROCHUK, LLC 3 years portfolio value change:

SHEPHERD KAPLAN KROCHUK, LLC 5 years portfolio value change: