DFPG INVESTMENTS, LLC Holdings

DFPG INVESTMENTS, LLC is an investment fund managing more than 235.17M US dollars. The largest holdings include Apple, NVIDIA and Amazon.com. In Q3 2022 the fund bought assets of total value of 17.64M US dollars and sold assets of total value of 11.18M US dollars.

$235.16M

portfolio value

-90.07%

quarter

-1352.54%

1 year

-2982.68%

3 years

DFPG INVESTMENTS, LLC portfolio changes

Portfolio changes (number of shares)
Period	Buy	Sel
Q1 2019	17436000	77000
Q2 2019	30540000	19355000
Q3 2019	31659000	15244000
Q4 2019	34462000	3429000
Q1 2020	10079000	26451000
Q2 2020	28299000	841000
Q3 2020	38550000	15500000
Q4 2020	49217000	18616000
Q1 2021	47867000	30177000
Q2 2021	49780000	19444000
Q3 2021	27791000	27231000
Q4 2021	19071000	43079000
Q1 2022	39844000	22677000
Q2 2022	10735000	35958000
Q3 2022	17640000	11183000

DFPG INVESTMENTS, LLC 13F holdings

Stock	Position type	Portfolio share	Portfolio value	Avg. open price	Current price	P/L	Last change
Consumer Electronics Apple Inc. Portfolio share: 7.10% Portfolio value: 16.70M Avg. open price: $142.96 Current price: $150.16 P/L: +5.04% Bought +9.49% shares Q3 2022	share	7.10%	16.70M	$142.96	$150.16	+5.04%	Bought +9.49% shares Q3 2022
Semiconductors NVIDIA Corporation Portfolio share: 4.66% Portfolio value: 10.95M Avg. open price: $171.06 Current price: $168.41 P/L: -1.55% Bought +8.26% shares Q3 2022	share	4.66%	10.95M	$171.06	$168.41	-1.55%	Bought +8.26% shares Q3 2022
Internet Retail Amazon.com, Inc. Portfolio share: 3.43% Portfolio value: 8.05M Avg. open price: $3,207.7 Current price: $93.37 P/L: -97.09% Sold -1.80% shares Q3 2022	share	3.43%	8.05M	$3,207.7	$93.37	-97.09%	Sold -1.80% shares Q3 2022
Software—Infrastructure Microsoft Corporation Portfolio share: 3.27% Portfolio value: 7.7M Avg. open price: $244.4 Current price: $252.83 P/L: +3.45% Bought +6.95% shares Q3 2022	share	3.27%	7.7M	$244.4	$252.83	+3.45%	Bought +6.95% shares Q3 2022
Health Information Services HealthEquity, Inc. Portfolio share: 3.15% Portfolio value: 7.41M Avg. open price: $67.33 Current price: $65.5 P/L: -2.71% Sold -2.03% shares Q3 2022	share	3.15%	7.41M	$67.33	$65.5	-2.71%	Sold -2.03% shares Q3 2022
Oil & Gas Midstream Energy Transfer LP Portfolio share: 2.89% Portfolio value: 6.79M Avg. open price: $9.68 Current price: $12.47 P/L: +28.81% Bought +1.01% shares Q3 2022	share	2.89%	6.79M	$9.68	$12.47	+28.81%	Bought +1.01% shares Q3 2022
Invesco QQQ Trust Portfolio share: 2.81% Portfolio value: 6.61M Avg. open price: $284.48 Current price: $290.8 P/L: +2.22% Sold -2.80% shares Q3 2022	share	2.81%	6.61M	$284.48	$290.8	+2.22%	Sold -2.80% shares Q3 2022
First Trust Enhanced Short Maturity ETF Portfolio share: 2.60% Portfolio value: 6.10M Avg. open price: $58.89 Current price: $59.38 P/L: +0.82% Sold -31.26% shares Q3 2022	share	2.60%	6.10M	$58.89	$59.38	+0.82%	Sold -31.26% shares Q3 2022
Internet Content & Information Meta Platforms, Inc. Portfolio share: 2.50% Portfolio value: 5.88M Avg. open price: $167.02 Current price: $124.39 P/L: -25.52% Bought +44.04% shares Q3 2022	share	2.50%	5.88M	$167.02	$124.39	-25.52%	Bought +44.04% shares Q3 2022
Oil & Gas E&P Occidental Petroleum Corporation Portfolio share: 2.37% Portfolio value: 5.56M Avg. open price: $23.25 Current price: $68.9 P/L: +196.32% Sold -35.21% shares Q3 2022	share	2.37%	5.56M	$23.25	$68.9	+196.32%	Sold -35.21% shares Q3 2022
Semiconductors Micron Technology, Inc. Portfolio share: 2.07% Portfolio value: 4.86M Avg. open price: $67.6 Current price: $55.1 P/L: -18.49% Bought +7.57% shares Q3 2022	share	2.07%	4.86M	$67.6	$55.1	-18.49%	Bought +7.57% shares Q3 2022
Discount Stores Costco Wholesale Corporation Portfolio share: 1.93% Portfolio value: 4.53M Avg. open price: $403.46 Current price: $486.55 P/L: +20.59% Bought +19.76% shares Q3 2022	share	1.93%	4.53M	$403.46	$486.55	+20.59%	Bought +19.76% shares Q3 2022
J P MORGAN EXCHANGE TRADED F Portfolio share: 1.80% Portfolio value: 4.22M Avg. open price: N/A Current price: N/A P/L: N/A Sold -0.14% shares Q3 2022	share	1.80%	4.22M	N/A	N/A	N/A	Sold -0.14% shares Q3 2022
Semiconductors Advanced Micro Devices, Inc. Portfolio share: 1.77% Portfolio value: 4.15M Avg. open price: $107.59 Current price: $74.78 P/L: -30.50% Bought +3.33% shares Q3 2022	share	1.77%	4.15M	$107.59	$74.78	-30.50%	Bought +3.33% shares Q3 2022
Internet Content & Information Alphabet Inc. Portfolio share: 1.66% Portfolio value: 3.90M Avg. open price: $2,777.97 Current price: $100.83 P/L: -96.37% Sold -95.17% shares Q3 2022	share	1.66%	3.90M	$2,777.97	$100.83	-96.37%	Sold -95.17% shares Q3 2022
Internet Content & Information Alphabet Inc. Portfolio share: 1.64% Portfolio value: 3.85M Avg. open price: $2,792.8 Current price: $101.22 P/L: -96.38% Sold -94.76% shares Q3 2022	share	1.64%	3.85M	$2,792.8	$101.22	-96.38%	Sold -94.76% shares Q3 2022
Software—Application Snowflake Inc. Portfolio share: 1.63% Portfolio value: 3.82M Avg. open price: $242.03 Current price: $141.78 P/L: -41.42% Bought +0.03% shares Q3 2022	share	1.63%	3.82M	$242.03	$141.78	-41.42%	Bought +0.03% shares Q3 2022
Closed-End Fund - Equity Vanguard Total Stock Market Index Fund Portfolio share: 1.56% Portfolio value: 3.66M Avg. open price: $143.64 Current price: $202.06 P/L: +40.67% Bought +1.61% shares Q3 2022	share	1.56%	3.66M	$143.64	$202.06	+40.67%	Bought +1.61% shares Q3 2022
Oil & Gas Equipment & Services Valaris Limited Portfolio share: 1.48% Portfolio value: 3.48M Avg. open price: $33.51 Current price: $66.15 P/L: +97.41% Bought +7.70% shares Q3 2022	share	1.48%	3.48M	$33.51	$66.15	+97.41%	Bought +7.70% shares Q3 2022
Asset Management Blackstone Inc. Portfolio share: 1.38% Portfolio value: 3.24M Avg. open price: $86.35 Current price: $83.11 P/L: -3.76% Bought +5.25% shares Q3 2022	share	1.38%	3.24M	$86.35	$83.11	-3.76%	Bought +5.25% shares Q3 2022
Drug Manufacturers—Specialty & Generic Zoetis Inc. Portfolio share: 1.33% Portfolio value: 3.12M Avg. open price: $160.73 Current price: $156.07 P/L: -2.90% Bought +3.68% shares Q3 2022	share	1.33%	3.12M	$160.73	$156.07	-2.90%	Bought +3.68% shares Q3 2022
iShares Gold Trust Portfolio share: 1.27% Portfolio value: 2.98M Avg. open price: $34.35 Current price: $33.95 P/L: -1.17% Bought +44.50% shares Q3 2022	share	1.27%	2.98M	$34.35	$33.95	-1.17%	Bought +44.50% shares Q3 2022
Software—Application Asana, Inc. Portfolio share: 1.24% Portfolio value: 2.90M Avg. open price: $43.68 Current price: $15.63 P/L: -64.22% Bought +1.47% shares Q3 2022	share	1.24%	2.90M	$43.68	$15.63	-64.22%	Bought +1.47% shares Q3 2022
Semiconductors QUALCOMM Incorporated Portfolio share: 1.21% Portfolio value: 2.85M Avg. open price: $118.62 Current price: $125.17 P/L: +5.52% Bought +6.59% shares Q3 2022	share	1.21%	2.85M	$118.62	$125.17	+5.52%	Bought +6.59% shares Q3 2022
ISHARES TR Portfolio share: 1.10% Portfolio value: 2.58M Avg. open price: N/A Current price: N/A P/L: N/A Sold -0.96% shares Q1 2022	share	1.10%	2.58M	N/A	N/A	N/A	Sold -0.96% shares Q1 2022
Travel Services Airbnb, Inc. Portfolio share: 1.04% Portfolio value: 2.45M Avg. open price: $162.41 Current price: $99.98 P/L: -38.44% Bought +5.15% shares Q3 2022	share	1.04%	2.45M	$162.41	$99.98	-38.44%	Bought +5.15% shares Q3 2022
Drug Manufacturers—General AbbVie Inc. Portfolio share: 1.03% Portfolio value: 2.41M Avg. open price: $118.44 Current price: $164.29 P/L: +38.72% Bought +7.69% shares Q3 2022	share	1.03%	2.41M	$118.44	$164.29	+38.72%	Bought +7.69% shares Q3 2022
Building Products & Equipment Louisiana-Pacific Corporation Portfolio share: 1.02% Portfolio value: 2.38M Avg. open price: $52.41 Current price: $62.57 P/L: +19.39% Bought +4.62% shares Q3 2022	share	1.02%	2.38M	$52.41	$62.57	+19.39%	Bought +4.62% shares Q3 2022
Apparel Retail Ross Stores, Inc. Portfolio share: 0.99% Portfolio value: 2.32M Avg. open price: $116.8 Current price: $117.15 P/L: +0.30% Bought +0.09% shares Q1 2022	share	0.99%	2.32M	$116.8	$117.15	+0.30%	Bought +0.09% shares Q1 2022
Vanguard Total Intl Stock Idx Fund Portfolio share: 0.97% Portfolio value: 2.28M Avg. open price: $53.35 Current price: $53.72 P/L: +0.69% Sold -2.12% shares Q3 2022	share	0.97%	2.28M	$53.35	$53.72	+0.69%	Sold -2.12% shares Q3 2022
Aerospace & Defense Lockheed Martin Corporation Portfolio share: 0.96% Portfolio value: 2.26M Avg. open price: $371.09 Current price: $492.51 P/L: +32.72% Bought +4.59% shares Q3 2022	share	0.96%	2.26M	$371.09	$492.51	+32.72%	Bought +4.59% shares Q3 2022
Innovator S&P 500 Buffer ETF - October Portfolio share: 0.95% Portfolio value: 2.24M Avg. open price: $26.92 Current price: $32.79 P/L: +21.79% Sold -2.22% shares Q3 2022	share	0.95%	2.24M	$26.92	$32.79	+21.79%	Sold -2.22% shares Q3 2022
Credit Services SoFi Technologies, Inc. Portfolio share: 0.95% Portfolio value: 2.23M Avg. open price: $12.77 Current price: $4.64 P/L: -63.66% Bought +0.02% shares Q3 2022	share	0.95%	2.23M	$12.77	$4.64	-63.66%	Bought +0.02% shares Q3 2022
Banks—Diversified JPMorgan Chase & Co. Portfolio share: 0.93% Portfolio value: 2.18M Avg. open price: $120.07 Current price: $133.08 P/L: +10.83% Bought +3.15% shares Q3 2022	share	0.93%	2.18M	$120.07	$133.08	+10.83%	Bought +3.15% shares Q3 2022
Building Products & Equipment Builders FirstSource, Inc. Portfolio share: 0.91% Portfolio value: 2.14M Avg. open price: $53.7 Current price: $60.97 P/L: +13.54% Bought +4.86% shares Q3 2022	share	0.91%	2.14M	$53.7	$60.97	+13.54%	Bought +4.86% shares Q3 2022
SPDR S&P 500 ETF Trust Portfolio share: 0.84% Portfolio value: 1.98M Avg. open price: $389.21 Current price: $403.44 P/L: +3.66% Bought +1.14% shares Q3 2022	share	0.84%	1.98M	$389.21	$403.44	+3.66%	Bought +1.14% shares Q3 2022
Oil & Gas Integrated Chevron Corporation Portfolio share: 0.84% Portfolio value: 1.97M Avg. open price: $141.01 Current price: $180.7 P/L: +28.15% Bought +110.39% shares Q3 2022	share	0.84%	1.97M	$141.01	$180.7	+28.15%	Bought +110.39% shares Q3 2022
Semiconductors Broadcom Inc. Portfolio share: 0.81% Portfolio value: 1.91M Avg. open price: $430.81 Current price: $537.25 P/L: +24.71% Bought +1.26% shares Q3 2022	share	0.81%	1.91M	$430.81	$537.25	+24.71%	Bought +1.26% shares Q3 2022
Vanguard 500 Index Fund Portfolio share: 0.69% Portfolio value: 1.62M Avg. open price: $365.54 Current price: $370.86 P/L: +1.45% Bought +19.87% shares Q3 2022	share	0.69%	1.62M	$365.54	$370.86	+1.45%	Bought +19.87% shares Q3 2022
Capital Markets The Goldman Sachs Group, Inc. Portfolio share: 0.68% Portfolio value: 1.60M Avg. open price: $313 Current price: $374.72 P/L: +19.72% Bought +1.71% shares Q3 2022	share	0.68%	1.60M	$313	$374.72	+19.72%	Bought +1.71% shares Q3 2022
Invesco S&P 500 Equal Weight ETF Portfolio share: 0.66% Portfolio value: 1.54M Avg. open price: $151.8 Current price: $147.17 P/L: -3.05% Sold -6.79% shares Q3 2022	share	0.66%	1.54M	$151.8	$147.17	-3.05%	Sold -6.79% shares Q3 2022
Specialty Chemicals The Sherwin-Williams Company Portfolio share: 0.64% Portfolio value: 1.51M Avg. open price: $257.16 Current price: $254.2 P/L: -1.15% Bought +3.53% shares Q3 2022	share	0.64%	1.51M	$257.16	$254.2	-1.15%	Bought +3.53% shares Q3 2022
iShares Core S&P 500 ETF Portfolio share: 0.63% Portfolio value: 1.47M Avg. open price: $395.72 Current price: $405.2 P/L: +2.40% Bought +64.80% shares Q3 2022	share	0.63%	1.47M	$395.72	$405.2	+2.40%	Bought +64.80% shares Q3 2022
Oil & Gas Integrated Exxon Mobil Corporation Portfolio share: 0.61% Portfolio value: 1.44M Avg. open price: $44.26 Current price: $109.56 P/L: +147.54% Sold -5.86% shares Q3 2022	share	0.61%	1.44M	$44.26	$109.56	+147.54%	Sold -5.86% shares Q3 2022
PROSHARES TR Portfolio share: 0.59% Portfolio value: 1.39M Avg. open price: N/A Current price: N/A P/L: N/A Bought +0.07% shares Q2 2022	share	0.59%	1.39M	N/A	N/A	N/A	Bought +0.07% shares Q2 2022
Credit Services Visa Inc. Portfolio share: 0.59% Portfolio value: 1.37M Avg. open price: $193.85 Current price: $215.75 P/L: +11.30% Bought +19.88% shares Q3 2022	share	0.59%	1.37M	$193.85	$215.75	+11.30%	Bought +19.88% shares Q3 2022
Farm & Heavy Construction Machinery Caterpillar Inc. Portfolio share: 0.58% Portfolio value: 1.35M Avg. open price: $205.77 Current price: $234.84 P/L: +14.13% Bought +2.76% shares Q3 2022	share	0.58%	1.35M	$205.77	$234.84	+14.13%	Bought +2.76% shares Q3 2022
Vanguard Total Bond Market Index Fund Portfolio share: 0.56% Portfolio value: 1.31M Avg. open price: $80.53 Current price: $73.12 P/L: -9.20% Sold -19.37% shares Q3 2022	share	0.56%	1.31M	$80.53	$73.12	-9.20%	Sold -19.37% shares Q3 2022
Credit Services Owl Rock Capital Corporation Portfolio share: 0.56% Portfolio value: 1.31M Avg. open price: $13.12 Current price: $12.7 P/L: -3.18% Sold -2.78% shares Q3 2022	share	0.56%	1.31M	$13.12	$12.7	-3.18%	Sold -2.78% shares Q3 2022
First Trust Low Duration Opportunities ETF Portfolio share: 0.54% Portfolio value: 1.26M Avg. open price: $50.02 Current price: $47.6 P/L: -4.85% Sold -8.47% shares Q3 2022	share	0.54%	1.26M	$50.02	$47.6	-4.85%	Sold -8.47% shares Q3 2022
Banks—Diversified Citigroup Inc. Portfolio share: 0.53% Portfolio value: 1.25M Avg. open price: $56.04 Current price: $46.64 P/L: -16.78% Bought +2.53% shares Q3 2022	share	0.53%	1.25M	$56.04	$46.64	-16.78%	Bought +2.53% shares Q3 2022
Communication Equipment Cisco Systems, Inc. Portfolio share: 0.53% Portfolio value: 1.24M Avg. open price: $45.31 Current price: $49.39 P/L: +8.99% Bought +41.26% shares Q3 2022	share	0.53%	1.24M	$45.31	$49.39	+8.99%	Bought +41.26% shares Q3 2022
Drug Manufacturers—General Eli Lilly and Company Portfolio share: 0.49% Portfolio value: 1.14M Avg. open price: $148.19 Current price: $370.62 P/L: +150.09% Bought +0.27% shares Q2 2022	share	0.49%	1.14M	$148.19	$370.62	+150.09%	Bought +0.27% shares Q2 2022
REIT—Industrial Extra Space Storage Inc. Portfolio share: 0.46% Portfolio value: 1.08M Avg. open price: $162.81 Current price: $158.35 P/L: -2.74% Bought +4.13% shares Q4 2021	share	0.46%	1.08M	$162.81	$158.35	-2.74%	Bought +4.13% shares Q4 2021
First Trust Value Line Dividend Index Fund Portfolio share: 0.45% Portfolio value: 1.06M Avg. open price: $34.68 Current price: $41.35 P/L: +19.22% Bought +0.01% shares Q3 2022	share	0.45%	1.06M	$34.68	$41.35	+19.22%	Bought +0.01% shares Q3 2022
Farm Products Alico, Inc. Portfolio share: 0.45% Portfolio value: 1.05M Avg. open price: $36.38 Current price: $29.68 P/L: -18.43% Bought +3.40% shares Q3 2022	share	0.45%	1.05M	$36.38	$29.68	-18.43%	Bought +3.40% shares Q3 2022
Vanguard High Dividend Yield Index Fund Portfolio share: 0.44% Portfolio value: 1.03M Avg. open price: $87.99 Current price: $111.89 P/L: +27.16% Sold -0.09% shares Q3 2022	share	0.44%	1.03M	$87.99	$111.89	+27.16%	Sold -0.09% shares Q3 2022
Vanguard Extended Market Index Fund Portfolio share: 0.41% Portfolio value: 964K Avg. open price: $176.16 Current price: $141.84 P/L: -19.48% Sold -1.99% shares Q3 2022	share	0.41%	964K	$176.16	$141.84	-19.48%	Sold -1.99% shares Q3 2022
Global X Russell 2000 Covered Call ETF Portfolio share: 0.41% Portfolio value: 960K Avg. open price: $23.97 Current price: $19.56 P/L: -18.43% Bought +1.28% shares Q3 2022	share	0.41%	960K	$23.97	$19.56	-18.43%	Bought +1.28% shares Q3 2022
Innovator S&P 500 Power Buffer ETF - February Portfolio share: 0.41% Portfolio value: 959K Avg. open price: N/A Current price: $28.56 P/L: N/A Sold -36.77% shares Q3 2021	share	0.41%	959K	N/A	$28.56	N/A	Sold -36.77% shares Q3 2021
BERKSHIRE HATHAWAY INC DEL Portfolio share: 0.39% Portfolio value: 918K Avg. open price: N/A Current price: N/A P/L: N/A Bought +0.09% shares Q3 2022	share	0.39%	918K	N/A	N/A	N/A	Bought +0.09% shares Q3 2022
SPDR Portfolio Intermediate Term Corporate Bond ETF Portfolio share: 0.37% Portfolio value: 871K Avg. open price: $36.42 Current price: $32.15 P/L: -11.71% Sold -2.98% shares Q2 2022	share	0.37%	871K	$36.42	$32.15	-11.71%	Sold -2.98% shares Q2 2022
Internet Content & Information Pinterest, Inc. Portfolio share: 0.37% Portfolio value: 867K Avg. open price: $75.7 Current price: $24.42 P/L: -67.74% Bought +0.43% shares Q3 2022	share	0.37%	867K	$75.7	$24.42	-67.74%	Bought +0.43% shares Q3 2022
Schwab U.S. Large-Cap ETF Portfolio share: 0.36% Portfolio value: 854K Avg. open price: $72.12 Current price: $48.08 P/L: -33.33% Sold -25.85% shares Q3 2022	share	0.36%	854K	$72.12	$48.08	-33.33%	Sold -25.85% shares Q3 2022
First Trust Capital Strength ETF Portfolio share: 0.36% Portfolio value: 841K Avg. open price: $79.52 Current price: $78.75 P/L: -0.97% Bought +0.89% shares Q3 2022	share	0.36%	841K	$79.52	$78.75	-0.97%	Bought +0.89% shares Q3 2022
Invesco DB US Dollar Index Bullish Fund Portfolio share: 0.36% Portfolio value: 837K Avg. open price: N/A Current price: $28.25 P/L: N/A N/A Q3 2022	share	0.36%	837K	N/A	$28.25	N/A	N/A Q3 2022
Energy Select Sector SPDR Fund Portfolio share: 0.35% Portfolio value: 824K Avg. open price: $40.45 Current price: $90.19 P/L: +122.98% Bought +27.44% shares Q3 2022	share	0.35%	824K	$40.45	$90.19	+122.98%	Bought +27.44% shares Q3 2022
Beverages—Non-Alcoholic PepsiCo, Inc. Portfolio share: 0.33% Portfolio value: 779K Avg. open price: $123.77 Current price: $182.81 P/L: +47.70% Sold -0.95% shares Q3 2022	share	0.33%	779K	$123.77	$182.81	+47.70%	Sold -0.95% shares Q3 2022
iShares U.S. Equity Factor ETF Portfolio share: 0.33% Portfolio value: 777K Avg. open price: N/A Current price: $41.4 P/L: N/A N/A Q3 2022	share	0.33%	777K	N/A	$41.4	N/A	N/A Q3 2022
iShares 1-3 Year Treasury Bond ETF Portfolio share: 0.32% Portfolio value: 744K Avg. open price: $82.79 Current price: $81.32 P/L: -1.78% Bought +175.95% shares Q3 2022	share	0.32%	744K	$82.79	$81.32	-1.78%	Bought +175.95% shares Q3 2022
GraniteShares XOUT U.S. Large Cap ETF Portfolio share: 0.32% Portfolio value: 743K Avg. open price: $36.3 Current price: $34.85 P/L: -3.98% Bought +2.54% shares Q2 2022	share	0.32%	743K	$36.3	$34.85	-3.98%	Bought +2.54% shares Q2 2022
Vanguard Growth Index Fund Portfolio share: 0.29% Portfolio value: 690K Avg. open price: $181.53 Current price: $231.73 P/L: +27.65% Sold -0.79% shares Q3 2022	share	0.29%	690K	$181.53	$231.73	+27.65%	Sold -0.79% shares Q3 2022
First Trust NASDAQ-100-Technology Sector Index Fund Portfolio share: 0.27% Portfolio value: 641K Avg. open price: $138.09 Current price: $114.33 P/L: -17.20% Bought +11.15% shares Q2 2022	share	0.27%	641K	$138.09	$114.33	-17.20%	Bought +11.15% shares Q2 2022
Asset Management FS KKR Capital Corp. Portfolio share: 0.26% Portfolio value: 615K Avg. open price: $18.26 Current price: $19.79 P/L: +8.39% Bought +0.29% shares Q3 2022	share	0.26%	615K	$18.26	$19.79	+8.39%	Bought +0.29% shares Q3 2022
Drug Manufacturers—General Johnson & Johnson Portfolio share: 0.26% Portfolio value: 610K Avg. open price: $177.27 Current price: $178.47 P/L: +0.68% Bought +69.22% shares Q3 2022	share	0.26%	610K	$177.27	$178.47	+0.68%	Bought +69.22% shares Q3 2022
Auto Manufacturers Tesla, Inc. Portfolio share: 0.25% Portfolio value: 594K Avg. open price: $677.7 Current price: $185.9 P/L: -72.57% Sold -26.19% shares Q3 2022	share	0.25%	594K	$677.7	$185.9	-72.57%	Sold -26.19% shares Q3 2022
Invesco FTSE RAFI US 1500 Small-Mid ETF Portfolio share: 0.25% Portfolio value: 594K Avg. open price: N/A Current price: $168.36 P/L: N/A N/A Q3 2022	share	0.25%	594K	N/A	$168.36	N/A	N/A Q3 2022
Vanguard Small Cap Index Fund Portfolio share: 0.25% Portfolio value: 590K Avg. open price: $143.44 Current price: $194.53 P/L: +35.62% Sold -9.41% shares Q2 2021	share	0.25%	590K	$143.44	$194.53	+35.62%	Sold -9.41% shares Q2 2021
Telecom Services Verizon Communications Inc. Portfolio share: 0.24% Portfolio value: 570K Avg. open price: $51.06 Current price: $37.75 P/L: -26.07% Bought +38.00% shares Q3 2022	share	0.24%	570K	$51.06	$37.75	-26.07%	Bought +38.00% shares Q3 2022
First Trust US Equity Opportunities ETF Portfolio share: 0.23% Portfolio value: 547K Avg. open price: $115.11 Current price: $86.39 P/L: -24.95% Bought +11.53% shares Q1 2022	share	0.23%	547K	$115.11	$86.39	-24.95%	Bought +11.53% shares Q1 2022
Drug Manufacturers—General Amgen Inc. Portfolio share: 0.23% Portfolio value: 543K Avg. open price: $200.54 Current price: $284.02 P/L: +41.62% N/A Q3 2022	share	0.23%	543K	$200.54	$284.02	+41.62%	N/A Q3 2022
iShares 20+ Year Treasury Bond ETF Portfolio share: 0.23% Portfolio value: 533K Avg. open price: N/A Current price: $105.95 P/L: N/A N/A Q3 2022	share	0.23%	533K	N/A	$105.95	N/A	N/A Q3 2022
Vanguard Mid-Cap Growth Index Fund Portfolio share: 0.22% Portfolio value: 515K Avg. open price: $174.48 Current price: $190.71 P/L: +9.30% Bought +1.33% shares Q1 2022	share	0.22%	515K	$174.48	$190.71	+9.30%	Bought +1.33% shares Q1 2022
Consumer Staples Select Sector SPDR Fund Portfolio share: 0.21% Portfolio value: 489K Avg. open price: N/A Current price: $76.25 P/L: N/A N/A Q3 2022	share	0.21%	489K	N/A	$76.25	N/A	N/A Q3 2022
SPDR S&P Dividend ETF Portfolio share: 0.20% Portfolio value: 478K Avg. open price: $114.34 Current price: $130.18 P/L: +13.85% Bought +20.81% shares Q3 2022	share	0.20%	478K	$114.34	$130.18	+13.85%	Bought +20.81% shares Q3 2022
Aerospace & Defense The Boeing Company Portfolio share: 0.20% Portfolio value: 470K Avg. open price: $217.37 Current price: $183.47 P/L: -15.59% Bought +90.22% shares Q3 2022	share	0.20%	470K	$217.37	$183.47	-15.59%	Bought +90.22% shares Q3 2022
Software—Infrastructure Oracle Corporation Portfolio share: 0.19% Portfolio value: 454K Avg. open price: $68.96 Current price: $81.55 P/L: +18.24% Bought +10.45% shares Q3 2022	share	0.19%	454K	$68.96	$81.55	+18.24%	Bought +10.45% shares Q3 2022
Vanguard Total International Bond Index Fund Portfolio share: 0.19% Portfolio value: 444K Avg. open price: $55.31 Current price: $49.16 P/L: -11.11% Sold -30.27% shares Q2 2022	share	0.19%	444K	$55.31	$49.16	-11.11%	Sold -30.27% shares Q2 2022
First Trust Cloud Computing ETF Portfolio share: 0.19% Portfolio value: 437K Avg. open price: $89.43 Current price: $62.7 P/L: -29.89% Sold -15.82% shares Q3 2022	share	0.19%	437K	$89.43	$62.7	-29.89%	Sold -15.82% shares Q3 2022
Medical Instruments & Supplies STAAR Surgical Company Portfolio share: 0.18% Portfolio value: 422K Avg. open price: $116.83 Current price: $63.16 P/L: -45.94% Sold -14.38% shares Q3 2022	share	0.18%	422K	$116.83	$63.16	-45.94%	Sold -14.38% shares Q3 2022
PGIM Active High Yield Bond ETF Portfolio share: 0.18% Portfolio value: 415K Avg. open price: $40.48 Current price: $34.35 P/L: -15.14% Sold -2.30% shares Q2 2022	share	0.18%	415K	$40.48	$34.35	-15.14%	Sold -2.30% shares Q2 2022
Diagnostics & Research Danaher Corporation Portfolio share: 0.17% Portfolio value: 404K Avg. open price: $221.82 Current price: $268.19 P/L: +20.90% Bought +2.74% shares Q3 2022	share	0.17%	404K	$221.82	$268.19	+20.90%	Bought +2.74% shares Q3 2022
SPDR Portfolio S&P 500 ETF Portfolio share: 0.17% Portfolio value: 401K Avg. open price: $39.86 Current price: $47.49 P/L: +19.12% Bought +33.61% shares Q3 2022	share	0.17%	401K	$39.86	$47.49	+19.12%	Bought +33.61% shares Q3 2022
iShares 0-5 Year TIPS Bond ETF Portfolio share: 0.17% Portfolio value: 389K Avg. open price: N/A Current price: $97.91 P/L: N/A Sold -3.70% shares Q3 2022	share	0.17%	389K	N/A	$97.91	N/A	Sold -3.70% shares Q3 2022
REIT—Residential Independence Realty Trust, Inc. Portfolio share: 0.16% Portfolio value: 387K Avg. open price: N/A Current price: $17.66 P/L: N/A Sold -35.64% shares Q3 2022	share	0.16%	387K	N/A	$17.66	N/A	Sold -35.64% shares Q3 2022
Banks—Regional Truist Financial Corporation Portfolio share: 0.16% Portfolio value: 381K Avg. open price: N/A Current price: $43.72 P/L: N/A N/A Q3 2022	share	0.16%	381K	N/A	$43.72	N/A	N/A Q3 2022
Vanguard Real Estate Index Fund Portfolio share: 0.16% Portfolio value: 380K Avg. open price: $90.9 Current price: $86.68 P/L: -4.65% Bought +102.08% shares Q3 2022	share	0.16%	380K	$90.9	$86.68	-4.65%	Bought +102.08% shares Q3 2022
ISHARES TR Portfolio share: 0.16% Portfolio value: 380K Avg. open price: N/A Current price: N/A P/L: N/A N/A Q3 2022	share	0.16%	380K	N/A	N/A	N/A	N/A Q3 2022
SPDR Blackstone Senior Loan ETF Portfolio share: 0.16% Portfolio value: 365K Avg. open price: $41.36 Current price: $41.37 P/L: 0.00% Bought +1.21% shares Q3 2022	share	0.16%	365K	$41.36	$41.37	0.00%	Bought +1.21% shares Q3 2022
Software—Infrastructure Adobe Inc. Portfolio share: 0.15% Portfolio value: 362K Avg. open price: $524.76 Current price: $335.66 P/L: -36.04% Bought +5.53% shares Q3 2022	share	0.15%	362K	$524.76	$335.66	-36.04%	Bought +5.53% shares Q3 2022
Entertainment The Walt Disney Company Portfolio share: 0.15% Portfolio value: 362K Avg. open price: $133 Current price: $98.59 P/L: -25.87% Sold -1.23% shares Q3 2022	share	0.15%	362K	$133	$98.59	-25.87%	Sold -1.23% shares Q3 2022
REIT—Diversified The Necessity Retail REIT, Inc. Portfolio share: 0.15% Portfolio value: 362K Avg. open price: N/A Current price: $6.74 P/L: N/A Sold -3.18% shares Q4 2021	share	0.15%	362K	N/A	$6.74	N/A	Sold -3.18% shares Q4 2021
REIT—Diversified BrightSpire Capital, Inc. Portfolio share: 0.15% Portfolio value: 360K Avg. open price: $8.76 Current price: $7.05 P/L: -19.48% Bought +4.72% shares Q3 2022	share	0.15%	360K	$8.76	$7.05	-19.48%	Bought +4.72% shares Q3 2022
JPMorgan Ultra-Short Municipal Income ETF Portfolio share: 0.15% Portfolio value: 357K Avg. open price: $50.93 Current price: $50.56 P/L: -0.73% Sold -33.03% shares Q2 2022	share	0.15%	357K	$50.93	$50.56	-0.73%	Sold -33.03% shares Q2 2022
iShares 0-5 Year High Yield Corporate Bond ETF Portfolio share: 0.15% Portfolio value: 352K Avg. open price: $45.13 Current price: $41.46 P/L: -8.15% Sold -4.61% shares Q3 2022	share	0.15%	352K	$45.13	$41.46	-8.15%	Sold -4.61% shares Q3 2022
Beverages—Wineries & Distilleries Constellation Brands, Inc. Portfolio share: 0.15% Portfolio value: 350K Avg. open price: N/A Current price: $255.16 P/L: N/A N/A Q3 2022	share	0.15%	350K	N/A	$255.16	N/A	N/A Q3 2022
Asset Management Ares Capital Corporation Portfolio share: 0.15% Portfolio value: 349K Avg. open price: $16.01 Current price: $19.31 P/L: +20.58% Bought +5.68% shares Q3 2022	share	0.15%	349K	$16.01	$19.31	+20.58%	Bought +5.68% shares Q3 2022
Healthcare Plans UnitedHealth Group Incorporated Portfolio share: 0.15% Portfolio value: 348K Avg. open price: $363.57 Current price: $534.71 P/L: +47.07% Bought +3.83% shares Q3 2022	share	0.15%	348K	$363.57	$534.71	+47.07%	Bought +3.83% shares Q3 2022
Utilities—Regulated Electric Dominion Energy, Inc. Portfolio share: 0.15% Portfolio value: 347K Avg. open price: N/A Current price: $59.59 P/L: N/A N/A Q3 2022	share	0.15%	347K	N/A	$59.59	N/A	N/A Q3 2022
REIT—Diversified W. P. Carey Inc. Portfolio share: 0.15% Portfolio value: 346K Avg. open price: N/A Current price: $80.95 P/L: N/A N/A Q3 2022	share	0.15%	346K	N/A	$80.95	N/A	N/A Q3 2022
Entertainment Netflix, Inc. Portfolio share: 0.15% Portfolio value: 345K Avg. open price: $575.07 Current price: $320.16 P/L: -44.33% N/A Q3 2022	share	0.15%	345K	$575.07	$320.16	-44.33%	N/A Q3 2022
SPDR Portfolio S&P 500 High Dividend ETF Portfolio share: 0.15% Portfolio value: 343K Avg. open price: $34.19 Current price: $41.17 P/L: +20.43% Bought +0.89% shares Q3 2022	share	0.15%	343K	$34.19	$41.17	+20.43%	Bought +0.89% shares Q3 2022
REIT—Industrial CubeSmart Portfolio share: 0.15% Portfolio value: 342K Avg. open price: N/A Current price: $43.07 P/L: N/A N/A Q3 2022	share	0.15%	342K	N/A	$43.07	N/A	N/A Q3 2022
Utilities Select Sector SPDR Fund Portfolio share: 0.14% Portfolio value: 341K Avg. open price: $59.63 Current price: $70.79 P/L: +18.71% N/A Q3 2022	share	0.14%	341K	$59.63	$70.79	+18.71%	N/A Q3 2022
Insurance Brokers Marsh & McLennan Companies, Inc. Portfolio share: 0.14% Portfolio value: 340K Avg. open price: $170.42 Current price: $172.52 P/L: +1.23% Bought +0.09% shares Q2 2022	share	0.14%	340K	$170.42	$172.52	+1.23%	Bought +0.09% shares Q2 2022
iShares MSCI Emerging Markets ex China ETF Portfolio share: 0.14% Portfolio value: 336K Avg. open price: N/A Current price: $49.97 P/L: N/A N/A Q3 2022	share	0.14%	336K	N/A	$49.97	N/A	N/A Q3 2022
SPDR Portfolio Developed World ex-US ETF Portfolio share: 0.14% Portfolio value: 332K Avg. open price: $33.82 Current price: $30.86 P/L: -8.76% Bought +17.53% shares Q3 2022	share	0.14%	332K	$33.82	$30.86	-8.76%	Bought +17.53% shares Q3 2022
Credit Services Mastercard Incorporated Portfolio share: 0.14% Portfolio value: 330K Avg. open price: $300.2 Current price: $356.88 P/L: +18.88% Sold -11.72% shares Q3 2022	share	0.14%	330K	$300.2	$356.88	+18.88%	Sold -11.72% shares Q3 2022
Credit Services American Express Company Portfolio share: 0.14% Portfolio value: 323K Avg. open price: $93.46 Current price: $157.43 P/L: +68.45% Sold -17.79% shares Q2 2022	share	0.14%	323K	$93.46	$157.43	+68.45%	Sold -17.79% shares Q2 2022
Discount Stores Walmart Inc. Portfolio share: 0.14% Portfolio value: 319K Avg. open price: $129.59 Current price: $151.95 P/L: +17.25% Bought +24.99% shares Q3 2022	share	0.14%	319K	$129.59	$151.95	+17.25%	Bought +24.99% shares Q3 2022
Tobacco Philip Morris International Inc. Portfolio share: 0.13% Portfolio value: 314K Avg. open price: $95.23 Current price: $103.74 P/L: +8.94% Bought +0.78% shares Q3 2022	share	0.13%	314K	$95.23	$103.74	+8.94%	Bought +0.78% shares Q3 2022
Information Technology Services Accenture plc Portfolio share: 0.13% Portfolio value: 310K Avg. open price: $310.61 Current price: $294.31 P/L: -5.25% Bought +1.41% shares Q3 2022	share	0.13%	310K	$310.61	$294.31	-5.25%	Bought +1.41% shares Q3 2022
Health Care Select Sector SPDR Fund Portfolio share: 0.13% Portfolio value: 306K Avg. open price: $89.97 Current price: $138.46 P/L: +53.89% Sold -0.74% shares Q3 2022	share	0.13%	306K	$89.97	$138.46	+53.89%	Sold -0.74% shares Q3 2022
Fidelity MSCI Information Technology Index ETF Portfolio share: 0.13% Portfolio value: 300K Avg. open price: $74.5 Current price: $102.28 P/L: +37.29% Bought +0.03% shares Q3 2022	share	0.13%	300K	$74.5	$102.28	+37.29%	Bought +0.03% shares Q3 2022
SPDR ICE Preferred Securities ETF Portfolio share: 0.13% Portfolio value: 299K Avg. open price: $37.93 Current price: $34.94 P/L: -7.88% Sold -4.33% shares Q3 2022	share	0.13%	299K	$37.93	$34.94	-7.88%	Sold -4.33% shares Q3 2022
First Trust TCW Opportunistic Fixed Income ETF Portfolio share: 0.13% Portfolio value: 298K Avg. open price: $53.36 Current price: $44.61 P/L: -16.39% Sold -8.18% shares Q2 2022	share	0.13%	298K	$53.36	$44.61	-16.39%	Sold -8.18% shares Q2 2022
Software—Application Salesforce, Inc. Portfolio share: 0.12% Portfolio value: 293K Avg. open price: $239.18 Current price: $141.15 P/L: -40.99% Bought +31.18% shares Q3 2022	share	0.12%	293K	$239.18	$141.15	-40.99%	Bought +31.18% shares Q3 2022
Drug Manufacturers—General Pfizer Inc. Portfolio share: 0.12% Portfolio value: 290K Avg. open price: $50.02 Current price: $50.59 P/L: +1.13% Sold -35.30% shares Q3 2022	share	0.12%	290K	$50.02	$50.59	+1.13%	Sold -35.30% shares Q3 2022
Auto & Truck Dealerships Camping World Holdings, Inc. Portfolio share: 0.12% Portfolio value: 286K Avg. open price: N/A Current price: $26.81 P/L: N/A N/A Q3 2022	share	0.12%	286K	N/A	$26.81	N/A	N/A Q3 2022
Dimensional US Core Equity Market ETF Portfolio share: 0.12% Portfolio value: 286K Avg. open price: N/A Current price: $28.8 P/L: N/A N/A Q3 2022	share	0.12%	286K	N/A	$28.8	N/A	N/A Q3 2022
SPDR Portfolio S&P 500 Value ETF Portfolio share: 0.12% Portfolio value: 277K Avg. open price: $31.94 Current price: $40.29 P/L: +26.11% N/A Q3 2022	share	0.12%	277K	$31.94	$40.29	+26.11%	N/A Q3 2022
First Trust Rising Dividend Achievers ETF Portfolio share: 0.12% Portfolio value: 272K Avg. open price: $42.74 Current price: $46.57 P/L: +8.97% Sold -14.64% shares Q3 2022	share	0.12%	272K	$42.74	$46.57	+8.97%	Sold -14.64% shares Q3 2022
First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund Portfolio share: 0.11% Portfolio value: 261K Avg. open price: $94.06 Current price: $93.25 P/L: -0.86% Bought +26.86% shares Q2 2022	share	0.11%	261K	$94.06	$93.25	-0.86%	Bought +26.86% shares Q2 2022
Other Industrial Metals & Mining MP Materials Corp. Portfolio share: 0.11% Portfolio value: 255K Avg. open price: N/A Current price: $33.44 P/L: N/A N/A Q3 2022	share	0.11%	255K	N/A	$33.44	N/A	N/A Q3 2022
SPDR Portfolio S&P 500 Growth ETF Portfolio share: 0.11% Portfolio value: 254K Avg. open price: $41.24 Current price: $54.54 P/L: +32.25% N/A Q3 2022	share	0.11%	254K	$41.24	$54.54	+32.25%	N/A Q3 2022
Aerospace & Defense Raytheon Technologies Corporation Portfolio share: 0.11% Portfolio value: 253K Avg. open price: $88.58 Current price: $100.46 P/L: +13.41% Bought +15.00% shares Q3 2022	share	0.11%	253K	$88.58	$100.46	+13.41%	Bought +15.00% shares Q3 2022
Aerospace & Defense L3Harris Technologies, Inc. Portfolio share: 0.11% Portfolio value: 253K Avg. open price: N/A Current price: $226.22 P/L: N/A Sold -8.00% shares Q2 2021	share	0.11%	253K	N/A	$226.22	N/A	Sold -8.00% shares Q2 2021
Consumer Electronics Sony Group Corporation Portfolio share: 0.11% Portfolio value: 253K Avg. open price: N/A Current price: $82.3 P/L: N/A N/A Q3 2022	share	0.11%	253K	N/A	$82.3	N/A	N/A Q3 2022
Home Improvement Retail The Home Depot, Inc. Portfolio share: 0.11% Portfolio value: 252K Avg. open price: $285.21 Current price: $321.84 P/L: +12.84% Sold -15.65% shares Q3 2022	share	0.11%	252K	$285.21	$321.84	+12.84%	Sold -15.65% shares Q3 2022
Drug Manufacturers—General Merck & Co., Inc. Portfolio share: 0.11% Portfolio value: 250K Avg. open price: $67.02 Current price: $109.49 P/L: +63.36% Sold -15.83% shares Q3 2022	share	0.11%	250K	$67.02	$109.49	+63.36%	Sold -15.83% shares Q3 2022
iShares ESG Aware MSCI USA ETF Portfolio share: 0.11% Portfolio value: 249K Avg. open price: N/A Current price: $90.41 P/L: N/A N/A Q3 2022	share	0.11%	249K	N/A	$90.41	N/A	N/A Q3 2022
Gold Newmont Corporation Portfolio share: 0.10% Portfolio value: 247K Avg. open price: N/A Current price: $47.39 P/L: N/A N/A Q3 2022	share	0.10%	247K	N/A	$47.39	N/A	N/A Q3 2022
SPDR Gold Shares Portfolio share: 0.10% Portfolio value: 244K Avg. open price: $170.98 Current price: $166.09 P/L: -2.86% N/A Q3 2022	share	0.10%	244K	$170.98	$166.09	-2.86%	N/A Q3 2022
Information Technology Services International Business Machines Corporation Portfolio share: 0.10% Portfolio value: 237K Avg. open price: $130.22 Current price: $148.25 P/L: +13.85% Sold -30.91% shares Q3 2022	share	0.10%	237K	$130.22	$148.25	+13.85%	Sold -30.91% shares Q3 2022
Internet Content & Information Twitter, Inc. (delisted) Portfolio share: 0.10% Portfolio value: 234K Avg. open price: N/A Current price: $53.7 P/L: N/A N/A Q3 2022	share	0.10%	234K	N/A	$53.7	N/A	N/A Q3 2022
Auto & Truck Dealerships Copart, Inc. Portfolio share: 0.10% Portfolio value: 232K Avg. open price: $134.73 Current price: $66.1 P/L: -50.94% Sold -6.98% shares Q2 2022	share	0.10%	232K	$134.73	$66.1	-50.94%	Sold -6.98% shares Q2 2022
Medical Devices Abbott Laboratories Portfolio share: 0.10% Portfolio value: 230K Avg. open price: $110.36 Current price: $105.89 P/L: -4.06% Bought +11.16% shares Q3 2022	share	0.10%	230K	$110.36	$105.89	-4.06%	Bought +11.16% shares Q3 2022
Telecom Services AT&T Inc. Portfolio share: 0.10% Portfolio value: 230K Avg. open price: $27.89 Current price: $18.94 P/L: -32.10% Sold -35.64% shares Q3 2022	share	0.10%	230K	$27.89	$18.94	-32.10%	Sold -35.64% shares Q3 2022
Railroads Union Pacific Corporation Portfolio share: 0.10% Portfolio value: 228K Avg. open price: $205.6 Current price: $211.69 P/L: +2.96% Bought +1.27% shares Q3 2022	share	0.10%	228K	$205.6	$211.69	+2.96%	Bought +1.27% shares Q3 2022
VanEck Fallen Angel High Yield Bond ETF Portfolio share: 0.10% Portfolio value: 227K Avg. open price: $27.63 Current price: $27.3 P/L: -1.21% Bought +10.57% shares Q3 2022	share	0.10%	227K	$27.63	$27.3	-1.21%	Bought +10.57% shares Q3 2022
iShares Core U.S. Aggregate Bond ETF Portfolio share: 0.10% Portfolio value: 227K Avg. open price: $105.56 Current price: $98.76 P/L: -6.44% N/A Q3 2022	share	0.10%	227K	$105.56	$98.76	-6.44%	N/A Q3 2022
SPDR Russell 1000 Yield Focus ETF Portfolio share: 0.10% Portfolio value: 226K Avg. open price: N/A Current price: $98.82 P/L: N/A Sold -8.26% shares Q2 2022	share	0.10%	226K	N/A	$98.82	N/A	Sold -8.26% shares Q2 2022
Toews Agility Shares Dynamic Tactical Income ETF Portfolio share: 0.09% Portfolio value: 223K Avg. open price: $24.93 Current price: $23.26 P/L: -6.69% Bought +0.77% shares Q3 2022	share	0.09%	223K	$24.93	$23.26	-6.69%	Bought +0.77% shares Q3 2022
Beverages—Non-Alcoholic The Coca-Cola Company Portfolio share: 0.09% Portfolio value: 222K Avg. open price: $45.36 Current price: $63.54 P/L: +40.08% Bought +0.94% shares Q3 2022	share	0.09%	222K	$45.36	$63.54	+40.08%	Bought +0.94% shares Q3 2022
iShares U.S. Financial Services ETF Portfolio share: 0.09% Portfolio value: 219K Avg. open price: $126.4 Current price: $165.83 P/L: +31.19% Sold -0.54% shares Q3 2022	share	0.09%	219K	$126.4	$165.83	+31.19%	Sold -0.54% shares Q3 2022
Software—Application Autodesk, Inc. Portfolio share: 0.09% Portfolio value: 217K Avg. open price: $285.17 Current price: $196.44 P/L: -31.12% N/A Q3 2022	share	0.09%	217K	$285.17	$196.44	-31.12%	N/A Q3 2022
Software—Application ServiceNow, Inc. Portfolio share: 0.09% Portfolio value: 217K Avg. open price: $554.27 Current price: $397.81 P/L: -28.23% N/A Q3 2022	share	0.09%	217K	$554.27	$397.81	-28.23%	N/A Q3 2022
REIT—Office Alexandria Real Estate Equities, Inc. Portfolio share: 0.09% Portfolio value: 215K Avg. open price: N/A Current price: $151.94 P/L: N/A N/A Q3 2022	share	0.09%	215K	N/A	$151.94	N/A	N/A Q3 2022
Fidelity MSCI Consumer Discretionary Index ETF Portfolio share: 0.09% Portfolio value: 213K Avg. open price: $47.38 Current price: $63.67 P/L: +34.39% Bought +0.26% shares Q3 2022	share	0.09%	213K	$47.38	$63.67	+34.39%	Bought +0.26% shares Q3 2022
REIT—Diversified Global Net Lease, Inc. Portfolio share: 0.09% Portfolio value: 210K Avg. open price: $14.02 Current price: $13.51 P/L: -3.62% Bought +20.63% shares Q3 2022	share	0.09%	210K	$14.02	$13.51	-3.62%	Bought +20.63% shares Q3 2022
Schwab U.S. Dividend Equity ETF Portfolio share: 0.09% Portfolio value: 209K Avg. open price: $49.64 Current price: $78.08 P/L: +57.29% Sold -0.50% shares Q3 2022	share	0.09%	209K	$49.64	$78.08	+57.29%	Sold -0.50% shares Q3 2022
Vanguard Information Technology Index Fund Portfolio share: 0.09% Portfolio value: 205K Avg. open price: $226.32 Current price: $345.54 P/L: +52.68% Bought +0.79% shares Q3 2022	share	0.09%	205K	$226.32	$345.54	+52.68%	Bought +0.79% shares Q3 2022
REIT—Industrial Public Storage Portfolio share: 0.09% Portfolio value: 205K Avg. open price: N/A Current price: $294.14 P/L: N/A N/A Q4 2021	share	0.09%	205K	N/A	$294.14	N/A	N/A Q4 2021
Restaurants Starbucks Corporation Portfolio share: 0.09% Portfolio value: 204K Avg. open price: $105.75 Current price: $103.44 P/L: -2.19% N/A Q3 2022	share	0.09%	204K	$105.75	$103.44	-2.19%	N/A Q3 2022
First Trust Dow Jones Internet Index Fund Portfolio share: 0.09% Portfolio value: 204K Avg. open price: $201.17 Current price: $131.68 P/L: -34.54% Sold -1.70% shares Q3 2022	share	0.09%	204K	$201.17	$131.68	-34.54%	Sold -1.70% shares Q3 2022
Asset Management Blue Owl Capital Inc. Portfolio share: 0.09% Portfolio value: 204K Avg. open price: $13.39 Current price: $10.99 P/L: -17.95% Bought +3.50% shares Q3 2022	share	0.09%	204K	$13.39	$10.99	-17.95%	Bought +3.50% shares Q3 2022
U.S. Global Jets ETF Portfolio share: 0.07% Portfolio value: 171K Avg. open price: $21.27 Current price: $18.76 P/L: -11.83% Bought +0.42% shares Q3 2022	share	0.07%	171K	$21.27	$18.76	-11.83%	Bought +0.42% shares Q3 2022
Biotechnology Eiger BioPharmaceuticals, Inc. Portfolio share: 0.07% Portfolio value: 165K Avg. open price: N/A Current price: $4.38 P/L: N/A N/A Q4 2020	share	0.07%	165K	N/A	$4.38	N/A	N/A Q4 2020
Utilities—Regulated Electric PG&E Corporation Portfolio share: 0.07% Portfolio value: 161K Avg. open price: $8.99 Current price: $15.63 P/L: +73.85% Bought +6.46% shares Q3 2022	share	0.07%	161K	$8.99	$15.63	+73.85%	Bought +6.46% shares Q3 2022
Asset Management CION Investment Corporation Portfolio share: 0.07% Portfolio value: 160K Avg. open price: $14.8 Current price: $10.19 P/L: -31.15% Sold -1.86% shares Q3 2022	share	0.07%	160K	$14.8	$10.19	-31.15%	Sold -1.86% shares Q3 2022
Telecom Services Ribbon Communications Inc. Portfolio share: 0.06% Portfolio value: 142K Avg. open price: N/A Current price: $2.49 P/L: N/A N/A Q3 2022	share	0.06%	142K	N/A	$2.49	N/A	N/A Q3 2022
Software—Infrastructure Palantir Technologies Inc. Portfolio share: 0.04% Portfolio value: 95K Avg. open price: $23.34 Current price: $7.53 P/L: -67.76% Bought +9.59% shares Q3 2022	share	0.04%	95K	$23.34	$7.53	-67.76%	Bought +9.59% shares Q3 2022
Software—Application Avaya Holdings Corp. Portfolio share: 0.03% Portfolio value: 59K Avg. open price: $16.25 Current price: $1.25 P/L: -92.31% N/A Q3 2022	share	0.03%	59K	$16.25	$1.25	-92.31%	N/A Q3 2022
PENNYMAC CORP Portfolio share: 0.01% Portfolio value: 18K Avg. open price: N/A Current price: N/A P/L: N/A N/A Q2 2021	share	0.01%	18K	N/A	N/A	N/A	N/A Q2 2021
Luxury Goods Charles & Colvard, Ltd. Portfolio share: 0.01% Portfolio value: 12K Avg. open price: N/A Current price: $0.9 P/L: N/A Sold -10.68% shares Q3 2021	share	0.01%	12K	N/A	$0.9	N/A	Sold -10.68% shares Q3 2021
Software—Infrastructure Affirm Holdings, Inc. Portfolio share: 0.00% Portfolio value: 0 Avg. open price: $46.28 Current price: $13.83 P/L: -70.13% Sold -100.00% shares Q3 2022	share	0.00%	0	$46.28	$13.83	-70.13%	Sold -100.00% shares Q3 2022
Schwab U.S. TIPS ETF Portfolio share: 0.00% Portfolio value: 0 Avg. open price: $62.5 Current price: $53.42 P/L: -14.53% Sold -100.00% shares Q3 2022	share	0.00%	0	$62.5	$53.42	-14.53%	Sold -100.00% shares Q3 2022
Oil & Gas Midstream Enbridge Inc. Portfolio share: 0.00% Portfolio value: 0 Avg. open price: N/A Current price: $40.7 P/L: N/A Sold -100.00% shares Q3 2022	share	0.00%	0	N/A	$40.7	N/A	Sold -100.00% shares Q3 2022
Financial Select Sector SPDR Fund Portfolio share: 0.00% Portfolio value: 0 Avg. open price: $38.73 Current price: $35.43 P/L: -8.51% Sold -100.00% shares Q3 2022	share	0.00%	0	$38.73	$35.43	-8.51%	Sold -100.00% shares Q3 2022
Software—Application Shopify Inc. Portfolio share: 0.00% Portfolio value: 0 Avg. open price: $810.95 Current price: $42.03 P/L: -94.82% Sold -100.00% shares Q3 2022	share	0.00%	0	$810.95	$42.03	-94.82%	Sold -100.00% shares Q3 2022
ProShares UltraPro QQQ Portfolio share: 0.00% Portfolio value: 0 Avg. open price: $58.18 Current price: $22.97 P/L: -60.52% Sold -100.00% shares Q3 2022	share	0.00%	0	$58.18	$22.97	-60.52%	Sold -100.00% shares Q3 2022
Household & Personal Products The Procter & Gamble Company Portfolio share: 0.00% Portfolio value: 0 Avg. open price: $111.46 Current price: $148.96 P/L: +33.64% Sold -100.00% shares Q3 2022	share	0.00%	0	$111.46	$148.96	+33.64%	Sold -100.00% shares Q3 2022
First Trust Tactical High Yield ETF Portfolio share: 0.00% Portfolio value: 0 Avg. open price: $43.82 Current price: $39.86 P/L: -9.03% Sold -100.00% shares Q3 2022	share	0.00%	0	$43.82	$39.86	-9.03%	Sold -100.00% shares Q3 2022
Vanguard Developed Markets Index Fund Portfolio share: 0.00% Portfolio value: 0 Avg. open price: $47.38 Current price: $43.56 P/L: -8.07% Sold -100.00% shares Q3 2022	share	0.00%	0	$47.38	$43.56	-8.07%	Sold -100.00% shares Q3 2022
Vanguard Emerging Markets Stock Index Fund Portfolio share: 0.00% Portfolio value: 0 Avg. open price: $48.61 Current price: $40.47 P/L: -16.74% Sold -100.00% shares Q3 2022	share	0.00%	0	$48.61	$40.47	-16.74%	Sold -100.00% shares Q3 2022
APOLLO COML REAL ESTATE FIN Portfolio share: 0.00% Portfolio value: 0 Avg. open price: N/A Current price: N/A P/L: N/A Sold -100.00% shares Q3 2022	share	0.00%	0	N/A	N/A	N/A	Sold -100.00% shares Q3 2022
APOLLO COML REAL ESTATE FIN Portfolio share: 0.00% Portfolio value: 0 Avg. open price: N/A Current price: N/A P/L: N/A Sold -100.00% shares Q3 2022	share	0.00%	0	N/A	N/A	N/A	Sold -100.00% shares Q3 2022
OCCIDENTAL PETE CORP Portfolio share: 0.00% Portfolio value: 0 Avg. open price: N/A Current price: N/A P/L: N/A Sold -100.00% shares Q3 2022	share	0.00%	0	N/A	N/A	N/A	Sold -100.00% shares Q3 2022
Internet Retail Alibaba Group Holding Limited Portfolio share: 0.00% Portfolio value: 0 Avg. open price: $211.47 Current price: $90.58 P/L: -57.17% Sold -100.00% shares Q3 2022	share	0.00%	0	$211.47	$90.58	-57.17%	Sold -100.00% shares Q3 2022
Beverages—Non-Alcoholic Oatly Group AB Portfolio share: 0.00% Portfolio value: 0 Avg. open price: $6.58 Current price: $1.59 P/L: -75.91% Sold -100.00% shares Q3 2022	share	0.00%	0	$6.58	$1.59	-75.91%	Sold -100.00% shares Q3 2022
iShares iBoxx $ Investment Grade Corporate Bond ETF Portfolio share: 0.00% Portfolio value: 0 Avg. open price: $130.09 Current price: $108.55 P/L: -16.56% Sold -100.00% shares Q3 2022	share	0.00%	0	$130.09	$108.55	-16.56%	Sold -100.00% shares Q3 2022

Showing TOP 191 DFPG INVESTMENTS's 13F holdings.

Frequently Asked Questions (FAQ)

What is the biggest position of DFPG INVESTMENTS, LLC?

The biggest position of the DFPG INVESTMENTS, LLC is Apple Inc. (AAPL) with 7.1% portfolio share worth of 16.7M US dollars.

Top 5 DFPG INVESTMENTS's holdings represent 21.61% of the portfolio:

Apple Inc. (AAPL) – 7.1%
NVIDIA Corporation (NVDA) – 4.66%
Amazon.com, Inc. (AMZN) – 3.43%
Microsoft Corporation (MSFT) – 3.27%
HealthEquity, Inc. (HQY) – 3.15%

Who is the portfolio manager of DFPG INVESTMENTS, LLC?

The portfolio manager of the DFPG INVESTMENTS, LLC is .

What is the total asset value of the DFPG INVESTMENTS, LLC portfolio?

DFPG INVESTMENTS, LLC total asset value (portfolio value) is 235.17M US dollars.

Who is ?

is the portfolio manager of the DFPG INVESTMENTS, LLC.

What is (DFPG INVESTMENTS, LLC) fund performance?

DFPG INVESTMENTS's quarterly performance is -90.07%, annualy -1352.54%. In the past 3 years, the value of 's portfolio has decreased by -2983%.

What is the DFPG INVESTMENTS, LLC CIK?

DFPG INVESTMENTS's Central Index Key is 0001504665 .