Purchase
DOERR L JOHN director, 10 percent owner director, 10 percent owner
Common Stock 52,785 $3.41 $179,997 Sale
MELO JOHN director, officer: President and CEO director, officer: President an..
Common Stock 52,785 $3.41 $179,997 Purchase
DOERR L JOHN director, 10 percent owner director, 10 percent owner
Common Stock 10,505,652 $2.87 $30,151,221 Option
DOERR L JOHN director, 10 percent owner director, 10 percent owner
Common Stock 19,287,780 $2.27 $43,706,109 Purchase
DOERR L JOHN director, 10 percent owner director, 10 percent owner
Common Stock 10,505,652 $2.87 $30,151,221 Option
DOERR L JOHN director, 10 percent owner director, 10 percent owner
Warrant (Right to Buy) 64,103 $0.15 $9,615 Purchase
DOERR L JOHN director, 10 percent owner director, 10 percent owner
Warrant (Right to Buy) 9,855,025 $2.87 $28,283,922 Purchase
DOERR L JOHN director, 10 percent owner director, 10 percent owner
Right to Buy 8,778,230 N/A N/A Option
DOERR L JOHN director, 10 percent owner director, 10 percent owner
Warrant (Right to Buy) 4,877,386 $2.87 $13,998,098 Option
DOERR L JOHN director, 10 percent owner director, 10 percent owner
Common Stock 4,877,386 $2.87 $13,998,098 Sale
YANG PATRICK Y director director
Common Stock 10,671 $3.1 $33,080 Purchase
DOERR L JOHN director, 10 percent owner director, 10 percent owner
Warrant (Right to Buy) 1,000,000 $3.87 $3,870,000 Purchase
PIWNICA CAROLE director director
Warrant (Right to Buy) 2,000,000 N/A N/A Purchase
DOERR L JOHN director, 10 percent owner director, 10 percent owner
Warrant (Right to Buy) 2,000,000 $2.87 $5,740,000 Purchase
DOERR L JOHN director, 10 percent owner director, 10 percent owner
Warrant (Right to Buy) 8,855,025 $3.9 $34,534,598 Option
PIWNICA CAROLE director director
Common Stock 282,739 $0 $565 Purchase
DOERR L JOHN director, 10 percent owner director, 10 percent owner
Warrant (Right to Buy) 1,438,829 $2.87 $4,129,439 Purchase
KUNG FRANK director director
Common Stock 913,529 $4.76 $4,348,398 Purchase
KUNG FRANK director director
Common Stock 913,529 $4.76 $4,348,398 Purchase
KUNG FRANK director director
Warrant (Right to Buy) 1,212,787 $2.38 $2,886,433 Purchase
DOERR L JOHN director, 10 percent owner director, 10 percent owner
Warrant (Right to Buy) 3,983,230 $5.12 $20,394,138 Purchase
DOERR L JOHN director, 10 percent owner director, 10 percent owner
Common Stock 2,832,440 $5.12 $14,502,093 Purchase
DOERR L JOHN director, 10 percent owner director, 10 percent owner
Warrant (Right to Buy) 5,424,804 $2.87 $15,569,187 Purchase
DOERR L JOHN director, 10 percent owner director, 10 percent owner
Common Stock 6,732,369 $2.87 $19,321,899 Purchase
ALVAREZ EDUARDO officer: CHIEF OPERATING OFFICER officer: CHIEF OPERATING OFFICER
Common Stock 11,834 $4.23 $50,058 Purchase
VALIASEK KATHLEEN officer: Chief Business Officer officer: Chief Business Officer
Common Stock 23,000 $4.37 $100,579 Sale
MELO JOHN director, officer: President and CEO director, officer: President an..
Common Stock 5,195 $7.5 $38,952 Purchase
ALVAREZ EDUARDO officer: CHIEF OPERATING OFFICER officer: CHIEF OPERATING OFFICER
Common Stock 11,877 $8.45 $100,325 Purchase
VALIASEK KATHLEEN officer: Chief Business Officer officer: Chief Business Officer
Common Stock 14,000 $7.2 $100,800 Option
KUNG FRANK director director
Common Stock 1,630,854 $4.4 $7,175,758 Sale
KUNG FRANK director director
Common Stock 1,148,122 $6.22 $7,140,171 Option
KUNG FRANK director director
Warrant (Right to Buy) 1,432,977 $4.4 $6,305,099 Option
KUNG FRANK director director
Warrant (Right to Buy) 3,944,264 $4.4 $17,354,762 Option
KUNG FRANK director director
Common Stock 5,042,437 $4.33 $21,833,752 Option
DOERR L JOHN director, 10 percent owner director, 10 percent owner
Common Stock 6,983,603 $2.2 $15,370,910 Option
KUNG FRANK director director
Series D Convertible Preferred Stock 4,677 $2.13 $9,962 Option
KUNG FRANK director director
Warrant (Right to Buy) 3,944,264 $4.4 $17,354,762 Sale
KUNG FRANK director director
Common Stock 2,776,762 $6.22 $17,268,683 Option
KUNG FRANK director director
Common Stock 5,042,437 $4.33 $21,833,752 Option
DOERR L JOHN director, 10 percent owner director, 10 percent owner
Common Stock 6,983,603 $2.2 $15,370,910 Option
DOERR L JOHN director, 10 percent owner director, 10 percent owner
Warrant (Right to Buy) 4,877,386 $4.4 $21,460,498 Sale
DOERR L JOHN director, 10 percent owner director, 10 percent owner
Common Stock 4,877,386 $4.4 $21,460,498 Purchase
YANG PATRICK Y director director
Common Stock 15,000 $7.66 $114,900 Purchase
YANG PATRICK Y director director
Common Stock 10,000 $7.71 $77,100 Sale
MELO JOHN director, officer: President and CEO director, officer: President an..
Common Stock 22,355 $6.61 $147,699 Sale
MAXWELL (MAURITIUS) PTE LTD 10 percent owner 10 percent owner
Common Stock 95,162 $6.54 $622,645 Sale
MELO JOHN director, officer: President and CEO director, officer: President an..
Common Stock 10,776 $4.68 $50,432 Purchase
DSM INTERNATIONAL B.V. 10 percent owner 10 percent owner
Series B Preferred Stock 25,000 $6.3 $157,500 Purchase
DSM INTERNATIONAL B.V. 10 percent owner 10 percent owner
Warrants (right to buy) 3,968,116 N/A N/A Purchase
YANG PATRICK Y director director
Common Stock 200,000 $0.29 $57,800