Sale
MAXWELL (MAURITIUS) PTE LTD 10 percent owner 10 percent owner
Common Stock 67,820 $0.8 $54,527 Sale
MAXWELL (MAURITIUS) PTE LTD 10 percent owner 10 percent owner
Common Stock 25,800 $0.8 $20,666 Sale
MAXWELL (MAURITIUS) PTE LTD 10 percent owner 10 percent owner
Common Stock 28,486 $0.8 $22,789 Sale
MAXWELL (MAURITIUS) PTE LTD 10 percent owner 10 percent owner
Common Stock 129,456 $0.81 $104,342 Sale
MAXWELL (MAURITIUS) PTE LTD 10 percent owner 10 percent owner
Common Stock 156,167 $0.81 $126,339 Sale
MAXWELL (MAURITIUS) PTE LTD 10 percent owner 10 percent owner
Common Stock 160,307 $0.81 $129,368 Sale
MAXWELL (MAURITIUS) PTE LTD 10 percent owner 10 percent owner
Common Stock 418,243 $0.82 $341,705 Sale
MAXWELL (MAURITIUS) PTE LTD 10 percent owner 10 percent owner
Common Stock 265,455 $0.84 $222,717 Sale
MAXWELL (MAURITIUS) PTE LTD 10 percent owner 10 percent owner
Common Stock 290,841 $0.84 $243,143 Sale
MAXWELL (MAURITIUS) PTE LTD 10 percent owner 10 percent owner
Common Stock 77,283 $0.8 $61,904 Sale
MAXWELL (MAURITIUS) PTE LTD 10 percent owner 10 percent owner
Common Stock 100 $0.8 $80 Sale
MAXWELL (MAURITIUS) PTE LTD 10 percent owner 10 percent owner
Common Stock 97,026 $0.8 $77,621 Sale
MAXWELL (MAURITIUS) PTE LTD 10 percent owner 10 percent owner
Common Stock 412,753 $0.81 $333,092 Sale
MAXWELL (MAURITIUS) PTE LTD 10 percent owner 10 percent owner
Common Stock 408,471 $0.82 $333,721 Sale
MAXWELL (MAURITIUS) PTE LTD 10 percent owner 10 percent owner
Common Stock 239,871 $0.81 $193,576 Sale
MAXWELL (MAURITIUS) PTE LTD 10 percent owner 10 percent owner
Common Stock 5,600 $0.8 $4,480 Sale
MAXWELL (MAURITIUS) PTE LTD 10 percent owner 10 percent owner
Common Stock 9,593 $0.8 $7,684 Sale
MAXWELL (MAURITIUS) PTE LTD 10 percent owner 10 percent owner
Common Stock 412,711 $0.81 $333,470 Sale
MAXWELL (MAURITIUS) PTE LTD 10 percent owner 10 percent owner
Common Stock 311,136 $0.82 $254,198 Sale
MAXWELL (MAURITIUS) PTE LTD 10 percent owner 10 percent owner
Common Stock 22,675 $0.8 $18,140 Sale
MAXWELL (MAURITIUS) PTE LTD 10 percent owner 10 percent owner
Common Stock 221,320 $0.81 $178,384 Sale
MAXWELL (MAURITIUS) PTE LTD 10 percent owner 10 percent owner
Common Stock 2,389,913 $0.9 $2,146,142 Sale
MAXWELL (MAURITIUS) PTE LTD 10 percent owner 10 percent owner
Common Stock 1,680,345 $0.85 $1,424,933 Sale
MAXWELL (MAURITIUS) PTE LTD 10 percent owner 10 percent owner
Common Stock 619,655 $0.79 $486,429 Sale
MELO JOHN director, officer: President and CEO director, officer: President an..
Common Stock 200,577 $1.04 $208,600 Purchase
DOERR L JOHN director, 10 percent owner director, 10 percent owner
Common Stock 200,577 $1.04 $208,600 Purchase
DOERR L JOHN director, 10 percent owner director, 10 percent owner
Warrant (Right to Buy) 2,285,714 $0.01 $22,857 Purchase
AL THANI SHEIKH ABDULLAH BIN KHALIFA director director
Warrant (Right to Buy) 285,714 $0.01 $2,857 Sale
BOISSEAU PHILIPPE director director
Common Stock 80,052 $2.36 $189,243 Option
BOISSEAU PHILIPPE director director
Warrant (right to buy) 18,924,192 $1.42 $26,834,504 Option
BOISSEAU PHILIPPE director director
Common Stock 18,924,192 $1.42 $26,834,504 Option
TOTAL ENERGIES NOUVELLES ACTIVITES USA director, 10 percen.. director, 10 percent owner, oth..
Warrant (right to buy) 18,924,192 $1.42 $26,834,504 Sale
TOTAL ENERGIES NOUVELLES ACTIVITES USA director, 10 percen.. director, 10 percent owner, oth..
Common Stock 80,052 $2.36 $189,243 Option
TOTAL ENERGIES NOUVELLES ACTIVITES USA director, 10 percen.. director, 10 percent owner, oth..
Common Stock 18,924,192 $1.42 $26,834,504 Purchase
TOTAL ENERGIES NOUVELLES ACTIVITES USA director, 10 percen.. director, 10 percent owner, oth..
Common Stock 31,716,833 $1.93 $61,213,488 Purchase
BOISSEAU PHILIPPE director director
Common Stock 31,716,833 $1.93 $61,213,488 Purchase
BOISSEAU PHILIPPE director director
Warrants (right to buy) 128,205 $3.53 $453,076 Purchase
BOISSEAU PHILIPPE director director
Warrants (right to buy) 128,205 $7.07 $906,153 Purchase
BOISSEAU PHILIPPE director director
Common Stock 31,716,833 $1.93 $61,213,488 Purchase
BOISSEAU PHILIPPE director director
Warrants (right to buy) 2,128,205 $2.36 $5,014,051 Purchase
TOTAL ENERGIES NOUVELLES ACTIVITES USA director, 10 percen.. director, 10 percent owner, oth..
Warrants (right to buy) 2,128,205 $2.36 $5,014,051 Purchase
TOTAL ENERGIES NOUVELLES ACTIVITES USA director, 10 percen.. director, 10 percent owner, oth..
Common Stock 31,716,833 $1.93 $61,213,488 Purchase
DOERR L JOHN director, 10 percent owner director, 10 percent owner
Warrant (Right to Buy) 961,538 $0.01 $9,615 Purchase
DOERR L JOHN director, 10 percent owner director, 10 percent owner
Common Stock 9,615,384 $1.56 $14,999,999 Purchase
MAXWELL (MAURITIUS) PTE LTD 10 percent owner 10 percent owner
Warrant ("R&D Warrant") 880,339 N/A N/A Purchase
MAXWELL (MAURITIUS) PTE LTD 10 percent owner 10 percent owner
Warrant ("Equity Finding Warrant") 0 N/A N/A Purchase
MAXWELL (MAURITIUS) PTE LTD 10 percent owner 10 percent owner
Warrant ("2015 Warrant") 14,677,861 N/A N/A Sale
MELO JOHN director, officer: President and CEO director, officer: President an..
Common Stock 20,440 $1.97 $40,165 Sale
MELO JOHN director, officer: President and CEO director, officer: President an..
Common Stock 20,418 $2 $40,836 Sale
MELO JOHN director, officer: President and CEO director, officer: President an..
Common Stock 20,418 $2 $40,836