Purchase
YANG PATRICK Y director director
Common Stock 100,000 $0.29 $28,900 Purchase
DOERR L JOHN director, 10 percent owner director, 10 percent owner
Warrant (Right to Buy) 36,580,382 N/A N/A Purchase
DOERR L JOHN director, 10 percent owner director, 10 percent owner
Series B 17.38% Convertible Preferred Stock 30,728 $1.15 $35,337 Sale
MAXWELL (MAURITIUS) PTE LTD 10 percent owner 10 percent owner
Common Stock 313,649 $0.51 $160,902 Sale
MAXWELL (MAURITIUS) PTE LTD 10 percent owner 10 percent owner
Common Stock 338,864 $0.59 $198,574 Sale
MAXWELL (MAURITIUS) PTE LTD 10 percent owner 10 percent owner
Common Stock 699,705 $0.61 $424,721 Sale
MAXWELL (MAURITIUS) PTE LTD 10 percent owner 10 percent owner
Common Stock 937,225 $0.68 $640,125 Sale
MAXWELL (MAURITIUS) PTE LTD 10 percent owner 10 percent owner
Common Stock 184,535 $0.51 $94,482 Sale
MAXWELL (MAURITIUS) PTE LTD 10 percent owner 10 percent owner
Common Stock 300,470 $0.52 $155,643 Sale
MAXWELL (MAURITIUS) PTE LTD 10 percent owner 10 percent owner
Common Stock 117,520 $0.48 $56,880 Sale
MAXWELL (MAURITIUS) PTE LTD 10 percent owner 10 percent owner
Common Stock 86,613 $0.48 $41,921 Sale
MAXWELL (MAURITIUS) PTE LTD 10 percent owner 10 percent owner
Common Stock 42,446 $0.48 $20,544 Sale
MAXWELL (MAURITIUS) PTE LTD 10 percent owner 10 percent owner
Common Stock 43,482 $0.49 $21,132 Sale
MAXWELL (MAURITIUS) PTE LTD 10 percent owner 10 percent owner
Common Stock 121,946 $0.48 $57,924 Sale
MAXWELL (MAURITIUS) PTE LTD 10 percent owner 10 percent owner
Common Stock 134,691 $0.48 $64,652 Sale
MAXWELL (MAURITIUS) PTE LTD 10 percent owner 10 percent owner
Common Stock 88,382 $0.49 $43,396 Sale
MAXWELL (MAURITIUS) PTE LTD 10 percent owner 10 percent owner
Common Stock 153,108 $0.49 $75,482 Sale
MAXWELL (MAURITIUS) PTE LTD 10 percent owner 10 percent owner
Common Stock 186,800 $0.49 $91,158 Sale
MAXWELL (MAURITIUS) PTE LTD 10 percent owner 10 percent owner
Common Stock 139,170 $0.46 $64,018 Sale
MAXWELL (MAURITIUS) PTE LTD 10 percent owner 10 percent owner
Common Stock 131,204 $0.47 $61,535 Sale
MAXWELL (MAURITIUS) PTE LTD 10 percent owner 10 percent owner
Common Stock 181,656 $0.51 $92,463 Sale
MAXWELL (MAURITIUS) PTE LTD 10 percent owner 10 percent owner
Common Stock 164,773 $0.5 $81,563 Sale
MAXWELL (MAURITIUS) PTE LTD 10 percent owner 10 percent owner
Common Stock 321,278 $0.47 $151,322 Sale
MAXWELL (MAURITIUS) PTE LTD 10 percent owner 10 percent owner
Common Stock 199,647 $0.43 $86,647 Sale
MAXWELL (MAURITIUS) PTE LTD 10 percent owner 10 percent owner
Common Stock 513,541 $0.44 $223,904 Sale
MAXWELL (MAURITIUS) PTE LTD 10 percent owner 10 percent owner
Common Stock 338,683 $0.47 $158,842 Sale
MAXWELL (MAURITIUS) PTE LTD 10 percent owner 10 percent owner
Common Stock 583,452 $0.48 $279,474 Sale
MAXWELL (MAURITIUS) PTE LTD 10 percent owner 10 percent owner
Common Stock 285,137 $0.52 $147,701 Sale
MAXWELL (MAURITIUS) PTE LTD 10 percent owner 10 percent owner
Common Stock 149,799 $0.51 $75,648 Sale
MAXWELL (MAURITIUS) PTE LTD 10 percent owner 10 percent owner
Common Stock 228,024 $0.51 $116,976 Sale
MAXWELL (MAURITIUS) PTE LTD 10 percent owner 10 percent owner
Common Stock 107,414 $0.53 $56,929 Sale
MAXWELL (MAURITIUS) PTE LTD 10 percent owner 10 percent owner
Common Stock 180,292 $0.52 $93,752 Sale
MAXWELL (MAURITIUS) PTE LTD 10 percent owner 10 percent owner
Common Stock 254,570 $0.54 $137,213 Sale
MAXWELL (MAURITIUS) PTE LTD 10 percent owner 10 percent owner
Common Stock 275,177 $0.53 $144,468 Sale
MAXWELL (MAURITIUS) PTE LTD 10 percent owner 10 percent owner
Common Stock 153,428 $0.56 $85,613 Sale
MAXWELL (MAURITIUS) PTE LTD 10 percent owner 10 percent owner
Common Stock 134,100 $0.55 $74,157 Sale
MAXWELL (MAURITIUS) PTE LTD 10 percent owner 10 percent owner
Common Stock 152,407 $0.53 $81,233 Sale
MAXWELL (MAURITIUS) PTE LTD 10 percent owner 10 percent owner
Common Stock 238,511 $0.54 $128,080 Sale
MAXWELL (MAURITIUS) PTE LTD 10 percent owner 10 percent owner
Common Stock 318,080 $0.57 $181,942 Sale
MAXWELL (MAURITIUS) PTE LTD 10 percent owner 10 percent owner
Common Stock 511,050 $0.57 $289,254 Sale
MAXWELL (MAURITIUS) PTE LTD 10 percent owner 10 percent owner
Common Stock 206,395 $0.53 $108,564 Sale
MAXWELL (MAURITIUS) PTE LTD 10 percent owner 10 percent owner
Common Stock 222,803 $0.5 $112,070 Sale
MAXWELL (MAURITIUS) PTE LTD 10 percent owner 10 percent owner
Common Stock 147,977 $0.49 $72,657 Sale
MAXWELL (MAURITIUS) PTE LTD 10 percent owner 10 percent owner
Common Stock 140,788 $0.5 $70,676 Sale
MAXWELL (MAURITIUS) PTE LTD 10 percent owner 10 percent owner
Common Stock 29,502 $0.82 $24,044 Sale
MAXWELL (MAURITIUS) PTE LTD 10 percent owner 10 percent owner
Common Stock 24,600 $0.8 $19,729 Sale
MAXWELL (MAURITIUS) PTE LTD 10 percent owner 10 percent owner
Common Stock 427,206 $0.81 $346,037 Sale
MAXWELL (MAURITIUS) PTE LTD 10 percent owner 10 percent owner
Common Stock 588,373 $0.82 $481,877 Sale
MAXWELL (MAURITIUS) PTE LTD 10 percent owner 10 percent owner
Common Stock 484,474 $0.8 $388,548 Sale
MAXWELL (MAURITIUS) PTE LTD 10 percent owner 10 percent owner
Common Stock 19,471 $0.8 $15,635