Option
NEIL COTTY officer: Chief Accounting Officer officer: Chief Accounting Officer
Common Stock 47,302 N/A N/A Option
DARNELL DAVID C. officer: Vice Chr, Glob Wlth & Inv Mgmt officer: Vice Chr, Glob Wlth & ..
Restricted Stock Units 27,825 N/A N/A Option
DARNELL DAVID C. officer: Vice Chr, Glob Wlth & Inv Mgmt officer: Vice Chr, Glob Wlth & ..
Common Stock 27,825 N/A N/A Option
THOMPSON BRUCE R. officer: Chief Financial Officer officer: Chief Financial Officer
Common Stock 45,910 N/A N/A Option
THOMPSON BRUCE R. officer: Chief Financial Officer officer: Chief Financial Officer
Restricted Stock Units 45,910 N/A N/A Option
NEIL COTTY officer: Chief Accounting Officer officer: Chief Accounting Officer
Restricted Stock Units 47,302 N/A N/A Option
O'KEEFE EDWARD P. officer: General Counsel officer: General Counsel
Restricted Stock Units 11,130 N/A N/A Option
O'KEEFE EDWARD P. officer: General Counsel officer: General Counsel
Common Stock 11,130 N/A N/A Purchase
POWELL DONALD E director director
Common Stock 7,000 $8.09 $56,630 Purchase
POWELL DONALD E director director
Common Stock 11,000 $7.95 $87,450 Purchase
POWELL DONALD E director director
Common Stock 10,000 $7.7 $77,000 Option
LYNCH GARY G officer: Gbl Gen Cnsl Hd Cmpl & Reg Rel officer: Gbl Gen Cnsl Hd Cmpl &..
Restricted Stock Units 169,105 N/A N/A Option
LYNCH GARY G officer: Gbl Gen Cnsl Hd Cmpl & Reg Rel officer: Gbl Gen Cnsl Hd Cmpl &..
Common Stock 169,105 N/A N/A Purchase
BIES SUSAN S. director director
Common Stock 50,000 $7.39 $369,500 Option
MOYNIHAN BRIAN T director, officer: Chairman and CEO director, officer: Chairman and..
Common Stock 9,527 N/A N/A Option
MONTAG THOMAS K. officer: Chief Operating Officer officer: Chief Operating Officer
Stock Units 16,652 N/A N/A Option
MOYNIHAN BRIAN T director, officer: Chairman and CEO director, officer: Chairman and..
Stock Units 9,527 N/A N/A Option
MONTAG THOMAS K. officer: Chief Operating Officer officer: Chief Operating Officer
Common Stock 16,652 N/A N/A Option
DARNELL DAVID C. officer: Vice Chr, Glob Wlth & Inv Mgmt officer: Vice Chr, Glob Wlth & ..
Common Stock 7,695 N/A N/A Option
LAUGHLIN TERRENCE P officer: Vice Chairman & Head of GWIM officer: Vice Chairman & Head o..
Restricted Stock Units 6,524 N/A N/A Option
DARNELL DAVID C. officer: Vice Chr, Glob Wlth & Inv Mgmt officer: Vice Chr, Glob Wlth & ..
Stock Units 7,695 N/A N/A Option
LAUGHLIN TERRENCE P officer: Vice Chairman & Head of GWIM officer: Vice Chairman & Head o..
Common Stock 6,524 N/A N/A Purchase
POWELL DONALD E director director
Common Stock 7,000 $7.25 $50,750 Option
MONTAG THOMAS K. officer: Chief Operating Officer officer: Chief Operating Officer
Stock Units 2011 5,144 N/A N/A Option
O'KEEFE EDWARD P. officer: General Counsel officer: General Counsel
Common Stock 5,144 N/A N/A Option
THOMPSON BRUCE R. officer: Chief Financial Officer officer: Chief Financial Officer
Stock Units 2011 5,144 N/A N/A Option
THOMPSON BRUCE R. officer: Chief Financial Officer officer: Chief Financial Officer
Common Stock 5,144 N/A N/A Option
DARNELL DAVID C. officer: Vice Chr, Glob Wlth & Inv Mgmt officer: Vice Chr, Glob Wlth & ..
Common Stock 5,144 N/A N/A Option
O'KEEFE EDWARD P. officer: General Counsel officer: General Counsel
Stock Units 2011 5,144 N/A N/A Option
DARNELL DAVID C. officer: Vice Chr, Glob Wlth & Inv Mgmt officer: Vice Chr, Glob Wlth & ..
Stock Units 2011 5,144 N/A N/A Option
MONTAG THOMAS K. officer: Chief Operating Officer officer: Chief Operating Officer
Common Stock 5,144 N/A N/A Option
MONTAG THOMAS K. officer: Chief Operating Officer officer: Chief Operating Officer
Restricted Stock Units 465,224 $5.56 $2,586,645 Option
MONTAG THOMAS K. officer: Chief Operating Officer officer: Chief Operating Officer
Common Stock 465,224 $5.56 $2,586,645 Option
MOYNIHAN BRIAN T director, officer: Chairman and CEO director, officer: Chairman and..
Stock Units 9,527 N/A N/A Option
MONTAG THOMAS K. officer: Chief Operating Officer officer: Chief Operating Officer
Common Stock 16,652 N/A N/A Option
DARNELL DAVID C. officer: Vice Chr, Glob Wlth & Inv Mgmt officer: Vice Chr, Glob Wlth & ..
Stock Units 7,695 N/A N/A Option
MOYNIHAN BRIAN T director, officer: Chairman and CEO director, officer: Chairman and..
Common Stock 9,527 N/A N/A Option
MONTAG THOMAS K. officer: Chief Operating Officer officer: Chief Operating Officer
Stock Units 16,652 N/A N/A Option
DARNELL DAVID C. officer: Vice Chr, Glob Wlth & Inv Mgmt officer: Vice Chr, Glob Wlth & ..
Common Stock 7,695 N/A N/A Option
DARNELL DAVID C. officer: Vice Chr, Glob Wlth & Inv Mgmt officer: Vice Chr, Glob Wlth & ..
Stock Units 2011 5,144 N/A N/A Option
MONTAG THOMAS K. officer: Chief Operating Officer officer: Chief Operating Officer
Stock Units 2011 5,144 N/A N/A Option
MONTAG THOMAS K. officer: Chief Operating Officer officer: Chief Operating Officer
Common Stock 5,144 N/A N/A Option
THOMPSON BRUCE R. officer: Chief Financial Officer officer: Chief Financial Officer
Stock Units 2011 5,144 N/A N/A Option
O'KEEFE EDWARD P. officer: General Counsel officer: General Counsel
Stock Units 2011 5,144 N/A N/A Option
THOMPSON BRUCE R. officer: Chief Financial Officer officer: Chief Financial Officer
Common Stock 5,144 N/A N/A Option
O'KEEFE EDWARD P. officer: General Counsel officer: General Counsel
Common Stock 5,144 N/A N/A Option
DARNELL DAVID C. officer: Vice Chr, Glob Wlth & Inv Mgmt officer: Vice Chr, Glob Wlth & ..
Common Stock 5,144 N/A N/A Option
MONTAG THOMAS K. officer: Chief Operating Officer officer: Chief Operating Officer
Stock Units 16,652 N/A N/A Option
MOYNIHAN BRIAN T director, officer: Chairman and CEO director, officer: Chairman and..
Stock Units 9,527 N/A N/A Option
DARNELL DAVID C. officer: Vice Chr, Glob Wlth & Inv Mgmt officer: Vice Chr, Glob Wlth & ..
Stock Units 7,695 N/A N/A