Option
SMITH ANDREA B officer: Chief Administrative Officer officer: Chief Administrative O..
2015 Performance Restricted Stock Units 90,741 N/A N/A Option
SMITH ANDREA B officer: Chief Administrative Officer officer: Chief Administrative O..
Common Stock 90,741 N/A N/A Option
MONTAG THOMAS K. officer: Chief Operating Officer officer: Chief Operating Officer
Common Stock 240,741 N/A N/A Option
NGUYEN THONG M officer: Vice Chairman officer: Vice Chairman
2015 Performance Restricted Stock Units 58,334 N/A N/A Option
NGUYEN THONG M officer: Vice Chairman officer: Vice Chairman
Common Stock 58,334 N/A N/A Option
BESSANT CATHERINE P officer: Chief Ops & Tech Officer officer: Chief Ops & Tech Officer
Common Stock 92,593 N/A N/A Option
BESSANT CATHERINE P officer: Chief Ops & Tech Officer officer: Chief Ops & Tech Officer
2015 Performance Restricted Stock Units 92,593 N/A N/A Option
MONTAG THOMAS K. officer: Chief Operating Officer officer: Chief Operating Officer
2015 Performance Restricted Stock Units 240,741 N/A N/A Option
LAUGHLIN TERRENCE P officer: Vice Chairman & Head of GWIM officer: Vice Chairman & Head o..
Common Stock 132,408 N/A N/A Option
ATHANASIA DEAN C officer: Pres, Ret & Pref & Sm Bus Bnkg officer: Pres, Ret & Pref & Sm ..
Common Stock 58,334 N/A N/A Option
ATHANASIA DEAN C officer: Pres, Ret & Pref & Sm Bus Bnkg officer: Pres, Ret & Pref & Sm ..
2015 Performance Restricted Stock Units 58,334 N/A N/A Option
GREENER GEOFFREY S officer: Chief Risk Officer officer: Chief Risk Officer
2015 Performance Restricted Stock Units 132,408 N/A N/A Option
GREENER GEOFFREY S officer: Chief Risk Officer officer: Chief Risk Officer
Common Stock 132,408 N/A N/A Option
LAUGHLIN TERRENCE P officer: Vice Chairman & Head of GWIM officer: Vice Chairman & Head o..
2017 Restricted Stock Units 40,361 N/A N/A Option
LAUGHLIN TERRENCE P officer: Vice Chairman & Head of GWIM officer: Vice Chairman & Head o..
2016 Restricted Stock Units 68,651 N/A N/A Option
LAUGHLIN TERRENCE P officer: Vice Chairman & Head of GWIM officer: Vice Chairman & Head o..
Common Stock 109,012 N/A N/A Option
NGUYEN THONG M officer: Vice Chairman officer: Vice Chairman
2016 Restricted Stock Units 44,841 N/A N/A Option
NGUYEN THONG M officer: Vice Chairman officer: Vice Chairman
Common Stock 75,541 N/A N/A Option
ATHANASIA DEAN C officer: Pres, Ret & Pref & Sm Bus Bnkg officer: Pres, Ret & Pref & Sm ..
2016 Restricted Stock Units 44,841 N/A N/A Option
ATHANASIA DEAN C officer: Pres, Ret & Pref & Sm Bus Bnkg officer: Pres, Ret & Pref & Sm ..
Common Stock 75,541 N/A N/A Option
LEITCH DAVID G officer: Global General Counsel officer: Global General Counsel
2017 Restricted Stock Units 21,468 N/A N/A Option
LEITCH DAVID G officer: Global General Counsel officer: Global General Counsel
Common Stock 21,468 N/A N/A Option
GREENER GEOFFREY S officer: Chief Risk Officer officer: Chief Risk Officer
2017 Restricted Stock Units 41,434 N/A N/A Option
GREENER GEOFFREY S officer: Chief Risk Officer officer: Chief Risk Officer
2016 Restricted Stock Units 66,667 N/A N/A Option
GREENER GEOFFREY S officer: Chief Risk Officer officer: Chief Risk Officer
Common Stock 108,101 N/A N/A Option
BESSANT CATHERINE P officer: Chief Ops & Tech Officer officer: Chief Ops & Tech Officer
2017 Restricted Stock Units 27,479 N/A N/A Option
BESSANT CATHERINE P officer: Chief Ops & Tech Officer officer: Chief Ops & Tech Officer
2016 Restricted Stock Units 44,841 N/A N/A Option
BESSANT CATHERINE P officer: Chief Ops & Tech Officer officer: Chief Ops & Tech Officer
Common Stock 72,320 N/A N/A Option
MONTAG THOMAS K. officer: Chief Operating Officer officer: Chief Operating Officer
2017 Restricted Stock Units 68,699 N/A N/A Option
MONTAG THOMAS K. officer: Chief Operating Officer officer: Chief Operating Officer
2016 Restricted Stock Units 115,080 N/A N/A Option
MONTAG THOMAS K. officer: Chief Operating Officer officer: Chief Operating Officer
Common Stock 183,779 N/A N/A Option
DONOFRIO PAUL M officer: Chief Financial Officer officer: Chief Financial Officer
2017 Restricted Stock Units 44,654 N/A N/A Option
DONOFRIO PAUL M officer: Chief Financial Officer officer: Chief Financial Officer
2016 Restricted Stock Units 76,587 N/A N/A Option
DONOFRIO PAUL M officer: Chief Financial Officer officer: Chief Financial Officer
Common Stock 121,241 N/A N/A Option
SMITH ANDREA B officer: Chief Administrative Officer officer: Chief Administrative O..
2017 Restricted Stock Units 28,123 N/A N/A Option
SMITH ANDREA B officer: Chief Administrative Officer officer: Chief Administrative O..
2016 Restricted Stock Units 44,841 N/A N/A Option
SMITH ANDREA B officer: Chief Administrative Officer officer: Chief Administrative O..
Common Stock 72,964 N/A N/A Option
BLESS RUDOLF A. officer: Chief Accounting Officer officer: Chief Accounting Officer
2016 Restricted Stock Units 55,556 N/A N/A Option
BLESS RUDOLF A. officer: Chief Accounting Officer officer: Chief Accounting Officer
Common Stock 86,470 N/A N/A Option
MOYNIHAN BRIAN T director, officer: Chairman and CEO director, officer: Chairman and..
2016 Restricted Stock Units 76,720 N/A N/A Option
MOYNIHAN BRIAN T director, officer: Chairman and CEO director, officer: Chairman and..
2017 Cash Settled Restricted Stock Units 19,859 $32.21 $639,658 Option
MOYNIHAN BRIAN T director, officer: Chairman and CEO director, officer: Chairman and..
Common Stock 149,534 $10.74 $1,605,547 Option
ATHANASIA DEAN C officer: Pres, Ret & Pref & Sm Bus Bnkg officer: Pres, Ret & Pref & Sm ..
2017 Restricted Stock Units 30,700 N/A N/A Option
MOYNIHAN BRIAN T director, officer: Chairman and CEO director, officer: Chairman and..
2017 Restricted Stock Units 52,955 N/A N/A Option
NGUYEN THONG M officer: Vice Chairman officer: Vice Chairman
2017 Restricted Stock Units 30,700 N/A N/A Option
BLESS RUDOLF A. officer: Chief Accounting Officer officer: Chief Accounting Officer
2017 Restricted Stock Units 30,914 N/A N/A Option
BLESS RUDOLF A. officer: Chief Accounting Officer officer: Chief Accounting Officer
Common Stock 86,470 N/A N/A Option
NGUYEN THONG M officer: Vice Chairman officer: Vice Chairman
Common Stock 75,541 N/A N/A Option
ATHANASIA DEAN C officer: Pres, Ret & Pref & Sm Bus Bnkg officer: Pres, Ret & Pref & Sm ..
Common Stock 75,541 N/A N/A Option
MOYNIHAN BRIAN T director, officer: Chairman and CEO director, officer: Chairman and..
Common Stock 149,534 $10.74 $1,605,547