Option
BRONSTEIN SHERI B. officer: Chief Human Resources Officer officer: Chief Human Resources ..
Common Stock 57,143 N/A N/A Option
ATHANASIA DEAN C officer: Pres, Ret & Pref & Sm Bus Bnkg officer: Pres, Ret & Pref & Sm ..
2016 Performance Restricted Stock Units 134,524 N/A N/A Option
BRONSTEIN SHERI B. officer: Chief Human Resources Officer officer: Chief Human Resources ..
2016 Performance Restricted Stock Units 57,143 N/A N/A Option
GREENER GEOFFREY S officer: Chief Risk Officer officer: Chief Risk Officer
2016 Performance Restricted Stock Units 200,000 N/A N/A Option
SMITH ANDREA B officer: Chief Administrative Officer officer: Chief Administrative O..
2016 Performance Restricted Stock Units 134,524 N/A N/A Option
SMITH ANDREA B officer: Chief Administrative Officer officer: Chief Administrative O..
Common Stock 134,524 N/A N/A Option
BESSANT CATHERINE P officer: Chief Ops & Tech Officer officer: Chief Ops & Tech Officer
2016 Performance Restricted Stock Units 134,524 N/A N/A Option
BESSANT CATHERINE P officer: Chief Ops & Tech Officer officer: Chief Ops & Tech Officer
Common Stock 134,524 N/A N/A Option
NGUYEN THONG M officer: Vice Chairman officer: Vice Chairman
2017 Restricted Stock Units 30,700 N/A N/A Option
NGUYEN THONG M officer: Vice Chairman officer: Vice Chairman
2016 Restricted Stock Units 44,842 N/A N/A Option
NGUYEN THONG M officer: Vice Chairman officer: Vice Chairman
Common Stock 102,855 N/A N/A Option
KNOX KATHLEEN A. officer: President, Private Bank officer: President, Private Bank
2016 Restricted Stock Units 20,503 N/A N/A Option
ATHANASIA DEAN C officer: Pres, Ret & Pref & Sm Bus Bnkg officer: Pres, Ret & Pref & Sm ..
2017 Restricted Stock Units 30,700 N/A N/A Option
ATHANASIA DEAN C officer: Pres, Ret & Pref & Sm Bus Bnkg officer: Pres, Ret & Pref & Sm ..
2016 Restricted Stock Units 44,842 N/A N/A Option
ATHANASIA DEAN C officer: Pres, Ret & Pref & Sm Bus Bnkg officer: Pres, Ret & Pref & Sm ..
Common Stock 102,855 N/A N/A Option
SIEG ANDREW M. officer: Pres, Merill Lynch Wlth Mgmt officer: Pres, Merill Lynch Wlt..
2018 Restricted Stock Units 29,563 N/A N/A Option
SIEG ANDREW M. officer: Pres, Merill Lynch Wlth Mgmt officer: Pres, Merill Lynch Wlt..
2017 Restricted Stock Units 32,203 N/A N/A Option
SIEG ANDREW M. officer: Pres, Merill Lynch Wlth Mgmt officer: Pres, Merill Lynch Wlt..
2016 Restricted Stock Units 55,556 N/A N/A Option
SIEG ANDREW M. officer: Pres, Merill Lynch Wlth Mgmt officer: Pres, Merill Lynch Wlt..
Common Stock 117,322 N/A N/A Option
LEITCH DAVID G officer: Global General Counsel officer: Global General Counsel
2017 Restricted Stock Units 21,469 N/A N/A Option
LEITCH DAVID G officer: Global General Counsel officer: Global General Counsel
Common Stock 38,821 N/A N/A Option
GREENER GEOFFREY S officer: Chief Risk Officer officer: Chief Risk Officer
2017 Restricted Stock Units 41,434 N/A N/A Option
GREENER GEOFFREY S officer: Chief Risk Officer officer: Chief Risk Officer
2016 Restricted Stock Units 66,667 N/A N/A Option
GREENER GEOFFREY S officer: Chief Risk Officer officer: Chief Risk Officer
Common Stock 141,841 N/A N/A Option
BESSANT CATHERINE P officer: Chief Ops & Tech Officer officer: Chief Ops & Tech Officer
2016 Restricted Stock Units 44,842 N/A N/A Option
BESSANT CATHERINE P officer: Chief Ops & Tech Officer officer: Chief Ops & Tech Officer
Common Stock 94,815 N/A N/A Option
MONTAG THOMAS K. officer: Chief Operating Officer officer: Chief Operating Officer
2018 Restricted Stock Units 57,037 N/A N/A Option
MONTAG THOMAS K. officer: Chief Operating Officer officer: Chief Operating Officer
2017 Restricted Stock Units 68,699 N/A N/A Option
MONTAG THOMAS K. officer: Chief Operating Officer officer: Chief Operating Officer
2016 Restricted Stock Units 115,080 N/A N/A Option
MONTAG THOMAS K. officer: Chief Operating Officer officer: Chief Operating Officer
Common Stock 240,816 N/A N/A Option
BRONSTEIN SHERI B. officer: Chief Human Resources Officer officer: Chief Human Resources ..
2017 Restricted Stock Units 13,525 N/A N/A Option
BRONSTEIN SHERI B. officer: Chief Human Resources Officer officer: Chief Human Resources ..
2016 Restricted Stock Units 19,048 N/A N/A Option
BRONSTEIN SHERI B. officer: Chief Human Resources Officer officer: Chief Human Resources ..
Common Stock 43,820 N/A N/A Option
DONOFRIO PAUL M officer: Chief Financial Officer officer: Chief Financial Officer
2017 Restricted Stock Units 44,655 N/A N/A Option
DONOFRIO PAUL M officer: Chief Financial Officer officer: Chief Financial Officer
2016 Restricted Stock Units 76,588 N/A N/A Option
DONOFRIO PAUL M officer: Chief Financial Officer officer: Chief Financial Officer
Common Stock 156,590 N/A N/A Option
SMITH ANDREA B officer: Chief Administrative Officer officer: Chief Administrative O..
2018 Restricted Stock Units 22,493 N/A N/A Option
SMITH ANDREA B officer: Chief Administrative Officer officer: Chief Administrative O..
2017 Restricted Stock Units 28,124 N/A N/A Option
SMITH ANDREA B officer: Chief Administrative Officer officer: Chief Administrative O..
2016 Restricted Stock Units 44,842 N/A N/A Option
SMITH ANDREA B officer: Chief Administrative Officer officer: Chief Administrative O..
Common Stock 95,459 N/A N/A Option
BLESS RUDOLF A. officer: Chief Accounting Officer officer: Chief Accounting Officer
2017 Restricted Stock Units 30,915 N/A N/A Option
BLESS RUDOLF A. officer: Chief Accounting Officer officer: Chief Accounting Officer
2016 Restricted Stock Units 55,556 N/A N/A Option
BLESS RUDOLF A. officer: Chief Accounting Officer officer: Chief Accounting Officer
Common Stock 116,034 N/A N/A Option
MOYNIHAN BRIAN T director, officer: Chairman and CEO director, officer: Chairman and..
2016 Restricted Stock Units 76,720 N/A N/A Option
MOYNIHAN BRIAN T director, officer: Chairman and CEO director, officer: Chairman and..
2017 Restricted Stock Units 52,956 N/A N/A Option
MOYNIHAN BRIAN T director, officer: Chairman and CEO director, officer: Chairman and..
Common Stock 193,006 $7.28 $1,404,698 Option
MOYNIHAN BRIAN T director, officer: Chairman and CEO director, officer: Chairman and..
2018 Restricted Stock Units 46,058 N/A N/A Option
NGUYEN THONG M officer: Vice Chairman officer: Vice Chairman
2018 Restricted Stock Units 27,313 N/A N/A Option
ATHANASIA DEAN C officer: Pres, Ret & Pref & Sm Bus Bnkg officer: Pres, Ret & Pref & Sm ..
2018 Restricted Stock Units 27,313 N/A N/A Option
LEITCH DAVID G officer: Global General Counsel officer: Global General Counsel
2018 Restricted Stock Units 17,352 N/A N/A