Option
ATHANASIA DEAN C officer: Pres, Ret & Pref & Sm Bus Bnkg officer: Pres, Ret & Pref & Sm ..
Common Stock 103,464 N/A N/A Option
BRONSTEIN SHERI B. officer: Chief Human Resources Officer officer: Chief Human Resources ..
2016 Performance Restricted Stock Units 9,142 N/A N/A Option
BRONSTEIN SHERI B. officer: Chief Human Resources Officer officer: Chief Human Resources ..
Common Stock 42,883 N/A N/A Option
BESSANT CATHERINE P officer: Chief Ops & Tech Officer officer: Chief Ops & Tech Officer
2016 Performance Restricted Stock Units 21,523 N/A N/A Option
BESSANT CATHERINE P officer: Chief Ops & Tech Officer officer: Chief Ops & Tech Officer
Common Stock 89,004 N/A N/A Option
MOYNIHAN BRIAN T director, officer: Chairman and CEO director, officer: Chairman and..
Common Stock 437,501 N/A N/A Option
LEITCH DAVID G officer: Global General Counsel officer: Global General Counsel
Common Stock 52,057 N/A N/A Option
DONOFRIO PAUL M officer: Chief Financial Officer officer: Chief Financial Officer
Common Stock 142,803 N/A N/A Option
NGUYEN THONG M officer: Vice Chairman officer: Vice Chairman
2016 Performance Restricted Stock Units 21,523 N/A N/A Option
MONTAG THOMAS K. officer: Chief Operating Officer officer: Chief Operating Officer
Common Stock 226,350 N/A N/A Option
SMITH ANDREA B officer: Chief Administrative Officer officer: Chief Administrative O..
2016 Performance Restricted Stock Units 21,523 N/A N/A Option
SMITH ANDREA B officer: Chief Administrative Officer officer: Chief Administrative O..
Common Stock 89,004 N/A N/A Option
NGUYEN THONG M officer: Vice Chairman officer: Vice Chairman
Common Stock 103,464 N/A N/A Option
MONTAG THOMAS K. officer: Chief Operating Officer officer: Chief Operating Officer
2016 Performance Restricted Stock Units 55,238 N/A N/A Option
LEITCH DAVID G officer: Global General Counsel officer: Global General Counsel
2018 Performance Restricted Stock Units 52,057 N/A N/A Option
GREENER GEOFFREY S officer: Chief Risk Officer officer: Chief Risk Officer
2016 Performance Restricted Stock Units 32,000 N/A N/A Option
GREENER GEOFFREY S officer: Chief Risk Officer officer: Chief Risk Officer
Common Stock 133,222 N/A N/A Option
DONOFRIO PAUL M officer: Chief Financial Officer officer: Chief Financial Officer
2016 Performance Restricted Stock Units 36,761 N/A N/A Option
MOYNIHAN BRIAN T director, officer: Chairman and CEO director, officer: Chairman and..
2016 Performance Restricted Stock Units 92,063 N/A N/A Sale
BLESS RUDOLF A. officer: Chief Accounting Officer officer: Chief Accounting Officer
Common Stock 140,677 $36.44 $5,126,270 Option
SMITH ANDREA B officer: Chief Administrative Officer officer: Chief Administrative O..
Common Stock 75,804 N/A N/A Option
SMITH ANDREA B officer: Chief Administrative Officer officer: Chief Administrative O..
Common Stock 75,804 N/A N/A Option
MONTAG THOMAS K. officer: Chief Operating Officer officer: Chief Operating Officer
Common Stock 180,144 N/A N/A Option
LEITCH DAVID G officer: Global General Counsel officer: Global General Counsel
2020 Restricted Stock Units 17,406 N/A N/A Option
GREENER GEOFFREY S officer: Chief Risk Officer officer: Chief Risk Officer
Common Stock 110,483 N/A N/A Option
DONOFRIO PAUL M officer: Chief Financial Officer officer: Chief Financial Officer
2020 Restricted Stock Units 34,813 N/A N/A Option
DONOFRIO PAUL M officer: Chief Financial Officer officer: Chief Financial Officer
2019 Restricted Stock Units 41,929 N/A N/A Option
DONOFRIO PAUL M officer: Chief Financial Officer officer: Chief Financial Officer
2018 Restricted Stock Units 35,348 N/A N/A Option
KNOX KATHLEEN A. officer: President, Private Bank officer: President, Private Bank
Common Stock 51,916 N/A N/A Option
GREENER GEOFFREY S officer: Chief Risk Officer officer: Chief Risk Officer
2020 Restricted Stock Units 34,813 N/A N/A Option
GREENER GEOFFREY S officer: Chief Risk Officer officer: Chief Risk Officer
2019 Restricted Stock Units 41,929 N/A N/A Option
GREENER GEOFFREY S officer: Chief Risk Officer officer: Chief Risk Officer
2018 Restricted Stock Units 33,741 N/A N/A Option
SMITH ANDREA B officer: Chief Administrative Officer officer: Chief Administrative O..
Common Stock 75,804 N/A N/A Option
LEITCH DAVID G officer: Global General Counsel officer: Global General Counsel
2019 Restricted Stock Units 20,965 N/A N/A Option
LEITCH DAVID G officer: Global General Counsel officer: Global General Counsel
2018 Restricted Stock Units 17,353 N/A N/A Option
LEITCH DAVID G officer: Global General Counsel officer: Global General Counsel
Common Stock 55,724 N/A N/A Option
KNOX KATHLEEN A. officer: President, Private Bank officer: President, Private Bank
2020 Restricted Stock Units 13,055 N/A N/A Option
KNOX KATHLEEN A. officer: President, Private Bank officer: President, Private Bank
2019 Restricted Stock Units 23,061 N/A N/A Option
KNOX KATHLEEN A. officer: President, Private Bank officer: President, Private Bank
2018 Restricted Stock Units 15,800 N/A N/A Option
SIEG ANDREW M. officer: Pres, Merill Lynch Wlth Mgmt officer: Pres, Merill Lynch Wlt..
2020 Restricted Stock Units 15,956 N/A N/A Option
SIEG ANDREW M. officer: Pres, Merill Lynch Wlth Mgmt officer: Pres, Merill Lynch Wlt..
Common Stock 82,556 N/A N/A Option
NGUYEN THONG M officer: Vice Chairman officer: Vice Chairman
2018 Restricted Stock Units 27,314 N/A N/A Option
NGUYEN THONG M officer: Vice Chairman officer: Vice Chairman
Common Stock 97,661 N/A N/A Option
MONTAG THOMAS K. officer: Chief Operating Officer officer: Chief Operating Officer
2019 Restricted Stock Units 67,261 N/A N/A Option
MONTAG THOMAS K. officer: Chief Operating Officer officer: Chief Operating Officer
2018 Restricted Stock Units 57,038 N/A N/A Option
MONTAG THOMAS K. officer: Chief Operating Officer officer: Chief Operating Officer
2020 Restricted Stock Units 55,845 N/A N/A Option
SMITH ANDREA B officer: Chief Administrative Officer officer: Chief Administrative O..
2020 Restricted Stock Units 24,659 N/A N/A Option
SMITH ANDREA B officer: Chief Administrative Officer officer: Chief Administrative O..
2019 Restricted Stock Units 28,651 N/A N/A Option
SMITH ANDREA B officer: Chief Administrative Officer officer: Chief Administrative O..
2018 Restricted Stock Units 22,494 N/A N/A Option
NGUYEN THONG M officer: Vice Chairman officer: Vice Chairman
2020 Restricted Stock Units 31,912 N/A N/A