Option
ATHANASIA DEAN C officer: President, Regional Banking officer: President, Regional Ba..
Common Stock 38,435 N/A N/A Sale
SIEG ANDREW M. officer: Pres, Merill Wealth Mgmt officer: Pres, Merill Wealth Mgmt
Common Stock 18,407 $45.12 $830,524 Option
MOGENSEN LAUREN A officer: Global General Counsel officer: Global General Counsel
Restricted Stock Units 50,000 N/A N/A Option
MOGENSEN LAUREN A officer: Global General Counsel officer: Global General Counsel
Common Stock 50,000 N/A N/A Option
SIEG ANDREW M. officer: Pres, Merill Wealth Mgmt officer: Pres, Merill Wealth Mgmt
Restricted Stock Units 75,000 N/A N/A Option
SIEG ANDREW M. officer: Pres, Merill Wealth Mgmt officer: Pres, Merill Wealth Mgmt
Common Stock 75,000 N/A N/A Option
KODER MATTHEW M officer: Pres, Gl Corp & Invest Banking officer: Pres, Gl Corp & Invest..
Restricted Stock Units 150,000 N/A N/A Option
SCRIVENER THOMAS M officer: Chief Operations Executive officer: Chief Operations Execu..
Restricted Stock Units 100,000 N/A N/A Option
DEMARE JAMES P officer: President, Global Markets officer: President, Global Mark..
Restricted Stock Units 150,000 N/A N/A Option
KNOX KATHLEEN A. officer: President, The Private Bank officer: President, The Private..
Restricted Stock Units 75,000 N/A N/A Option
KNOX KATHLEEN A. officer: President, The Private Bank officer: President, The Private..
Common Stock 75,000 N/A N/A Option
BORTHWICK ALASTAIR M officer: Chief Financial Officer officer: Chief Financial Officer
Restricted Stock Units 75,000 N/A N/A Option
BORTHWICK ALASTAIR M officer: Chief Financial Officer officer: Chief Financial Officer
Common Stock 75,000 N/A N/A Option
BHASIN ADITYA officer: Chief Tech & Info Officer officer: Chief Tech & Info Offi..
Restricted Stock Units 100,000 N/A N/A Option
BOLAND DARRIN STEVE officer: Chief Administrative Officer officer: Chief Administrative O..
Restricted Stock Units 100,000 N/A N/A Option
MOYNIHAN BRIAN T director, officer: Chairman and CEO director, officer: Chairman and..
2021 Cash Settled Restricted Stock Units 17,818 N/A N/A Option
MOYNIHAN BRIAN T director, officer: Chairman and CEO director, officer: Chairman and..
Common Stock 17,818 N/A N/A Option
MOYNIHAN BRIAN T director, officer: Chairman and CEO director, officer: Chairman and..
2021 Cash Settled Restricted Stock Units 17,819 N/A N/A Option
MOYNIHAN BRIAN T director, officer: Chairman and CEO director, officer: Chairman and..
Common Stock 17,819 N/A N/A Option
MOYNIHAN BRIAN T director, officer: Chairman and CEO director, officer: Chairman and..
2021 Cash Settled Restricted Stock Units 17,818 N/A N/A Option
MOYNIHAN BRIAN T director, officer: Chairman and CEO director, officer: Chairman and..
Common Stock 17,818 N/A N/A Sale
BRAMBLE FRANK P director director
Common Stock 4,400 $48.22 $212,181 Sale
ATHANASIA DEAN C officer: Pres, Ret & Pref & Sm Bus Bnkg officer: Pres, Ret & Pref & Sm ..
Common Stock 108,478 $45.77 $4,965,038 Option
MOYNIHAN BRIAN T director, officer: Chairman and CEO director, officer: Chairman and..
2021 Cash Settled Restricted Stock Units 17,819 N/A N/A Option
MOYNIHAN BRIAN T director, officer: Chairman and CEO director, officer: Chairman and..
Common Stock 17,819 N/A N/A Option
MOYNIHAN BRIAN T director, officer: Chairman and CEO director, officer: Chairman and..
2021 Cash Settled Restricted Stock Units 17,818 N/A N/A Option
MOYNIHAN BRIAN T director, officer: Chairman and CEO director, officer: Chairman and..
Common Stock 17,818 N/A N/A Option
MOYNIHAN BRIAN T director, officer: Chairman and CEO director, officer: Chairman and..
2021 Cash Settled Restricted Stock Units 17,818 N/A N/A Option
MOYNIHAN BRIAN T director, officer: Chairman and CEO director, officer: Chairman and..
Common Stock 17,818 N/A N/A Sale
NGUYEN THONG M officer: Vice Chairman officer: Vice Chairman
Common Stock 80,000 $39.98 $3,198,400 Option
MOYNIHAN BRIAN T director, officer: Chairman and CEO director, officer: Chairman and..
2021 Cash Settled Restricted Stock Units 17,819 N/A N/A Option
MOYNIHAN BRIAN T director, officer: Chairman and CEO director, officer: Chairman and..
Common Stock 17,819 N/A N/A Option
MOYNIHAN BRIAN T director, officer: Chairman and CEO director, officer: Chairman and..
2021 Cash Settled Restricted Stock Units 17,818 N/A N/A Option
MOYNIHAN BRIAN T director, officer: Chairman and CEO director, officer: Chairman and..
Common Stock 17,818 N/A N/A Option
MOYNIHAN BRIAN T director, officer: Chairman and CEO director, officer: Chairman and..
2021 Cash Settled Restricted Stock Units 17,819 N/A N/A Option
MOYNIHAN BRIAN T director, officer: Chairman and CEO director, officer: Chairman and..
Common Stock 17,819 N/A N/A Sale
BRAMBLE FRANK P director director
Common Stock 8,800 $40.58 $357,060 Option
MOYNIHAN BRIAN T director, officer: Chairman and CEO director, officer: Chairman and..
Common Stock 17,818 N/A N/A Option
MOYNIHAN BRIAN T director, officer: Chairman and CEO director, officer: Chairman and..
2021 Cash Settled Restricted Stock Units 17,818 $38.74 $690,269 Option
MOYNIHAN BRIAN T director, officer: Chairman and CEO director, officer: Chairman and..
2021 Cash Settled Restricted Stock Units 17,818 $37.75 $672,630 Option
MOYNIHAN BRIAN T director, officer: Chairman and CEO director, officer: Chairman and..
Common Stock 17,818 $37.75 $672,630 Option
BESSANT CATHERINE P officer: Chief Ops & Tech Officer officer: Chief Ops & Tech Officer
Common Stock 89,004 N/A N/A Option
BRONSTEIN SHERI B. officer: Chief Human Resources Officer officer: Chief Human Resources ..
Common Stock 42,883 N/A N/A Option
GREENER GEOFFREY S officer: Chief Risk Officer officer: Chief Risk Officer
Common Stock 133,222 N/A N/A Option
MONTAG THOMAS K. officer: Chief Operating Officer officer: Chief Operating Officer
Common Stock 226,350 N/A N/A Option
NGUYEN THONG M officer: Vice Chairman officer: Vice Chairman
Common Stock 103,464 N/A N/A Option
SMITH ANDREA B officer: Chief Administrative Officer officer: Chief Administrative O..
Common Stock 89,004 N/A N/A Option
MOYNIHAN BRIAN T director, officer: Chairman and CEO director, officer: Chairman and..
Common Stock 437,501 N/A N/A Option
ATHANASIA DEAN C officer: Pres, Ret & Pref & Sm Bus Bnkg officer: Pres, Ret & Pref & Sm ..
Common Stock 103,464 N/A N/A Option
ATHANASIA DEAN C officer: Pres, Ret & Pref & Sm Bus Bnkg officer: Pres, Ret & Pref & Sm ..
2016 Performance Restricted Stock Units 21,523 N/A N/A