Purchase
GNI GROUP LTD. 10 percent owner 10 percent owner
Series X Convertible Preferred Stock Warrant (Right to Buy) 8,110,300 N/A N/A Purchase
GNI GROUP LTD. 10 percent owner 10 percent owner
Series X Convertible Preferred Stock 811 N/A N/A Purchase
BLOUSE GRANT E. officer: Chief Scientific Officer officer: Chief Scientific Officer
Common Stock 3,250 $0.47 $1,528 Purchase
MILLER SELINE E. officer: SVP Finance; Interim CFO & PAO officer: SVP Finance; Interim C..
Common Stock 3,250 $0.47 $1,528 Purchase
USMAN NASSIM officer: President & CEO officer: President & CEO
Common Stock 3,250 $0.47 $1,528 Purchase
USMAN NASSIM director, officer: President & CEO director, officer: President & ..
Common Stock 3,250 $0.46 $1,495 Purchase
MILLER SELINE E. officer: SVP Finance; Interim CFO & PAO officer: SVP Finance; Interim C..
Common Stock 3,250 $0.46 $1,495 Purchase
BLOUSE GRANT E. officer: Chief Scientific Officer officer: Chief Scientific Officer
Common Stock 3,250 $0.46 $1,495 Purchase
BLOUSE GRANT E.
Common Stock 1,163 $3.62 $4,210 Purchase
LEVY HOWARD officer: Chief Medical Officer officer: Chief Medical Officer
Common Stock 639 $3.62 $2,313 Purchase
USMAN NASSIM director, officer: President & CEO director, officer: President & ..
Common Stock 867 $3.62 $3,139 Option
USMAN NASSIM director, officer: President & CEO director, officer: President & ..
Common Stock 5,000 N/A N/A Option
USMAN NASSIM director, officer: President & CEO director, officer: President & ..
Stock Option (Right to Buy) 5,000 $4.63 $23,150 Purchase
LEVY HOWARD officer: Chief Medical Officer officer: Chief Medical Officer
Common Stock 1,670 $4.81 $8,033 Purchase
USMAN NASSIM director, officer: President & CEO director, officer: President & ..
Common Stock 582 $4.81 $2,799 Purchase
LEVY HOWARD officer: Chief Medical Officer officer: Chief Medical Officer
Common Stock 1,768 N/A N/A Purchase
USMAN NASSIM director, officer: President & CEO director, officer: President & ..
Common Stock 582 N/A N/A Purchase
LEVY HOWARD officer: Chief Medical Officer officer: Chief Medical Officer
Common Stock 2,500 $4.05 $10,133 Purchase
CAI VERONICA officer: Controller officer: Controller
Common Stock 2,000 $4.11 $8,220 Purchase
RICHARD JOHN P director director
Common Stock 2,500 N/A N/A Purchase
USMAN NASSIM director, officer: President & CEO director, officer: President & ..
Common Stock 4,000 N/A N/A Purchase
WILLIAMS EDDIE director director
Common Stock 2,000 N/A N/A Sale
LAWLOR AUGUSTINE director director
Common Stock 69,401 $6.1 $423,485 Purchase
LING GEOFFREY M.D. director director
Common Stock 3,000 $6.23 $18,693 Purchase
RICHARD JOHN P director director
Common Stock 1,000 $8.03 $8,030 Option
USMAN NASSIM director, officer: President & CEO director, officer: President & ..
Common Stock 4,400 N/A N/A Option
LEVY HOWARD officer: Chief Medical Officer officer: Chief Medical Officer
Common Stock 4,400 $4.63 $20,372 Option
LEVY HOWARD officer: Chief Medical Officer officer: Chief Medical Officer
Stock Option (Right to Buy) 4,400 $4.63 $20,372 Option
USMAN NASSIM director, officer: President & CEO director, officer: President & ..
Stock Option (Right to Buy) 4,400 $4.63 $20,372 Option
PAYNE FLETCHER officer: Chief Financial Officer officer: Chief Financial Officer
Stock Option (Right to Buy) 1,503 $4.63 $6,959 Option
PAYNE FLETCHER officer: Chief Financial Officer officer: Chief Financial Officer
Common Stock 1,503 $4.63 $6,959 Option
LEVY HOWARD officer: Chief Medical Officer officer: Chief Medical Officer
Stock Option (Right to Buy) 1,500 $4.63 $6,945 Option
LEVY HOWARD officer: Chief Medical Officer officer: Chief Medical Officer
Common Stock 1,500 $4.63 $6,945 Option
USMAN NASSIM director, officer: President & CEO director, officer: President & ..
Stock Option (Right to Buy) 5,729 $4.63 $26,525 Option
USMAN NASSIM director, officer: President & CEO director, officer: President & ..
Common Stock 5,729 $4.63 $26,525 Option
LEVY HOWARD officer: Chief Medical Officer officer: Chief Medical Officer
Stock Option (Right to Buy) 149 $4.63 $690 Option
LEVY HOWARD officer: Chief Medical Officer officer: Chief Medical Officer
Common Stock 149 $4.63 $690 Option
LEVY HOWARD officer: Chief Medical Officer officer: Chief Medical Officer
Common Stock 173 $4.63 $801 Sale
LEVY HOWARD officer: Chief Medical Officer officer: Chief Medical Officer
Common Stock 173 $4.63 $801 Option
LEVY HOWARD officer: Chief Medical Officer officer: Chief Medical Officer
Stock Option (Right to Buy) 173 $4.63 $801 Option
LEVY HOWARD officer: Chief Medical Officer officer: Chief Medical Officer
Stock Option (Right to Buy) 7,560 $4.63 $35,003 Option
LEVY HOWARD officer: Chief Medical Officer officer: Chief Medical Officer
Common Stock 7,560 $4.63 $35,003 Option
USMAN NASSIM director, officer: President & CEO director, officer: President & ..
Stock Option (Right to Buy) 88 $4.63 $407 Option
USMAN NASSIM director, officer: President & CEO director, officer: President & ..
Common Stock 88 $4.63 $407 Option
PAYNE FLETCHER officer: Chief Financial Officer officer: Chief Financial Officer
Stock Option (Right to Buy) 59 $4.63 $273 Option
PAYNE FLETCHER officer: Chief Financial Officer officer: Chief Financial Officer
Common Stock 59 $4.63 $273 Sale
FLYNN JAMES E 10 percent owner, other: Possible Member of .. 10 percent owner, other: Possib..
Common Stock 18,634 $29.52 $549,983 Sale
FLYNN JAMES E 10 percent owner, other: Possible Member of .. 10 percent owner, other: Possib..
Common Stock 20,000 $30 $600,000 Sale
FLYNN JAMES E 10 percent owner, other: Possible Member of .. 10 percent owner, other: Possib..
Common Stock 104,922 $30.56 $3,206,416 Purchase
PAYNE FLETCHER officer: Chief Financial Officer officer: Chief Financial Officer
Common Stock 10,000 $2 $20,000