Sale
CHOPRA ATUL 10 percent owner 10 percent owner
Common Stock, $0.001 per share 4,404 $1.71 $7,531 Sale
CHOPRA ATUL 10 percent owner 10 percent owner
Common Stock, $0.001 per share 3,734 $1.75 $6,535 Sale
CHOPRA ATUL 10 percent owner 10 percent owner
Common Stock, $0.001 per share 50 $1.76 $88 Sale
CHOPRA ATUL 10 percent owner 10 percent owner
Common Stock, $0.001 per share 81 $1.77 $143 Sale
CHOPRA ATUL 10 percent owner 10 percent owner
Common Stock, $0.001 per share 5,737 $1.78 $10,212 Sale
CHOPRA ATUL 10 percent owner 10 percent owner
Common Stock, $0.001 per share 4,151 $1.79 $7,430 Sale
CHOPRA ATUL 10 percent owner 10 percent owner
Common Stock, $0.001 per share 3,301 $1.8 $5,942 Sale
CHOPRA ATUL 10 percent owner 10 percent owner
Common Stock, $0.001 per share 700 $1.81 $1,267 Sale
CHOPRA ATUL 10 percent owner 10 percent owner
Common Stock, $0.001 per share 1,800 $1.82 $3,276 Sale
CHOPRA ATUL 10 percent owner 10 percent owner
Common Stock, $0.001 per share 2,000 $1.83 $3,660 Sale
CHOPRA ATUL 10 percent owner 10 percent owner
Common Stock, $0.001 per share 4,500 $1.84 $8,280 Sale
CHOPRA ATUL 10 percent owner 10 percent owner
Common Stock, $0.001 per share 1,500 $1.85 $2,775 Sale
CHOPRA ATUL 10 percent owner 10 percent owner
Common Stock, $0.001 per share 2,804 $1.86 $5,215 Sale
CHOPRA ATUL 10 percent owner 10 percent owner
Common Stock, $0.001 per share 2,400 $1.87 $4,488 Sale
CHOPRA ATUL 10 percent owner 10 percent owner
Common Stock, $0.001 per share 1,000 $1.89 $1,890 Sale
CHOPRA ATUL 10 percent owner 10 percent owner
Common Stock, $0.001 per share 5,708 $1.9 $10,845 Sale
CHOPRA ATUL 10 percent owner 10 percent owner
Common Stock, $0.001 per share 3,200 $1.91 $6,112 Sale
CHOPRA ATUL 10 percent owner 10 percent owner
Common Stock, $0.001 per share 2,900 $1.92 $5,568 Sale
CHOPRA ATUL 10 percent owner 10 percent owner
Common Stock, $0.001 per share 101 $1.93 $195 Sale
CHOPRA ATUL 10 percent owner 10 percent owner
Common Stock, $0.001 per share 999 $2 $1,998 Sale
CHOPRA ATUL 10 percent owner 10 percent owner
Common Stock, $0.001 per share 500 $2.01 $1,005 Option
JORDAN ANDREW R officer: Chief Strategy Officer officer: Chief Strategy Officer
Series Z Convertible Preferred Stock 6,843 N/A N/A Option
JORDAN ANDREW R officer: Chief Strategy Officer officer: Chief Strategy Officer
Common Stock 402,529 N/A N/A Option
TAYLOR JOHN CLAYTON officer: Chief Executive Officer officer: Chief Executive Officer
Series Z Convertible Preferred Stock 22,810 N/A N/A Option
TAYLOR JOHN CLAYTON officer: Chief Executive Officer officer: Chief Executive Officer
Common Stock 1,341,764 N/A N/A Option
SALAIN DANIEL officer: Chief Operating Officer officer: Chief Operating Officer
Common Stock 1,341,764 N/A N/A Option
SALAIN DANIEL officer: Chief Operating Officer officer: Chief Operating Officer
Series Z Convertible Preferred Stock 22,810 N/A N/A Option
KRAUS CARL N officer: Chief Medical Officer officer: Chief Medical Officer
Options (Right to Buy) 440,844 N/A N/A Purchase
KIRBY JOHN J. officer: CHIEF FINANCIAL OFFICER officer: CHIEF FINANCIAL OFFICER
Common Stock 10,000 $0.62 $6,150 Purchase
SOLAND DANIEL B officer: Chief Operating Officer officer: Chief Operating Officer
Common Stock 50,000 N/A N/A Purchase
DOUGHERTY MICHAEL R director director
Common Stock 85,000 $1.19 $101,150 Sale
KIRBY JOHN J. officer: Chief Financial Officer officer: Chief Financial Officer
Common Stock 6,250 $1.42 $8,875 Sale
LIM BRYANT DAVID officer: SVP and General Counsel officer: SVP and General Counsel
Common Stock 7,630 $1.36 $10,377 Sale
TARKA ELIZABETH ANN officer: Chief Medical Officer officer: Chief Medical Officer
Common Stock 5,018 N/A N/A Sale
PILLAR INVEST CORP 10 percent owner 10 percent owner
Common Stock 1,699,765 $0.9 $1,528,089 Sale
PILLAR INVEST CORP 10 percent owner 10 percent owner
Common Stock 1,699,765 $1.8 $3,057,877 Purchase
SOLAND DANIEL B officer: Chief Operating Officer officer: Chief Operating Officer
Common Stock 10,000 N/A N/A Sale
MILANO VINCENT director, officer: President & CEO director, officer: President & ..
Common Stock 3,210 N/A N/A Sale
LIM BRYANT DAVID officer: SVP and General Counsel officer: SVP and General Counsel
Common Stock 1,711 N/A N/A Sale
TARKA ELIZABETH ANN officer: Chief Medical Officer officer: Chief Medical Officer
Common Stock 1,745 N/A N/A Sale
KIRBY JOHN J. officer: Chief Financial Officer officer: Chief Financial Officer
Common Stock 1,693 $4.22 $7,151 Sale
KIRBY JOHN J. officer: Chief Financial Officer officer: Chief Financial Officer
Common Stock 862 N/A N/A Sale
MILANO VINCENT director, officer: President & CEO director, officer: President & ..
Common Stock 2,740 $3.91 $10,700 Sale
LIM BRYANT DAVID officer: SVP and General Counsel officer: SVP and General Counsel
Common Stock 1,465 $3.91 $5,722 Sale
MILANO VINCENT director, officer: President & CEO director, officer: President & ..
Common Stock 37,169 $4.32 $160,533 Purchase
PILLAR INVEST CORP 10 percent owner 10 percent owner
Common Stock 69,941 N/A N/A Purchase
PILLAR INVEST CORP 10 percent owner 10 percent owner
Prefunded Warrants 2,677,311 N/A N/A Purchase
PILLAR INVEST CORP 10 percent owner 10 percent owner
Common Warrants 1,373,826 N/A N/A Purchase
PILLAR INVEST CORP 10 percent owner 10 percent owner
Common Stock 749,993 $1.72 $1,289,988 Purchase
PILLAR INVEST CORP 10 percent owner 10 percent owner
Prefunded Warrants 2,014,234 N/A N/A