Purchase
VENBIO SELECT ADVISOR LLC
Common Stock, $0.001 par value per share ("Common Stock") 400,000 $38.85 $15,540,000 Purchase
VENBIO SELECT ADVISOR LLC
Warrant (right to buy) 63,235 $0 $63 Purchase
BOXER CAPITAL, LLC 10 percent owner 10 percent owner
Common Stock 193,050 $38.85 $7,499,993 Option
CHEN ISAN officer: EVP, Chief Medical Officer officer: EVP, Chief Medical Off..
Employee Stock Option (Right to Buy) 13,038 $15.03 $195,935 Option
CHEN ISAN officer: EVP, Chief Medical Officer officer: EVP, Chief Medical Off..
Common Stock 13,038 $15.03 $195,935 Option
DONADIO JAMIE A officer: Sr. VP, CFO officer: Sr. VP, CFO
Employee Stock Option (Right to Buy) 12,100 $17.41 $210,661 Option
DONADIO JAMIE A officer: Sr. VP, CFO officer: Sr. VP, CFO
Common Stock 12,100 $17.41 $210,661 Option
CHRISTENSEN JAMIE officer: EVP, Chief Scientific Officer officer: EVP, Chief Scientific ..
Employee Stock Option (Right to Buy) 22,000 $22.46 $494,186 Sale
CHRISTENSEN JAMIE officer: EVP, Chief Scientific Officer officer: EVP, Chief Scientific ..
Common Stock 22,000 $33 $726,044 Sale
DONADIO JAMIE A officer: Sr. VP, CFO officer: Sr. VP, CFO
Common Stock 12,100 $17.41 $210,661 Option
CHRISTENSEN JAMIE officer: EVP, Chief Scientific Officer officer: EVP, Chief Scientific ..
Common Stock 22,000 $22.46 $494,186 Option
DONADIO JAMIE A officer: Sr. VP, CFO officer: Sr. VP, CFO
Common Stock 51,875 $6.07 $314,726 Sale
DONADIO JAMIE A officer: Sr. VP, CFO officer: Sr. VP, CFO
Common Stock 51,875 $27.44 $1,423,294 Option
DONADIO JAMIE A officer: Sr. VP, CFO officer: Sr. VP, CFO
Employee Stock Option (Right to Buy) 51,875 $6.07 $314,726 Sale
BAUM CHARLES M director, officer: President & CEO director, officer: President & ..
Common Stock 51,810 $28.23 $1,462,337 Option
BAUM CHARLES M director, officer: President & CEO director, officer: President & ..
Common Stock 51,810 $8.5 $440,385 Option
BAUM CHARLES M director, officer: President & CEO director, officer: President & ..
Common Stock 103,620 $8.5 $880,770 Sale
CHRISTENSEN JAMIE officer: EVP, Chief Scientific Officer officer: EVP, Chief Scientific ..
Common Stock 23,000 $30 $690,000 Option
CHRISTENSEN JAMIE officer: EVP, Chief Scientific Officer officer: EVP, Chief Scientific ..
Common Stock 23,000 $20.14 $463,289 Option
CHRISTENSEN JAMIE officer: EVP, Chief Scientific Officer officer: EVP, Chief Scientific ..
Employee Stock Option (Right to Buy) 23,000 $20.14 $463,289 Sale
CHRISTENSEN JAMIE officer: EVP, Chief Scientific Officer officer: EVP, Chief Scientific ..
Common Stock 12,500 $5.4 $67,500 Option
CHRISTENSEN JAMIE officer: EVP, Chief Scientific Officer officer: EVP, Chief Scientific ..
Employee Stock Option (Right to Buy) 12,500 $5.4 $67,500 Option
CHRISTENSEN JAMIE officer: EVP, Chief Scientific Officer officer: EVP, Chief Scientific ..
Common Stock 12,500 $5.4 $67,500 Sale
CHRISTENSEN JAMIE officer: EVP, Chief Scientific Officer officer: EVP, Chief Scientific ..
Common Stock 10,814 $17.41 $188,272 Option
CHRISTENSEN JAMIE officer: EVP, Chief Scientific Officer officer: EVP, Chief Scientific ..
Common Stock 10,814 $17.41 $188,272 Option
CHRISTENSEN JAMIE officer: EVP, Chief Scientific Officer officer: EVP, Chief Scientific ..
Employee Stock Option (Right to Buy) 10,814 $17.41 $188,272 Option
CHRISTENSEN JAMIE officer: EVP, Chief Scientific Officer officer: EVP, Chief Scientific ..
Common Stock 14,500 $12.96 $187,848 Sale
CHRISTENSEN JAMIE officer: EVP, Chief Scientific Officer officer: EVP, Chief Scientific ..
Common Stock 14,725 $22.5 $331,327 Option
CHRISTENSEN JAMIE officer: EVP, Chief Scientific Officer officer: EVP, Chief Scientific ..
Employee Stock Option (Right to Buy) 14,500 $12.96 $187,848 Option
CHRISTENSEN JAMIE officer: EVP, Chief Scientific Officer officer: EVP, Chief Scientific ..
Common Stock 10,000 $8.5 $85,000 Sale
BROADFIN HEALTHCARE MASTER FUND LTD 10 percent owner 10 percent owner
Common Stock 60,000 $18.05 $1,083,000 Purchase
BOXER CAPITAL, LLC 10 percent owner 10 percent owner
Warrant (right to purchase) 2,214,923 $0 $2,215 Purchase
VENBIO SELECT ADVISOR LLC
Common Stock, $0.001 par value per share (the "Common Stock" 650,000 $13 $8,450,000 Purchase
BOXER CAPITAL, LLC 10 percent owner 10 percent owner
Common Stock 400,000 $13 $5,200,000 Purchase
BAKER BROS. ADVISORS LP other: Former 10% Owner other: Former 10% Owner
Common Stock Warrants (right to buy) 1,923,076 $0 $1,923 Sale
CHRISTENSEN JAMIE officer: EVP, Chief Scientific Officer officer: EVP, Chief Scientific ..
Common Stock 10,275 $18 $184,950 Option
CHRISTENSEN JAMIE officer: EVP, Chief Scientific Officer officer: EVP, Chief Scientific ..
Employee Stock Option (Right to Buy) 10,000 $8.5 $85,000 Sale
CHRISTENSEN JAMIE officer: EVP, Chief Scientific Officer officer: EVP, Chief Scientific ..
Common Stock 7,499 $5.5 $41,245 Option
CHRISTENSEN JAMIE officer: EVP, Chief Scientific Officer officer: EVP, Chief Scientific ..
Employee Stock Option (Right to Buy) 7,499 $5.5 $41,245 Option
CHRISTENSEN JAMIE officer: EVP, Chief Scientific Officer officer: EVP, Chief Scientific ..
Common Stock 7,499 $5.5 $41,245 Option
CHRISTENSEN JAMIE officer: EVP, Chief Scientific Officer officer: EVP, Chief Scientific ..
Common Stock 4,000 $8.5 $34,000 Option
CHRISTENSEN JAMIE officer: EVP, Chief Scientific Officer officer: EVP, Chief Scientific ..
Employee Stock Option (Right to Buy) 4,000 $8.5 $34,000 Sale
CHRISTENSEN JAMIE officer: EVP, Chief Scientific Officer officer: EVP, Chief Scientific ..
Common Stock 4,000 $8.5 $34,000 Sale
TUESDAY THIRTEEN INC. 10 percent owner 10 percent owner
Common Stock 1,000 $10.65 $10,650 Sale
CHRISTENSEN JAMIE officer: EVP, Chief Scientific Officer officer: EVP, Chief Scientific ..
Common Stock 770 N/A N/A Purchase
BRASLYN LTD. 10 percent owner 10 percent owner
Common Stock 48,169 $5.45 $262,280 Purchase
BRASLYN LTD. 10 percent owner 10 percent owner
Common Stock 30,600 $5.42 $165,852 Purchase
BRASLYN LTD. 10 percent owner 10 percent owner
Common Stock 27,682 $5.32 $147,268 Purchase
BRASLYN LTD. 10 percent owner 10 percent owner
Common Stock 19,251 $5.27 $101,453 Purchase
BRASLYN LTD. 10 percent owner 10 percent owner
Common Stock 23,873 $5.42 $129,392