Prospect Capital
Insider trading & Transactions

Last updated: 23 Feb 2018

Transaction	Date	Insider	Security	Shares	Price per share	Total value
Purchase	23 Feb 2018	BARRY JOHN F director, 10 percent owner, officer: CHIEF EX.. director, 10 percent owner, off..	COMMON STOCK	79,933	N/A	N/A
Purchase	22 Feb 2018	BARRY JOHN F director, 10 percent owner, officer: CHIEF EX.. director, 10 percent owner, off..	COMMON STOCK	48,117	N/A	N/A
Purchase	9 Feb 2018	BARRY JOHN F director, 10 percent owner, officer: CHIEF EX.. director, 10 percent owner, off..	COMMON STOCK	467,178	N/A	N/A
Purchase	22 Dec 2017	ELIASEK M GRIER director, officer: CHIEF OPERATING OFFICER director, officer: CHIEF OPERAT..	COMMON STOCK	10,000	N/A	N/A
Purchase	22 Dec 2017	BARRY JOHN F director, 10 percent owner, officer: CHIEF EX.. director, 10 percent owner, off..	COMMON STOCK	993,900	N/A	N/A
Purchase	21 Dec 2017	ELIASEK M GRIER director, officer: CHIEF OPERATING OFFICER director, officer: CHIEF OPERAT..	COMMON STOCK	10,000	N/A	N/A
Purchase	21 Dec 2017	BARRY JOHN F director, 10 percent owner, officer: CHIEF EX.. director, 10 percent owner, off..	COMMON STOCK	678,432	N/A	N/A
Purchase	20 Dec 2017	ELIASEK M GRIER director, officer: CHIEF OPERATING OFFICER director, officer: CHIEF OPERAT..	COMMON STOCK	10,000	N/A	N/A
Purchase	20 Dec 2017	BARRY JOHN F director, 10 percent owner, officer: CHIEF EX.. director, 10 percent owner, off..	COMMON STOCK	180,062	N/A	N/A
Purchase	19 Dec 2017	ELIASEK M GRIER director, officer: CHIEF OPERATING OFFICER director, officer: CHIEF OPERAT..	COMMON STOCK	10,000	N/A	N/A
Purchase	19 Dec 2017	BARRY JOHN F director, 10 percent owner, officer: CHIEF EX.. director, 10 percent owner, off..	COMMON STOCK	450,000	N/A	N/A
Purchase	18 Dec 2017	ELIASEK M GRIER director, officer: CHIEF OPERATING OFFICER director, officer: CHIEF OPERAT..	COMMON STOCK	10,000	N/A	N/A
Purchase	18 Dec 2017	BARRY JOHN F director, 10 percent owner, officer: CHIEF EX.. director, 10 percent owner, off..	COMMON STOCK	408,207	N/A	N/A
Purchase	15 Dec 2017	ELIASEK M GRIER director, officer: CHIEF OPERATING OFFICER director, officer: CHIEF OPERAT..	COMMON STOCK	10,000	N/A	N/A
Purchase	15 Dec 2017	BARRY JOHN F director, 10 percent owner, officer: CHIEF EX.. director, 10 percent owner, off..	COMMON STOCK	247,793	N/A	N/A
Purchase	14 Dec 2017	ELIASEK M GRIER director, officer: CHIEF OPERATING OFFICER director, officer: CHIEF OPERAT..	COMMON STOCK	10,000	N/A	N/A
Purchase	14 Dec 2017	BARRY JOHN F director, 10 percent owner, officer: CHIEF EX.. director, 10 percent owner, off..	COMMON STOCK	368,756	N/A	N/A
Purchase	13 Dec 2017	ELIASEK M GRIER director, officer: CHIEF OPERATING OFFICER director, officer: CHIEF OPERAT..	COMMON STOCK	10,000	N/A	N/A
Purchase	13 Dec 2017	BARRY JOHN F director, 10 percent owner, officer: CHIEF EX.. director, 10 percent owner, off..	COMMON STOCK	356,683	N/A	N/A
Purchase	12 Dec 2017	ELIASEK M GRIER director, officer: CHIEF OPERATING OFFICER director, officer: CHIEF OPERAT..	COMMON STOCK	10,000	N/A	N/A
Purchase	12 Dec 2017	BARRY JOHN F director, 10 percent owner, officer: CHIEF EX.. director, 10 percent owner, off..	COMMON STOCK	264,937	N/A	N/A
Purchase	11 Dec 2017	ELIASEK M GRIER director, officer: CHIEF OPERATING OFFICER director, officer: CHIEF OPERAT..	COMMON STOCK	10,000	N/A	N/A
Purchase	8 Dec 2017	ELIASEK M GRIER director, officer: CHIEF OPERATING OFFICER director, officer: CHIEF OPERAT..	COMMON STOCK	10,000	N/A	N/A
Purchase	8 Dec 2017	BARRY JOHN F director, 10 percent owner, officer: CHIEF EX.. director, 10 percent owner, off..	COMMON STOCK	123,379	N/A	N/A
Purchase	7 Dec 2017	ELIASEK M GRIER director, officer: CHIEF OPERATING OFFICER director, officer: CHIEF OPERAT..	COMMON STOCK	10,000	N/A	N/A
Purchase	7 Dec 2017	BARRY JOHN F director, 10 percent owner, officer: CHIEF EX.. director, 10 percent owner, off..	COMMON STOCK	110,007	N/A	N/A
Purchase	6 Dec 2017	ELIASEK M GRIER director, officer: CHIEF OPERATING OFFICER director, officer: CHIEF OPERAT..	COMMON STOCK	10,000	N/A	N/A
Purchase	6 Dec 2017	BARRY JOHN F director, 10 percent owner, officer: CHIEF EX.. director, 10 percent owner, off..	COMMON STOCK	110,000	N/A	N/A
Purchase	5 Dec 2017	ELIASEK M GRIER director, officer: CHIEF OPERATING OFFICER director, officer: CHIEF OPERAT..	COMMON STOCK	10,000	N/A	N/A
Purchase	5 Dec 2017	BARRY JOHN F director, 10 percent owner, officer: CHIEF EX.. director, 10 percent owner, off..	COMMON STOCK	266,238	N/A	N/A
Purchase	4 Dec 2017	ELIASEK M GRIER director, officer: CHIEF OPERATING OFFICER director, officer: CHIEF OPERAT..	COMMON STOCK	10,000	N/A	N/A
Purchase	4 Dec 2017	BARRY JOHN F director, 10 percent owner, officer: CHIEF EX.. director, 10 percent owner, off..	COMMON STOCK	250,000	N/A	N/A
Purchase	1 Dec 2017	ELIASEK M GRIER director, officer: CHIEF OPERATING OFFICER director, officer: CHIEF OPERAT..	COMMON STOCK	10,000	N/A	N/A
Purchase	1 Dec 2017	BARRY JOHN F director, 10 percent owner, officer: CHIEF EX.. director, 10 percent owner, off..	COMMON STOCK	435,000	N/A	N/A
Purchase	30 Nov 2017	ELIASEK M GRIER director, officer: CHIEF OPERATING OFFICER director, officer: CHIEF OPERAT..	COMMON STOCK	10,000	N/A	N/A
Purchase	30 Nov 2017	BARRY JOHN F director, 10 percent owner, officer: CHIEF EX.. director, 10 percent owner, off..	COMMON STOCK	170,460	N/A	N/A
Purchase	29 Nov 2017	ELIASEK M GRIER director, officer: CHIEF OPERATING OFFICER director, officer: CHIEF OPERAT..	COMMON STOCK	10,000	N/A	N/A
Purchase	29 Nov 2017	BARRY JOHN F director, 10 percent owner, officer: CHIEF EX.. director, 10 percent owner, off..	COMMON STOCK	141,374	N/A	N/A
Purchase	28 Nov 2017	ELIASEK M GRIER director, officer: CHIEF OPERATING OFFICER director, officer: CHIEF OPERAT..	COMMON STOCK	10,000	N/A	N/A
Purchase	27 Nov 2017	ELIASEK M GRIER director, officer: CHIEF OPERATING OFFICER director, officer: CHIEF OPERAT..	COMMON STOCK	10,000	N/A	N/A
Purchase	27 Nov 2017	BARRY JOHN F director, 10 percent owner, officer: CHIEF EX.. director, 10 percent owner, off..	COMMON STOCK	11,445	N/A	N/A
Purchase	24 Nov 2017	BARRY JOHN F director, 10 percent owner, officer: CHIEF EX.. director, 10 percent owner, off..	COMMON STOCK	279,666	N/A	N/A
Purchase	22 Nov 2017	BARRY JOHN F director, 10 percent owner, officer: CHIEF EX.. director, 10 percent owner, off..	COMMON STOCK	162,826	N/A	N/A
Purchase	21 Nov 2017	BARRY JOHN F director, 10 percent owner, officer: CHIEF EX.. director, 10 percent owner, off..	COMMON STOCK	1,043,386	N/A	N/A
Purchase	20 Nov 2017	BARRY JOHN F director, 10 percent owner, officer: CHIEF EX.. director, 10 percent owner, off..	COMMON STOCK	995,883	N/A	N/A
Purchase	14 Nov 2017	ELIASEK M GRIER director, officer: CHIEF OPERATING OFFICER director, officer: CHIEF OPERAT..	COMMON STOCK	65,000	N/A	N/A
Purchase	13 Nov 2017	ELIASEK M GRIER director, officer: CHIEF OPERATING OFFICER director, officer: CHIEF OPERAT..	COMMON STOCK	65,000	N/A	N/A
Purchase	10 Nov 2017	OSWALD BRIAN H officer: CFO, CCO, TREASURY & SECRETARY officer: CFO, CCO, TREASURY & S..	COMMON STOCK	35,000	N/A	N/A
Purchase	10 Nov 2017	ELIASEK M GRIER director, officer: CHIEF OPERATING OFFICER director, officer: CHIEF OPERAT..	COMMON STOCK	65,000	N/A	N/A
Purchase	10 Nov 2017	BARRY JOHN F director, 10 percent owner, officer: CHIEF EX.. director, 10 percent owner, off..	COMMON STOCK	292,991	N/A	N/A

Showing 150 to 200 of 480 results.

Insider trading

Monitoring trades made by the management members or major shareholders of companies may help create a sharper picture of what is happening inside the companies. Base your decisions on buys or sells of the people involved and do the right thing at the right time.

Who is insider?

Every director or senior officer, as well as any other entity or individual owning more than 10% of the company’s shares on the stock market, is called an insider. Such people or entities are allowed to buy/sell the company's shares under strictly controlled conditions. Key premise here is that none of them can make trades based on non-public information about the company.

Prospect Capital Insider trading & Transactions

Insider trading

Who is insider?

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Prospect Capital
Insider trading & Transactions