Prospect Capital
Insider trading & Transactions

Last updated: 6 Sep 2012

Transaction	Date	Insider	Security	Shares	Price per share	Total value
Purchase	6 Sep 2012	OSWALD BRIAN H officer: CFO, CCO, TREASURY & SECRETARY officer: CFO, CCO, TREASURY & S..	COMMON STOCK	23,352	N/A	N/A
Purchase	15 May 2012	STARK EUGENE S director director	COMMON STOCK	500	N/A	N/A
Purchase	16 Nov 2011	STARK EUGENE S director director	Common Stock	500	N/A	N/A
Purchase	7 Sep 2011	BARRY MATTHEW C. other: Family Insider other: Family Insider	Common Stock	2,500	N/A	N/A
Purchase	2 Sep 2011	ELIASEK M GRIER director, officer: CHIEF OPERATING OFFICER director, officer: CHIEF OPERAT..	COMMON STOCK	46,000	N/A	N/A
Purchase	1 Sep 2011	ELIASEK M GRIER director, officer: CHIEF OPERATING OFFICER director, officer: CHIEF OPERAT..	COMMON STOCK	13,563	N/A	N/A
Purchase	1 Sep 2011	BARRY JOHN F director, 10 percent owner, officer: CHIEF EX.. director, 10 percent owner, off..	COMMON STOCK	235,000	N/A	N/A
Purchase	31 Aug 2011	STARK EUGENE S director director	Common Stock	2,000	N/A	N/A
Purchase	31 Aug 2011	OSWALD BRIAN H officer: CFO, CCO, TREASURY & SECRETARY officer: CFO, CCO, TREASURY & S..	COMMON STOCK	7,000	N/A	N/A
Purchase	26 Aug 2011	BARRY MATTHEW C. other: Family Insider other: Family Insider	Dividends Reinvested	18	N/A	N/A
Purchase	26 Aug 2011	BARRY JOHN F director, 10 percent owner, officer: CHIEF EX.. director, 10 percent owner, off..	DIVIDENDS REINVESTED	28,049	N/A	N/A
Purchase	22 Jul 2011	BARRY MATTHEW C. other: Family Insider other: Family Insider	Dividends Reinvested	15	N/A	N/A
Purchase	22 Jul 2011	BARRY JOHN F director, 10 percent owner, officer: CHIEF EX.. director, 10 percent owner, off..	DIVIDENDS REINVESTED	118,765	N/A	N/A
Purchase	24 Jun 2011	BARRY MATTHEW C. other: Family Insider other: Family Insider	Dividends Reinvested	15	N/A	N/A
Purchase	31 May 2011	BARRY MATTHEW C. other: Family Insider other: Family Insider	Dividends Reinvested	13	N/A	N/A
Purchase	25 May 2011	OSWALD BRIAN H officer: CFO, CCO, TREASURY & SECRETARY officer: CFO, CCO, TREASURY & S..	COMMON STOCK	7,000	N/A	N/A
Purchase	12 May 2011	STARK EUGENE S director director	COMMON STOCK	1,000	N/A	N/A
Purchase	30 Apr 2011	BARRY MATTHEW C. other: Family Insider other: Family Insider	Dividends Reinvested	12	N/A	N/A
Purchase	31 Mar 2011	BARRY MATTHEW C. other: Family Insider other: Family Insider	Dividends Reinvested	12	N/A	N/A
Purchase	28 Feb 2011	BARRY MATTHEW C. other: Family Insider other: Family Insider	Dividends Reinvested	12	N/A	N/A
Purchase	31 Jan 2011	BARRY MATTHEW C. other: Family Insider other: Family Insider	Dividends Reinvested	13	N/A	N/A
Purchase	31 Dec 2010	BARRY MATTHEW C. other: Family Insider other: Family Insider	Dividends Reinvested	13	N/A	N/A
Purchase	30 Nov 2010	BARRY MATTHEW C. other: Family Insider other: Family Insider	Dividends Reinvested	15	N/A	N/A
Purchase	29 Oct 2010	BARRY MATTHEW C. other: Family Insider other: Family Insider	Dividends Reinvested	14	N/A	N/A
Purchase	30 Sep 2010	BARRY MATTHEW C. other: Family Insider other: Family Insider	Dividends Reinvested	14	N/A	N/A
Purchase	3 Sep 2010	BARRY JOHN F director, 10 percent owner, officer: CHIEF EX.. director, 10 percent owner, off..	COMMON STOCK	105,391	N/A	N/A
Purchase	3 Sep 2010	ELIASEK M GRIER director, officer: CHIEF OPERATING OFFICER director, officer: CHIEF OPERAT..	COMMON STOCK	16,000	N/A	N/A
Purchase	1 Sep 2010	STARK EUGENE S director director	COMMON STOCK	1,000	N/A	N/A
Purchase	1 Sep 2010	OSWALD BRIAN H officer: CFO, CCO, TREASURY & SECRETARY officer: CFO, CCO, TREASURY & S..	COMMON STOCK	5,875	N/A	N/A
Purchase	31 Aug 2010	BARRY MATTHEW C. other: Family Insider other: Family Insider	Dividends Reinvested	15	N/A	N/A
Purchase	30 Jul 2010	BARRY MATTHEW C. other: Family Insider other: Family Insider	Dividends Reinvested	14	N/A	N/A
Purchase	25 May 2010	BARRY JOHN F director, 10 percent owner, officer: CHIEF EX.. director, 10 percent owner, off..	COMMON STOCK	40,000	N/A	N/A
Purchase	21 May 2010	BARRY JOHN F director, 10 percent owner, officer: CHIEF EX.. director, 10 percent owner, off..	COMMON STOCK	22,697	N/A	N/A
Purchase	13 May 2010	BARRY MATTHEW C. other: Family Insider other: Family Insider	COMMON STOCK	450	N/A	N/A
Purchase	13 May 2010	BARRY JOHN F director, 10 percent owner, officer: CHIEF EX.. director, 10 percent owner, off..	COMMON STOCK	33,922	N/A	N/A
Purchase	12 May 2010	STARK EUGENE S director director	COMMON STOCK	500	N/A	N/A
Purchase	29 Apr 2010	BARRY JOHN F director, 10 percent owner, officer: CHIEF EX.. director, 10 percent owner, off..	DIVIDENDS REINVESTED	31,495	N/A	N/A
Purchase	12 Feb 2010	STARK EUGENE S director director	Common Stock	500	N/A	N/A
Purchase	11 Feb 2010	BARRY JOHN F director, 10 percent owner, officer: CHIEF EX.. director, 10 percent owner, off..	COMMON STOCK	100,000	N/A	N/A
Purchase	27 Jan 2010	BARRY JOHN F director, 10 percent owner, officer: CHIEF EX.. director, 10 percent owner, off..	DIVIDENDS REINVESTED	19,164	N/A	N/A
Purchase	19 Nov 2009	BARRY JOHN F director, 10 percent owner, officer: CHIEF EX.. director, 10 percent owner, off..	Common Stock	34,136	N/A	N/A
Purchase	18 Nov 2009	ELIASEK M GRIER director, officer: CHIEF OPERATING OFFICER director, officer: CHIEF OPERAT..	Common Stock	9,500	N/A	N/A
Purchase	18 Nov 2009	BARRY JOHN F director, 10 percent owner, officer: CHIEF EX.. director, 10 percent owner, off..	Common Stock	53,400	N/A	N/A
Purchase	11 Nov 2009	STARK EUGENE S director director	Common Stock	500	N/A	N/A
Purchase	29 Sep 2009	ANDERSON GRAHAM director director	Common Stock	4,000	N/A	N/A
Purchase	28 Sep 2009	BARRY MATTHEW C. other: Family Insider other: Family Insider	Common Stock	450	N/A	N/A
Purchase	25 Sep 2009	STARK EUGENE S director director	Common Stock	1,000	N/A	N/A
Purchase	23 Apr 2009	BARRY JOHN F director, 10 percent owner, officer: CHIEF EX.. director, 10 percent owner, off..	Common Stock	32,795	N/A	N/A
Purchase	22 Apr 2009	BARRY JOHN F director, 10 percent owner, officer: CHIEF EX.. director, 10 percent owner, off..	Common Stock	50,000	N/A	N/A
Purchase	24 Feb 2009	ANDERSON GRAHAM director director	Common Stock	1,000	N/A	N/A

Showing 300 to 350 of 480 results.

Insider trading

Monitoring trades made by the management members or major shareholders of companies may help create a sharper picture of what is happening inside the companies. Base your decisions on buys or sells of the people involved and do the right thing at the right time.

Who is insider?

Every director or senior officer, as well as any other entity or individual owning more than 10% of the company’s shares on the stock market, is called an insider. Such people or entities are allowed to buy/sell the company's shares under strictly controlled conditions. Key premise here is that none of them can make trades based on non-public information about the company.

Prospect Capital Insider trading & Transactions

Insider trading

Who is insider?

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Prospect Capital
Insider trading & Transactions