Prospect Capital
Insider trading & Transactions

Last updated: 9 Dec 2015

Transaction	Date	Insider	Security	Shares	Price per share	Total value
Purchase	9 Dec 2015	OSWALD BRIAN H officer: CFO, CCO, TREASURY & SECRETARY officer: CFO, CCO, TREASURY & S..	COMMON STOCK	25,000	N/A	N/A
Purchase	9 Dec 2015	ELIASEK M GRIER director, officer: CHIEF OPERATING OFFICER director, officer: CHIEF OPERAT..	COMMON STOCK	30,000	N/A	N/A
Purchase	9 Dec 2015	BARRY JOHN F director, 10 percent owner, officer: CHIEF EX.. director, 10 percent owner, off..	COMMON STOCK	300,000	N/A	N/A
Purchase	11 Nov 2015	STARK EUGENE S director director	COMMON STOCK	1,000	N/A	N/A
Purchase	1 Sep 2015	STARK EUGENE S director director	Common Stock	1,000	N/A	N/A
Purchase	11 Jun 2015	BARRY JOHN F director, 10 percent owner, officer: CHIEF EX.. director, 10 percent owner, off..	Common Stock	140,000	N/A	N/A
Purchase	10 Jun 2015	BARRY JOHN F director, 10 percent owner, officer: CHIEF EX.. director, 10 percent owner, off..	COMMON STOCK	140,000	N/A	N/A
Purchase	9 Jun 2015	ELIASEK M GRIER director, officer: CHIEF OPERATING OFFICER director, officer: CHIEF OPERAT..	COMMON STOCK	20,000	N/A	N/A
Purchase	9 Jun 2015	OSWALD BRIAN H officer: CFO, CCO, TREASURY & SECRETARY officer: CFO, CCO, TREASURY & S..	COMMON STOCK	65,000	N/A	N/A
Purchase	5 Jun 2015	BARRY JOHN F director, 10 percent owner, officer: CHIEF EX.. director, 10 percent owner, off..	COMMON Stock	131,060	N/A	N/A
Purchase	8 May 2015	ELIASEK M GRIER director, officer: CHIEF OPERATING OFFICER director, officer: CHIEF OPERAT..	Common Stock	30,000	N/A	N/A
Purchase	8 May 2015	STARK EUGENE S director director	Common Stock	2,000	N/A	N/A
Purchase	11 Feb 2015	STARK EUGENE S director director	COMMON STOCK	1,000	N/A	N/A
Purchase	12 Dec 2014	STARK EUGENE S director director	COMMON STOCK	4,000	N/A	N/A
Purchase	9 Dec 2014	OSWALD BRIAN H officer: CFO, CCO, TREASURY & SECRETARY officer: CFO, CCO, TREASURY & S..	COMMON STOCK	63,500	N/A	N/A
Purchase	9 Dec 2014	ELIASEK M GRIER director, officer: CHIEF OPERATING OFFICER director, officer: CHIEF OPERAT..	COMMON STOCK	25,000	N/A	N/A
Purchase	8 Dec 2014	BARRY JOHN F director, 10 percent owner, officer: CHIEF EX.. director, 10 percent owner, off..	Common Stock	132,200	N/A	N/A
Purchase	2 Dec 2014	ELIASEK M GRIER director, officer: CHIEF OPERATING OFFICER director, officer: CHIEF OPERAT..	COMMON STOCK	50,000	N/A	N/A
Purchase	2 Dec 2014	OSWALD BRIAN H officer: CFO, CCO, TREASURY & SECRETARY officer: CFO, CCO, TREASURY & S..	COMMON STOCK	162,500	N/A	N/A
Purchase	1 Dec 2014	BARRY JOHN F director, 10 percent owner, officer: CHIEF EX.. director, 10 percent owner, off..	Common Stock	115,000	N/A	N/A
Purchase	10 Nov 2014	STARK EUGENE S director director	COMMON STOCK	1,512	N/A	N/A
Purchase	10 Nov 2014	BARRY JOHN F director, 10 percent owner, officer: CHIEF EX.. director, 10 percent owner, off..	Common Stock	110,000	N/A	N/A
Purchase	10 Nov 2014	ELIASEK M GRIER director, officer: CHIEF OPERATING OFFICER director, officer: CHIEF OPERAT..	COMMON STOCK	5,000	N/A	N/A
Purchase	16 Sep 2014	BARRY JOHN F director, 10 percent owner, officer: CHIEF EX.. director, 10 percent owner, off..	COMMON STOCK	100,000	N/A	N/A
Purchase	16 Sep 2014	ELIASEK M GRIER director, officer: CHIEF OPERATING OFFICER director, officer: CHIEF OPERAT..	COMMON STOCK	5,000	N/A	N/A
Purchase	29 Aug 2014	ELIASEK M GRIER director, officer: CHIEF OPERATING OFFICER director, officer: CHIEF OPERAT..	COMMON STOCK	20,000	N/A	N/A
Purchase	28 Aug 2014	STARK EUGENE S director director	COMMON STOCK	2,000	N/A	N/A
Purchase	27 Aug 2014	OSWALD BRIAN H officer: CFO, CCO, TREASURY & SECRETARY officer: CFO, CCO, TREASURY & S..	COMMON STOCK	27,300	N/A	N/A
Purchase	27 Aug 2014	STARK EUGENE S director director	COMMON STOCK	2,000	N/A	N/A
Purchase	13 Jun 2014	BARRY JOHN F director, 10 percent owner, officer: CHIEF EX.. director, 10 percent owner, off..	Common Stock	100,000	N/A	N/A
Purchase	12 Jun 2014	STARK EUGENE S director director	Common Stock	1,000	N/A	N/A
Purchase	12 Jun 2014	BARRY JOHN F director, 10 percent owner, officer: CHIEF EX.. director, 10 percent owner, off..	Common Stock	100,000	N/A	N/A
Purchase	12 Jun 2014	ELIASEK M GRIER director, officer: CHIEF OPERATING OFFICER director, officer: CHIEF OPERAT..	Common Stock	24,000	N/A	N/A
Purchase	12 Jun 2014	OSWALD BRIAN H officer: CFO, CCO, TREASURY & SECRETARY officer: CFO, CCO, TREASURY & S..	Common Stock	30,000	N/A	N/A
Purchase	20 Mar 2014	BARRY JOHN F director, 10 percent owner, officer: CHIEF EX.. director, 10 percent owner, off..	Common Stock	100,000	N/A	N/A
Purchase	6 Feb 2014	STARK EUGENE S director director	Common Stock	1,000	N/A	N/A
Purchase	23 Aug 2013	STARK EUGENE S director director	Common Stock	500	N/A	N/A
Purchase	24 Jun 2013	ELIASEK M GRIER director, officer: CHIEF OPERATING OFFICER director, officer: CHIEF OPERAT..	Common Stock	10,000	N/A	N/A
Purchase	21 Jun 2013	BARRY JOHN F director, 10 percent owner, officer: CHIEF EX.. director, 10 percent owner, off..	COMMON STOCK	6,500	N/A	N/A
Purchase	21 Jun 2013	ELIASEK M GRIER director, officer: CHIEF OPERATING OFFICER director, officer: CHIEF OPERAT..	COMMON STOCK	9,800	N/A	N/A
Purchase	20 Jun 2013	OSWALD BRIAN H officer: CFO, CCO, TREASURY & SECRETARY officer: CFO, CCO, TREASURY & S..	COMMON STOCK	21,700	N/A	N/A
Purchase	20 Jun 2013	BARRY JOHN F director, 10 percent owner, officer: CHIEF EX.. director, 10 percent owner, off..	Common Stock	96,000	N/A	N/A
Purchase	23 May 2013	BARRY JOHN F director, 10 percent owner, officer: CHIEF EX.. director, 10 percent owner, off..	Dividends Reinvested	601,683	N/A	N/A
Purchase	8 May 2013	STARK EUGENE S director director	COMMON STOCK	500	N/A	N/A
Purchase	16 Nov 2012	OSWALD BRIAN H officer: CFO, CCO, TREASURY & SECRETARY officer: CFO, CCO, TREASURY & S..	Common Stock	19,500	N/A	N/A
Purchase	14 Nov 2012	STARK EUGENE S director director	COMMON STOCK	500	N/A	N/A
Purchase	12 Nov 2012	ELIASEK M GRIER director, officer: CHIEF OPERATING OFFICER director, officer: CHIEF OPERAT..	Common Stock	9,057	N/A	N/A
Purchase	11 Sep 2012	ELIASEK M GRIER director, officer: CHIEF OPERATING OFFICER director, officer: CHIEF OPERAT..	6.95% Senior Notes due 2022	810	N/A	N/A
Purchase	10 Sep 2012	ELIASEK M GRIER director, officer: CHIEF OPERATING OFFICER director, officer: CHIEF OPERAT..	6.95% Senior Notes due 2022	35,220	N/A	N/A
Purchase	7 Sep 2012	OSWALD BRIAN H officer: CFO, CCO, TREASURY & SECRETARY officer: CFO, CCO, TREASURY & S..	COMMON STOCK	148	N/A	N/A

Showing 250 to 300 of 480 results.

Insider trading

Monitoring trades made by the management members or major shareholders of companies may help create a sharper picture of what is happening inside the companies. Base your decisions on buys or sells of the people involved and do the right thing at the right time.

Who is insider?

Every director or senior officer, as well as any other entity or individual owning more than 10% of the company’s shares on the stock market, is called an insider. Such people or entities are allowed to buy/sell the company's shares under strictly controlled conditions. Key premise here is that none of them can make trades based on non-public information about the company.

Prospect Capital Insider trading & Transactions

Insider trading

Who is insider?

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Prospect Capital
Insider trading & Transactions