Option
LIU DAVID Y officer: Chief Scientific Officer officer: Chief Scientific Officer
Common Stock 875 N/A N/A Option
SHAMES RICHARD S. officer: Chief Medical Officer officer: Chief Medical Officer
Stock Option (right to buy) 3,529 N/A N/A Sale
SHAMES RICHARD S. officer: Chief Medical Officer officer: Chief Medical Officer
Common Stock 3,529 N/A N/A Option
SHAMES RICHARD S. officer: Chief Medical Officer officer: Chief Medical Officer
Common Stock 3,529 N/A N/A Option
PATEL DINESH V PH D director, officer: President and CEO director, officer: President an..
Stock Option (right to buy) 8,210 N/A N/A Sale
PATEL DINESH V PH D director, officer: President and CEO director, officer: President an..
Common Stock 8,210 N/A N/A Option
PATEL DINESH V PH D director, officer: President and CEO director, officer: President an..
Common Stock 8,210 N/A N/A Option
PATEL DINESH V PH D director, officer: President and CEO director, officer: President an..
Stock Option (right to buy) 1,790 N/A N/A Sale
PATEL DINESH V PH D director, officer: President and CEO director, officer: President an..
Common Stock 1,790 N/A N/A Option
PATEL DINESH V PH D director, officer: President and CEO director, officer: President an..
Common Stock 1,790 N/A N/A Option
LIU DAVID Y officer: Chief Scientific Officer officer: Chief Scientific Officer
Common Stock 875 N/A N/A Option
LIU DAVID Y officer: Chief Scientific Officer officer: Chief Scientific Officer
Employee Stock Option (right to buy) 875 N/A N/A Sale
LIU DAVID Y officer: Chief Scientific Officer officer: Chief Scientific Officer
Common Stock 875 N/A N/A Option
O'NEIL THOMAS P. officer: Chief Financial Officer officer: Chief Financial Officer
Employee Stock Option (right to buy) 8,000 N/A N/A Sale
O'NEIL THOMAS P. officer: Chief Financial Officer officer: Chief Financial Officer
12/18/2017 8,000 N/A N/A Option
O'NEIL THOMAS P. officer: Chief Financial Officer officer: Chief Financial Officer
Common Stock 8,000 N/A N/A Option
LIU DAVID Y officer: Chief Scientific Officer officer: Chief Scientific Officer
Employee Stock Option (right to buy) 875 N/A N/A Sale
LIU DAVID Y officer: Chief Scientific Officer officer: Chief Scientific Officer
Common Stock 875 N/A N/A Option
LIU DAVID Y officer: Chief Scientific Officer officer: Chief Scientific Officer
Employee Stock Option (right to buy) 7,000 N/A N/A Sale
LIU DAVID Y officer: Chief Scientific Officer officer: Chief Scientific Officer
Common Stock 3,500 N/A N/A Option
LIU DAVID Y officer: Chief Scientific Officer officer: Chief Scientific Officer
Common Stock 3,500 N/A N/A Option
SHAMES RICHARD S. officer: Chief Medical Officer officer: Chief Medical Officer
Stock Option (right to buy) 2,017 N/A N/A Sale
SHAMES RICHARD S. officer: Chief Medical Officer officer: Chief Medical Officer
Common Stock 2,017 N/A N/A Option
SHAMES RICHARD S. officer: Chief Medical Officer officer: Chief Medical Officer
Common Stock 2,017 N/A N/A Sale
SHAMES RICHARD S. officer: Chief Medical Officer officer: Chief Medical Officer
Common Stock 3,687 N/A N/A Option
SHAMES RICHARD S. officer: Chief Medical Officer officer: Chief Medical Officer
Stock Option (right to buy) 1,512 N/A N/A Sale
SHAMES RICHARD S. officer: Chief Medical Officer officer: Chief Medical Officer
Common Stock 1,512 N/A N/A Option
SHAMES RICHARD S. officer: Chief Medical Officer officer: Chief Medical Officer
Common Stock 1,512 N/A N/A Option
LIU DAVID Y officer: Chief Scientific Officer officer: Chief Scientific Officer
Employee Stock Option (right to buy) 3,500 N/A N/A Sale
LIU DAVID Y officer: Chief Scientific Officer officer: Chief Scientific Officer
Common Stock 3,500 N/A N/A Option
LIU DAVID Y officer: Chief Scientific Officer officer: Chief Scientific Officer
Common Stock 3,500 N/A N/A Option
LIU DAVID Y officer: Chief Scientific Officer officer: Chief Scientific Officer
Employee Stock Option (right to buy) 3,500 N/A N/A Sale
LIU DAVID Y officer: Chief Scientific Officer officer: Chief Scientific Officer
Common Stock 3,500 N/A N/A Option
LIU DAVID Y officer: Chief Scientific Officer officer: Chief Scientific Officer
Common Stock 3,500 N/A N/A Purchase
GIRAUDO BRYAN director director
Common Stock 10,000 N/A N/A Option
PATEL DINESH V PH D director, officer: President and CEO director, officer: President an..
Stock Option (right to buy) 19,099 N/A N/A Option
PATEL DINESH V PH D director, officer: President and CEO director, officer: President an..
Common Stock 19,099 N/A N/A Option
PATEL DINESH V PH D director, officer: President and CEO director, officer: President an..
Common Stock 20,000 N/A N/A Option
PATEL DINESH V PH D director, officer: President and CEO director, officer: President an..
Stock Option (right to buy) 20,000 N/A N/A Option
PATEL DINESH V PH D director, officer: President and CEO director, officer: President an..
Stock Option (right to buy) 16,362 N/A N/A Option
PATEL DINESH V PH D director, officer: President and CEO director, officer: President an..
Common Stock 16,362 N/A N/A Option
PATEL DINESH V PH D director, officer: President and CEO director, officer: President an..
Stock Option (right to buy) 3,000 N/A N/A Option
PATEL DINESH V PH D director, officer: President and CEO director, officer: President an..
Common Stock 3,000 N/A N/A Purchase
SHANAFELT ARMEN director, 10 percent owner director, 10 percent owner
Common Stock 583,333 N/A N/A Purchase
PAPANEK JULIE director director
Common Stock 583,333 N/A N/A Purchase
JOHNSON & JOHNSON 10 percent owner 10 percent owner
Common Stock 583,333 N/A N/A Purchase
CANAAN X L.P. 10 percent owner 10 percent owner
Common Stock 583,333 N/A N/A Purchase
LV MANAGEMENT GROUP, LLC 10 percent owner 10 percent owner
Common Stock 583,333 N/A N/A