Surface Oncology
Insider trading & Transactions

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Transaction Date Insider Security Shares Price per share Total value Source
Option
FEES JESSICA officer: See Remarks
Common Stock 4,895 $2.14 $10,451
Sale
ROSS ROBERT W. officer: Chief Medical Officer
Common Stock 4,000 $10.05 $40,200
Sale
ECOR1 CAPITAL, LLC 10 percent owner
Common Stock 332,780 $7.14 $2,376,715
Sale
NEW ENTERPRISE ASSOCIATES 14, L.P. 10 percent owner
Common Stock 420,000 $3.66 $1,535,520
Purchase
GOATER JEFF director, officer: Chief Execut..
Common Stock 5,000 N/A N/A
Option
FEES JESSICA officer: See Remarks
Stock Option (Right to Buy) 2,728 N/A N/A
Option
FEES JESSICA officer: See Remarks
Common Stock 2,728 N/A N/A
Option
FEES JESSICA officer: See Remarks
Stock Option (Right to Buy) 2,273 $2.24 $5,101
Option
FEES JESSICA officer: See Remarks
Common Stock 2,273 $2.24 $5,101
Option
FEES JESSICA officer: See Remarks
Common Stock 2,273 N/A N/A
Option
FEES JESSICA officer: See Remarks
Stock Option (Right to Buy) 2,273 N/A N/A
Option
ROSS ROBERT W. officer: Chief Medical Officer
Common Stock 25,000 N/A N/A
Option
ROSS ROBERT W. officer: Chief Medical Officer
Stock Option (Right to Buy) 25,000 N/A N/A
Purchase
GRAYZEL DAVID S. director
Common Stock 100,000 N/A N/A
Purchase
BARRIS PETER J 10 percent owner
Common Stock 133,333 N/A N/A
Purchase
BARRETT M JAMES 10 percent owner
Common Stock 133,333 N/A N/A
Purchase
MOTT DAVID M 10 percent owner
Common Stock 133,333 N/A N/A
Purchase
KERINS PATRICK J 10 percent owner
Common Stock 133,333 N/A N/A
Purchase
SANDELL SCOTT D 10 percent owner
Common Stock 133,333 N/A N/A
Purchase
BASKETT FOREST 10 percent owner
Common Stock 133,333 N/A N/A
Purchase
VISWANATHAN RAVI 10 percent owner
Common Stock 133,333 N/A N/A
Purchase
NEW ENTERPRISE ASSOCIATES 14, L.P. 10 percent owner
Common Stock 133,333 N/A N/A
Purchase
SONSINI PETER W. 10 percent owner
Common Stock 133,333 N/A N/A
Purchase
FLORENCE ANTHONY A. JR. 10 percent owner
Common Stock 133,333 N/A N/A
Purchase
ATLAS VENTURE FUND IX, L.P. 10 percent owner
Common Stock 100,000 N/A N/A
Purchase
NOVARTIS INSTITUTES FOR BIOMEDICAL RESEARCH, INC. 10 percent owner
Common Stock 766,666 N/A N/A
Purchase
LV MANAGEMENT GROUP, LLC 10 percent owner
Common Stock 266,000 N/A N/A
Purchase
SHANAFELT ARMEN director, 10 percent owner
Common Stock 266,000 N/A N/A

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Insider trading

Monitoring trades made by the management members or major shareholders of companies may help create a sharper picture of what is happening inside the companies. Base your decisions on buys or sells of the people involved and do the right thing at the right time.

Who is insider?

Every director or senior officer, as well as any other entity or individual owning more than 10% of the company’s shares on the stock market, is called an insider. Such people or entities are allowed to buy/sell the company's shares under strictly controlled conditions. Key premise here is that none of them can make trades based on non-public information about the company.