XAI Octagon Floating Rate & Alternative Income Term Trust
Insider trading & Transactions

Last updated:

Transaction Date Insider Security Shares Price per share Total value Source
Purchase
SPENCE JOHN YOGI other: Adviser Personnel
 Common Shares of Beneficial Ownership 2,000 $6.5 $13,000
Purchase
SPENCE JOHN YOGI other: Advisor Personnel
 Common Shares of Beneficial Ownership 3,450 $7.13 $24,599
Purchase
BROMBACH THEODORE J officer: President & CEO
 Common Shares of Beneficial Ownership 3,450 $7.13 $24,599
Purchase
BROMBACH THEODORE J officer: President & CEO
 Common Shares of Beneficial Ownership 3,417 $7.13 $24,363
Purchase
SPENCE JOHN YOGI other: Advisor Personnel
 Common Shares of Beneficial Ownership 3,417 $7.13 $24,363
Purchase
SPENCE JOHN YOGI
Common Shares of Beneficial Ownership 825 $7.05 $5,816
Purchase
BROMBACH THEODORE J officer: President & CEO
 Common Shares of Beneficial Ownership 825 $7.05 $5,816
Purchase
SPENCE JOHN YOGI
Common Shares of Beneficial Ownership 6,000 $6.89 $41,340
Purchase
BROMBACH THEODORE J officer: President & CEO
 Common Shares of Beneficial Ownership 6,000 $6.89 $41,340
Purchase
SPENCE JOHN YOGI
Common Shares of Beneficial Ownership 289 $7.08 $2,046
Purchase
BROMBACH THEODORE J officer: President & CEO
 Common Shares of Beneficial Ownership 289 $7.08 $2,046
Purchase
SPENCE JOHN YOGI director
 Common Shares of Beneficial Ownership 500 $6.33 $3,165
Purchase
BROMBACH THEODORE J officer: President & CEO
 Common Shares of Beneficial Ownership 3,050 $6.67 $20,344
Purchase
SPENCE JOHN YOGI director
 Common Shares of Beneficial Ownership 3,050 $6.67 $20,344
Purchase
BROMBACH THEODORE J officer: President & CEO
 Common Shares of Beneficial Ownership 355 $6.65 $2,361
Purchase
BROMBACH THEODORE J officer: President & CEO
 Common Shares of Beneficial Ownership 754 $6.64 $5,007
Purchase
BROMBACH THEODORE J officer: President & CEO
 Common Shares of Beneficial Ownership 891 $6.63 $5,907
Purchase
SPENCE JOHN YOGI director
 Common Shares of Beneficial Ownership 355 $6.65 $2,361
Purchase
SPENCE JOHN YOGI director
 Common Shares of Beneficial Ownership 754 $6.64 $5,007
Purchase
SPENCE JOHN YOGI director
 Common Shares of Beneficial Ownership 891 $6.63 $5,907
Purchase
SPENCE JOHN YOGI director
 Common Shares of Beneficial Ownership 1,836 $6.56 $12,044
Purchase
SPENCE JOHN YOGI director
 Common Shares of Beneficial Ownership 2,164 $6.53 $14,131
Purchase
BROMBACH THEODORE J officer: President & CEO
 Common Shares of Beneficial Ownership 1,836 $6.56 $12,044
Purchase
BROMBACH THEODORE J officer: President & CEO
 Common Shares of Beneficial Ownership 2,164 $6.53 $14,131
Purchase
SPENCE JOHN YOGI director
 Common Shares of Beneficial Ownership 3,600 $6.5 $23,400
Purchase
SPENCE JOHN YOGI director
 Common Shares of Beneficial Ownership 4,200 $6.49 $27,258
Purchase
SPENCE JOHN YOGI director
 Common Shares of Beneficial Ownership 200 $6.38 $1,276
Purchase
BROMBACH THEODORE J officer: President & CEO
 Common Shares of Beneficial Ownership 3,600 $6.5 $23,400
Purchase
BROMBACH THEODORE J officer: President & CEO
 Common Shares of Beneficial Ownership 4,200 $6.49 $27,258
Purchase
BROMBACH THEODORE J officer: President & CEO
 Common Shares of Beneficial Ownership 200 $6.38 $1,276
Purchase
BROMBACH THEODORE J officer: President & CEO
 Common Shares of Beneficial Ownership 7,176 $6.39 $45,855
Purchase
SPENCE JOHN YOGI director
 Common Shares of Beneficial Ownership 7,176 $6.39 $45,855
Purchase
BROMBACH THEODORE J officer: President & CEO
 Common Shares of Beneficial Ownership 824 $6.35 $5,232
Purchase
SPENCE JOHN YOGI director
 Common Shares of Beneficial Ownership 824 $6.35 $5,232
Purchase
SPENCE JOHN YOGI director:
Common Shares of Beneficial Ownership 0 N/A N/A
Purchase
SPENCE JOHN YOGI director:
Common Shares of Beneficial Ownership 0 N/A N/A
Purchase
MCCULLOCH BENJAMIN officer: Secretary & CLO
 Common Shares of Beneficial Ownership 472 $8.47 $3,998
Purchase
SPENCE JOHN YOGI
Common Shares of Beneficial Ownership 3,865 $8.53 $32,968
Purchase
SPENCE JOHN YOGI
Common Shares of Beneficial Ownership 135 $8.54 $1,153
Sale
MCGARRITY JOHN P other
 Common Shares of Beneficial Ownership 11,100 $9.1 $101,010
Purchase
MCCULLOCH BENJAMIN officer: Secretary & CLO
 Common Shares of Beneficial Interest 288 $8.67 $2,496
Purchase
SPENCE JOHN YOGI other: Adviser Personnel
 Common Shares of Beneficial Interest 10,000 $8.5 $84,980
Purchase
BROMBACH THEODORE J officer: President & CEO
 Common Shares of Beneficial Interest 29,500 $8.5 $250,750
Purchase
FRANKLIN PHILIP G other: Trustee
 Common Shares of Beneficial Interest 10,000 N/A N/A
Purchase
GORDON ANDREW DAVID other: Sub-Adviser Inv Comm Mem..
 Common Shares 2,050 N/A N/A
Purchase
GORDON ANDREW DAVID other: Sub-Adviser Inv Comm Mem..
 Common Shares 2,222 N/A N/A
Purchase
BROMBACH THEODORE J officer: President & CEO
 Common Shares of Beneficial Interest 2,000 N/A N/A
Purchase
BROMBACH THEODORE J officer: President & CEO
 Common Shares of Beneficial Interest 2,000 $4.48 $8,960
Purchase
SPENCE JOHN YOGI other: Adviser Personnel
 Common Shares of Beneficial Interest 3,000 N/A N/A
Purchase
MCGARRITY JOHN P officer: Chief Legal & Secretary
 Common Shares of Beneficial Interest 2,520 N/A N/A

Showing 1 to 50 of 135 results.

Insider trading

Monitoring trades made by the management members or major shareholders of companies may help create a sharper picture of what is happening inside the companies. Base your decisions on buys or sells of the people involved and do the right thing at the right time.

Who is insider?

Every director or senior officer, as well as any other entity or individual owning more than 10% of the company’s shares on the stock market, is called an insider. Such people or entities are allowed to buy/sell the company's shares under strictly controlled conditions. Key premise here is that none of them can make trades based on non-public information about the company.

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