XAI Octagon Floating Rate & Alternative Income Term Trust
Insider trading & Transactions

Last updated:

Transaction Date Insider Security Shares Price per share Total value Source
Sale
SPENCE JOHN YOGI other: Adviser Personnel
Common Shares of Beneficial Interest 1,100 N/A N/A
Sale
BROMBACH THEODORE J officer: President & CEO
Common Shares of Beneficial Interest 1,000 N/A N/A
Purchase
CUPPS DANIELLE other: Trustee
Common Shares of Beneficial Interest 2,000 N/A N/A
Sale
SPENCE JOHN YOGI other: Adviser Personnel
Common Shares of Beneficial Interest 300 N/A N/A
Sale
BROMBACH THEODORE J officer: President & CEO
Common Shares of Beneficial Interest 300 N/A N/A
Purchase
CUPPS DANIELLE other: Trustee
Common Shares of Beneficial Interest 3,945 N/A N/A
Sale
SPENCE JOHN YOGI other: Adviser Personnel
Common Shares of Beneficial Interest 300 N/A N/A
Sale
BROMBACH THEODORE J officer: President & CEO
Common Shares of Beneficial Interest 300 N/A N/A
Sale
SPENCE JOHN YOGI other: Adviser Personnel
Common Shares of Beneficial Interest 300 N/A N/A
Sale
BROMBACH THEODORE J officer: President & CEO
Common Shares of Beneficial Interest 300 N/A N/A
Sale
SPENCE JOHN YOGI other: Adviser Personnel
Common Shares of Beneficial Interest 1,000 N/A N/A
Sale
BROMBACH THEODORE J officer: President & CEO
Common Shares of Beneficial Interest 1,000 N/A N/A
Sale
SPENCE JOHN YOGI other: Adviser Personnel
Common Shares of Beneficial Interest 300 N/A N/A
Sale
BROMBACH THEODORE J officer: President & CEO
Common Shares of Beneficial Interest 300 N/A N/A
Sale
SPENCE JOHN YOGI other: Adviser Personnel
Common Shares of Beneficial Interest 2,400 N/A N/A
Sale
BROMBACH THEODORE J officer: President & CEO
Common Shares of Beneficial Interest 2,600 N/A N/A
Sale
SPENCE JOHN YOGI other: Adviser Personnel
Common Shares of Beneficial Interest 1,198 N/A N/A
Sale
BROMBACH THEODORE J officer: President & CEO
Common Shares of Beneficial Interest 1,100 N/A N/A
Purchase
CUPPS DANIELLE other: Trustee
Common Shares of Beneficial Interest 5,000 N/A N/A
Sale
SPENCE JOHN YOGI other: Adviser Personnel
Common Shares of Beneficial Interest 3,900 N/A N/A
Sale
BROMBACH THEODORE J officer: President & CEO
Common Shares of Beneficial Interest 3,690 N/A N/A
Purchase
CUPPS DANIELLE other: Trustee
Common Shares of Beneficial Interest 5,000 N/A N/A
Sale
SPENCE JOHN YOGI other: Adviser Personnel
Common Shares of Beneficial Interest 1,280 N/A N/A
Sale
BROMBACH THEODORE J officer: President & CEO
Common Shares of Beneficial Interest 1,760 N/A N/A
Sale
SPENCE JOHN YOGI other: Adviser Personnel
Common Shares of Beneficial Interest 1,500 N/A N/A
Sale
BROMBACH THEODORE J officer: President & CEO
Common Shares of Beneficial Interest 1,600 N/A N/A
Purchase
SPENCE JOHN YOGI other: Adviser Personnel
Common Shares of Beneficial Interest 270 N/A N/A
Purchase
BROMBACH THEODORE J officer: President & CEO
Common Shares of Beneficial Interest 600 N/A N/A
Purchase
MCGARRITY JOHN P officer: Chief Legal & Secretary
Common Shares of Beneficial Interest 359 N/A N/A
Purchase
SPENCE JOHN YOGI other: Adviser Personnel
Common Shares of Beneficial Interest 265 N/A N/A
Purchase
MCGARRITY JOHN P officer: Chief Legal & Secretary
Common Shares of Beneficial Interest 352 N/A N/A
Purchase
SPENCE JOHN YOGI other: Adviser Personnel
Common Shares of Beneficial Interest 700 N/A N/A
Purchase
MCGARRITY JOHN P officer: Chief Legal & Secretary
Common Shares of Beneficial Interest 720 N/A N/A
Purchase
SPENCE JOHN YOGI other: Adviser Personnel
Common Shares of Beneficial Interest 500 N/A N/A
Purchase
JONES SCOTT C other: Trustee
Common Shares of Beneficial Interest 2,400 N/A N/A

Showing 100 to 135 of 135 results.

Insider trading

Monitoring trades made by the management members or major shareholders of companies may help create a sharper picture of what is happening inside the companies. Base your decisions on buys or sells of the people involved and do the right thing at the right time.

Who is insider?

Every director or senior officer, as well as any other entity or individual owning more than 10% of the company’s shares on the stock market, is called an insider. Such people or entities are allowed to buy/sell the company's shares under strictly controlled conditions. Key premise here is that none of them can make trades based on non-public information about the company.