XAI Octagon Floating Rate & Alternative Income Term Trust
Insider trading & Transactions

Last updated:

Transaction Date Insider Security Shares Price per share Total value Source
Purchase
SPENCE JOHN YOGI other: Adviser Personnel
 Common Shares of Beneficial Interest 1,800 N/A N/A
Purchase
SPENCE JOHN YOGI other: Adviser Personnel
 Common Shares of Beneficial Interest 1,800 $5.85 $10,530
Sale
JONES SCOTT C other: Trustee
 Common Shares of Beneficial Interest 224 N/A N/A
Purchase
SPENCE JOHN YOGI other: Adviser Personnel
 Common Shares of Beneficial Interest 5,000 N/A N/A
Purchase
MCCULLOCH BENJAMIN officer: Secretary & CLO
 Common Shares of Beneficial Interest 300 N/A N/A
Purchase
JONES SCOTT C other: Trustee
 Common Shares of Beneficial Interest 582 N/A N/A
Purchase
BROMBACH THEODORE J officer: President & CEO
 Common Shares of Beneficial Interest 612 N/A N/A
Purchase
BROMBACH THEODORE J officer: President & CEO
 Common Shares of Beneficial Interest 609 N/A N/A
Purchase
DINGENS GREGORY other: Trustee
 Common Shares of Beneficial Interest 1,200 N/A N/A
Purchase
JONES SCOTT C other: Trustee
 Common Shares of Beneficial Interest 3,008 N/A N/A
Purchase
BASMADJIAN LAUREN MICHELLE other: Portfolio Manager
 Common Shares 8,066 N/A N/A
Purchase
BASMADJIAN LAUREN MICHELLE other: Portfolio Manager
 Common Shares 4,434 N/A N/A
Purchase
JONES SCOTT C other: Trustee
 Common Shares of Beneficial Interest 300 N/A N/A
Purchase
SPENCE JOHN YOGI other: Adviser Personnel
 Common Shares of Beneficial Interest 2,500 N/A N/A
Purchase
FRANKLIN PHILIP G other: Trustee
 Common Shares of Beneficial Interest 3,206 N/A N/A
Purchase
DINGENS GREGORY other: Trustee
 Common Shares of Beneficial Interest 2,000 N/A N/A
Sale
SPENCE JOHN YOGI other: Adviser Personnel
 Common Shares of Beneficial Interest 100 N/A N/A
Sale
BROMBACH THEODORE J officer: President & CEO
 Common Shares of Beneficial Interest 100 N/A N/A
Sale
SPENCE JOHN YOGI other: Adviser Personnel
 Common Shares of Beneficial Interest 400 N/A N/A
Sale
BROMBACH THEODORE J officer: President & CEO
 Common Shares of Beneficial Interest 400 N/A N/A
Sale
SPENCE JOHN YOGI other: Adviser Personnel
 Common Shares of Beneficial Interest 7 N/A N/A
Sale
BROMBACH THEODORE J officer: President & CEO
 Common Shares of Beneficial Interest 100 N/A N/A
Sale
SPENCE JOHN YOGI other: Adviser Personnel
 Common Shares of Beneficial Interest 100 N/A N/A
Sale
SPENCE JOHN YOGI other: Adviser Personnel
 Common Shares of Beneficial Interest 100 N/A N/A
Sale
BROMBACH THEODORE J officer: President & CEO
 Common Shares of Beneficial Interest 100 N/A N/A
Sale
SPENCE JOHN YOGI other: Adviser Personnel
 Common Shares of Beneficial Interest 1,080 N/A N/A
Sale
BROMBACH THEODORE J officer: President & CEO
 Common Shares of Beneficial Interest 1,080 N/A N/A
Sale
SPENCE JOHN YOGI other: Adviser Personnel
 Common Shares of Beneficial Interest 511 N/A N/A
Sale
BROMBACH THEODORE J officer: President & CEO
 Common Shares of Beneficial Interest 600 N/A N/A
Sale
SPENCE JOHN YOGI other: Adviser Personnel
 Common Shares of Beneficial Interest 1,200 N/A N/A
Sale
BROMBACH THEODORE J officer: President & CEO
 Common Shares of Beneficial Interest 965 N/A N/A
Sale
SPENCE JOHN YOGI other: Adviser Personnel
 Common Shares of Beneficial Interest 700 N/A N/A
Sale
BROMBACH THEODORE J officer: President & CEO
 Common Shares of Beneficial Interest 700 N/A N/A
Sale
SPENCE JOHN YOGI other: Adviser Personnel
 Common Shares of Beneficial Interest 400 N/A N/A
Sale
BROMBACH THEODORE J officer: President & CEO
 Common Shares of Beneficial Interest 300 N/A N/A
Sale
SPENCE JOHN YOGI other: Adviser Personnel
 Common Shares of Beneficial Interest 200 N/A N/A
Sale
BROMBACH THEODORE J officer: President & CEO
 Common Shares of Beneficial Interest 300 N/A N/A
Sale
SPENCE JOHN YOGI other: Adviser Personnel
 Common Shares of Beneficial Interest 200 N/A N/A
Sale
BROMBACH THEODORE J officer: President & CEO
 Common Shares of Beneficial Interest 200 N/A N/A
Sale
SPENCE JOHN YOGI other: Adviser Personnel
 Common Shares of Beneficial Interest 400 N/A N/A
Sale
BROMBACH THEODORE J officer: President & CEO
 Common Shares of Beneficial Interest 300 N/A N/A
Sale
SPENCE JOHN YOGI other: Adviser Personnel
 Common Shares of Beneficial Interest 300 N/A N/A
Sale
BROMBACH THEODORE J officer: President & CEO
 Common Shares of Beneficial Interest 300 N/A N/A
Sale
SPENCE JOHN YOGI other: Adviser Personnel
 Common Shares of Beneficial Interest 200 N/A N/A
Sale
BROMBACH THEODORE J officer: President & CEO
 Common Shares of Beneficial Interest 200 N/A N/A
Sale
SPENCE JOHN YOGI other: Adviser Personnel
 Common Shares of Beneficial Interest 1,000 N/A N/A
Sale
BROMBACH THEODORE J officer: President & CEO
 Common Shares of Beneficial Interest 900 N/A N/A
Sale
SPENCE JOHN YOGI other: Adviser Personnel
 Common Shares of Beneficial Interest 2,820 N/A N/A
Sale
BROMBACH THEODORE J officer: President & CEO
 Common Shares of Beneficial Interest 2,900 N/A N/A
Purchase
CUPPS DANIELLE other: Trustee
 Common Shares of Beneficial Interest 4,055 N/A N/A

Showing 50 to 100 of 135 results.

Insider trading

Monitoring trades made by the management members or major shareholders of companies may help create a sharper picture of what is happening inside the companies. Base your decisions on buys or sells of the people involved and do the right thing at the right time.

Who is insider?

Every director or senior officer, as well as any other entity or individual owning more than 10% of the company’s shares on the stock market, is called an insider. Such people or entities are allowed to buy/sell the company's shares under strictly controlled conditions. Key premise here is that none of them can make trades based on non-public information about the company.

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