Large Cap Growth Index-Linked ETN due 2028
Insider trading & Transactions

Last updated: 5 Jan 2006

Transaction	Date	Insider	Security	Shares	Price per share	Total value
Option	5 Jan 2006	PAULSON HENRY M JR director, officer: Chairman of the Boar.. director, officer: Chairman of ..	Restricted Stock Units	33,013	N/A	N/A
Option	5 Jan 2006	COHEN ALAN M officer: EVP, Global Head of Compliance officer: EVP, Global Head of Co..	Restricted Stock Units	1,900	N/A	N/A
Option	5 Jan 2006	STECHER ESTA E officer: Executive VP - General Counsel officer: Executive VP - General..	Restricted Stock Units	9,191	N/A	N/A
Option	5 Jan 2006	BLANKFEIN LLOYD C director, officer: Chairman of the Board.. director, officer: Chairman of ..	Restricted Stock Units	45,890	N/A	N/A
Sale	4 Jan 2006	KENNEDY KEVIN W officer: Exec. VP - Human Capital Mgmt. officer: Exec. VP - Human Capit..	Common Stock, par value $0.01 per share	25,000	$127.35	$3,183,750
Sale	21 Oct 2005	KAPLAN ROBERT S officer: Vice Chairman of the Corp. officer: Vice Chairman of the C..	Common Stock, par value $0.01 per share	5,000	$119.41	$597,050
Sale	21 Oct 2005	BLANKFEIN LLOYD C director, officer: Chairman of the Board.. director, officer: Chairman of ..	Common Stock, par value $0.01 per share	15,000	$119.05	$1,785,720
Sale	20 Oct 2005	VINIAR DAVID A director director	Common Stock, par value $0.01 per share	28,849	$121.83	$3,514,529
Sale	29 Sep 2005	SMITH SARAH G officer: EVP, Global Head of Compliance officer: EVP, Global Head of Co..	Common Stock, par value $0.01 per share	13,104	$53	$694,512
Option	29 Sep 2005	SMITH SARAH G officer: EVP, Global Head of Compliance officer: EVP, Global Head of Co..	Common Stock, par value $0.01 per share	13,104	$53	$694,512
Option	29 Sep 2005	SMITH SARAH G officer: EVP, Global Head of Compliance officer: EVP, Global Head of Co..	Nonqualified Stock Options (right to buy)	13,104	$53	$694,512
Option	27 Sep 2005	SMITH SARAH G officer: EVP, Global Head of Compliance officer: EVP, Global Head of Co..	Nonqualified Stock Options (right to buy)	10,000	$53	$530,000
Option	27 Sep 2005	SMITH SARAH G officer: EVP, Global Head of Compliance officer: EVP, Global Head of Co..	Common Stock, par value $0.01 per share	10,000	$53	$530,000
Sale	27 Sep 2005	SMITH SARAH G officer: EVP, Global Head of Compliance officer: EVP, Global Head of Co..	Common Stock, par value $0.01 per share	10,000	$53	$530,000
Sale	26 Sep 2005	NORA JOHNSON SUZANNE M officer: Vice Chairman of the Corp. officer: Vice Chairman of the C..	Common Stock, par value $0.01 per share	83,333	$120	$9,999,960
Sale	23 Sep 2005	SMITH SARAH G officer: EVP, Global Head of Compliance officer: EVP, Global Head of Co..	Common Stock, par value $0.01 per share	11,000	$53	$583,000
Option	23 Sep 2005	SMITH SARAH G officer: EVP, Global Head of Compliance officer: EVP, Global Head of Co..	Common Stock, par value $0.01 per share	11,000	$53	$583,000
Option	23 Sep 2005	SMITH SARAH G officer: EVP, Global Head of Compliance officer: EVP, Global Head of Co..	Nonqualified Stock Options (right to buy)	11,000	$53	$583,000
Sale	22 Sep 2005	SMITH SARAH G officer: EVP, Global Head of Compliance officer: EVP, Global Head of Co..	Common Stock, par value $0.01 per share	11,000	$53	$583,000
Option	22 Sep 2005	SMITH SARAH G officer: EVP, Global Head of Compliance officer: EVP, Global Head of Co..	Nonqualified Stock Options (right to buy)	11,000	$53	$583,000
Option	22 Sep 2005	SMITH SARAH G officer: EVP, Global Head of Compliance officer: EVP, Global Head of Co..	Common Stock, par value $0.01 per share	11,000	$53	$583,000
Option	21 Sep 2005	SIMMONS RUTH J director director	Nonqualified Stock Options (right to buy)	4,000	$82.88	$331,500
Option	21 Sep 2005	SIMMONS RUTH J director director	Common Stock, par value $0.01 per share	4,000	$82.88	$331,500
Sale	21 Sep 2005	SIMMONS RUTH J director director	Common Stock, par value $0.01 per share	4,000	$82.88	$331,500
Sale	22 Jul 2005	STECHER ESTA E officer: Executive VP - General Counsel officer: Executive VP - General..	Common Stock, par value $0.01 per share	32,006	$108.52	$3,473,291
Sale	22 Jul 2005	VINIAR DAVID A director director	Common Stock, par value $0.01 per share	40,000	$108.46	$4,338,520
Sale	19 Jul 2005	KENNEDY KEVIN W officer: Exec. VP - Human Capital Mgmt. officer: Exec. VP - Human Capit..	Common Stock, par value $0.01 per share	2,000	$109.16	$218,320
Sale	11 Jul 2005	KAPLAN ROBERT S officer: Vice Chairman of the Corp. officer: Vice Chairman of the C..	Common Stock, par value $0.01 per share	12,500	$107.26	$1,340,688
Sale	24 Jun 2005	KAPLAN ROBERT S officer: Vice Chairman of the Corp. officer: Vice Chairman of the C..	Common Stock, par value $0.01 per share	35,000	$103.04	$3,606,260
Sale	7 Apr 2005	KENNEDY KEVIN W officer: Exec. VP - Human Capital Mgmt. officer: Exec. VP - Human Capit..	Common Stock, par value $0.01 per share	18,978	$113.84	$2,160,380
Sale	5 Apr 2005	KENNEDY KEVIN W officer: Exec. VP - Human Capital Mgmt. officer: Exec. VP - Human Capit..	Common Stock, par value $0.01 per share	26,000	$111.36	$2,895,256
Sale	5 Apr 2005	FORST EDWARD C officer: EVP, Chief Admin. Officer officer: EVP, Chief Admin. Offi..	Common Stock, par value $0.01 per share	15,138	$110.61	$1,674,369
Sale	30 Mar 2005	KENNEDY KEVIN W officer: Exec. VP - Human Capital Mgmt. officer: Exec. VP - Human Capit..	Common Stock, par value $0.01 per share	26,000	$109.59	$2,849,340
Sale	29 Mar 2005	FORST EDWARD C officer: EVP, Chief Admin. Officer officer: EVP, Chief Admin. Offi..	Common Stock, par value $0.01 per share	30,000	$110	$3,300,000
Sale	29 Mar 2005	VINIAR DAVID A director director	Common Stock, par value $0.01 per share	50,000	$109.49	$5,474,600
Sale	28 Mar 2005	KAPLAN ROBERT S officer: Vice Chairman of the Corp. officer: Vice Chairman of the C..	Common Stock, par value $0.01 per share	75,000	$109.61	$8,220,750
Sale	28 Mar 2005	KENNEDY KEVIN W officer: Exec. VP - Human Capital Mgmt. officer: Exec. VP - Human Capit..	Common Stock, par value $0.01 per share	2,000	$109.6	$219,206
Sale	24 Mar 2005	KAPLAN ROBERT S officer: Vice Chairman of the Corp. officer: Vice Chairman of the C..	Common Stock, par value $0.01 per share	25,000	$109.29	$2,732,200
Sale	24 Mar 2005	KENNEDY KEVIN W officer: Exec. VP - Human Capital Mgmt. officer: Exec. VP - Human Capit..	Common Stock, par value $0.01 per share	1,000	$109.18	$109,180
Sale	21 Jan 2005	KENNEDY KEVIN W officer: Exec. VP - Human Capital Mgmt. officer: Exec. VP - Human Capit..	Common Stock, par value $0.01 per share	26,000	$104.36	$2,713,412
Sale	21 Jan 2005	FORST EDWARD C officer: EVP, Chief Admin. Officer officer: EVP, Chief Admin. Offi..	Common Stock, par value $0.01 per share	20,000	$103.44	$2,068,780
Sale	7 Jan 2005	KENNEDY KEVIN W officer: Exec. VP - Human Capital Mgmt. officer: Exec. VP - Human Capit..	Common Stock, par value $0.01 per share	26,000	$105.21	$2,735,486
Option	6 Jan 2005	COHEN ALAN M officer: EVP, Global Head of Compliance officer: EVP, Global Head of Co..	Restricted Stock Units	2,276	N/A	N/A
Option	6 Jan 2005	PALM GREGORY K officer: Executive VP - General Counsel officer: Executive VP - General..	Restricted Stock Units	9,101	N/A	N/A
Sale	23 Dec 2004	KENNEDY KEVIN W officer: Exec. VP - Human Capital Mgmt. officer: Exec. VP - Human Capit..	Common Stock, par value $0.01 per share	25,000	$105.09	$2,627,175
Sale	21 Dec 2004	KENNEDY KEVIN W officer: Exec. VP - Human Capital Mgmt. officer: Exec. VP - Human Capit..	Common Stock, par value $0.01 per share	25,000	$104.33	$2,608,350
Option	20 Dec 2004	BROWNE LORD OF MADINGLEY director director	Stock Option (right to buy)	6,000	$82.88	$497,250
Option	20 Dec 2004	BROWNE LORD OF MADINGLEY director director	Common Stock, par value $0.01 per share	6,000	$82.88	$497,250
Sale	22 Oct 2004	VINIAR DAVID A director director	Common Stock, par value $0.01 per share	53,632	$92.79	$4,976,513
Sale	22 Oct 2004	PALM GREGORY K officer: Executive VP - General Counsel officer: Executive VP - General..	Common Stock, par value $0.01 per share	75,000	$92.67	$6,950,175

Showing 900 to 950 of 1047 results.

Insider trading

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Every director or senior officer, as well as any other entity or individual owning more than 10% of the company’s shares on the stock market, is called an insider. Such people or entities are allowed to buy/sell the company's shares under strictly controlled conditions. Key premise here is that none of them can make trades based on non-public information about the company.

Large Cap Growth Index-Linked ETN due 2028 Insider trading & Transactions

Insider trading

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Large Cap Growth Index-Linked ETN due 2028
Insider trading & Transactions