Large Cap Growth Index-Linked ETN due 2028
Insider trading & Transactions

Last updated:

Transaction Date Insider Security Shares Price per share Total value Source
Sale
SMITH SARAH G officer: EVP, Global Head of Co..
Common Stock, par value $0.01 per share 10,691 $234.83 $2,510,610
Option
SMITH SARAH G officer: EVP, Global Head of Co..
Common Stock, par value $0.01 per share 38,268 $204.16 $7,812,795
Option
COHEN ALAN M officer: EVP, Global Head of Co..
Common Stock, par value $0.01 per share 36,308 $204.16 $7,412,641
Option
ROGERS JOHN F.W. officer: Executive Vice President
Nonqualified Stock Options (right to buy) 114,676 $204.16 $23,412,252
Option
SMITH SARAH G officer: EVP, Global Head of Co..
Nonqualified Stock Options (right to buy) 38,268 $204.16 $7,812,795
Sale
ROGERS JOHN F.W. officer: Executive Vice President
Common Stock, par value $0.01 per share 8,338 $240.15 $2,002,337
Option
ROGERS JOHN F.W. officer: Executive Vice President
Common Stock, par value $0.01 per share 114,676 $204.16 $23,412,252
Sale
COOPER EDITH W officer: EVP, Global Head of HCM
Common Stock, par value $0.01 per share 2,336 $230.94 $539,481
Sale
COOPER EDITH W officer: EVP, Global Head of HCM
Common Stock, par value $0.01 per share 4,186 $236.93 $991,793
Option
COOPER EDITH W officer: EVP, Global Head of HCM
Common Stock, par value $0.01 per share 26,217 $78.78 $2,065,375
Sale
COOPER EDITH W officer: EVP, Global Head of HCM
Common Stock, par value $0.01 per share 8,416 $236.12 $1,987,194
Option
COOPER EDITH W officer: EVP, Global Head of HCM
Year-End Nonqualified Stock Options 26,217 $78.78 $2,065,375
Option
SALAME PABLO J officer: Vice Chairman
Common Stock, par value $0.01 per share 78,482 N/A N/A
Option
BLANKFEIN LLOYD C director, officer: Chairman of ..
Restricted Stock Units 59,547 N/A N/A
Option
COHEN ALAN M officer: EVP, Global Head of Co..
Common Stock, par value $0.01 per share 22,981 N/A N/A
Option
COOPER EDITH W officer: EVP, Global Head of HCM
Common Stock, par value $0.01 per share 22,981 $78.78 $1,810,443
Option
PALM GREGORY K officer: Executive VP - General..
Restricted Stock Units 28,581 N/A N/A
Option
ROGERS JOHN F.W. officer: Executive Vice President
Common Stock, par value $0.01 per share 29,584 N/A N/A
Option
SOLOMON DAVID M director, officer: Chairman of ..
Common Stock, par value $0.01 per share 77,517 N/A N/A
Option
SMITH SARAH G officer: EVP, Global Head of Co..
Restricted Stock Units 32,039 N/A N/A
Option
SOLOMON DAVID M director, officer: Chairman of ..
Restricted Stock Units 77,517 N/A N/A
Option
COHEN ALAN M officer: EVP, Global Head of Co..
Restricted Stock Units 22,981 N/A N/A
Option
COOPER EDITH W officer: EVP, Global Head of HCM
Restricted Stock Units 22,981 $78.78 $1,810,443
Option
SCHWARTZ HARVEY M officer: President and Co-COO
Common Stock, par value $0.01 per share 54,358 N/A N/A
Option
GNODDE RICHARD J officer: Vice Chairman
Restricted Stock Units 44,327 N/A N/A
Option
BLANKFEIN LLOYD C director, officer: Chairman of ..
Common Stock, par value $0.01 per share 59,547 N/A N/A
Option
ROGERS JOHN F.W. officer: Executive Vice President
Restricted Stock Units 29,584 N/A N/A
Option
SMITH SARAH G officer: EVP, Global Head of Co..
Common Stock, par value $0.01 per share 32,039 N/A N/A
Option
SCHWARTZ HARVEY M officer: President and Co-COO
Restricted Stock Units 54,358 N/A N/A
Option
SALAME PABLO J officer: Vice Chairman
Restricted Stock Units 78,482 N/A N/A
Option
GNODDE RICHARD J officer: Vice Chairman
Common Stock, par value $0.01 per share 44,327 N/A N/A
Option
PALM GREGORY K officer: Executive VP - General..
Common Stock, par value $0.01 per share 28,581 N/A N/A
Sale
SPAR DEBORA L director
Common Stock, par value $0.01 per share 200 $234.07 $46,814
Sale
SCHWARTZ HARVEY M officer: President and Co-COO
Common Stock, par value $0.01 per share 25,000 $233.99 $5,849,725
Option
JOHNSON JAMES A /DC/ director
Common Stock, par value $0.01 per share 11,600 $204.16 $2,368,256
Sale
JOHNSON JAMES A /DC/ director
Common Stock, par value $0.01 per share 11,600 $204.16 $2,368,256
Option
JOHNSON JAMES A /DC/ director
Nonqualified Stock Options (right to buy) 11,600 $204.16 $2,368,256
Option
BLANKFEIN LLOYD C director, officer: Chairman of ..
Common Stock, par value $0.01 per share 104,614 $199.84 $20,906,062
Sale
SMITH SARAH G officer: EVP, Global Head of Co..
Common Stock, par value $0.01 per share 218 $211.47 $46,099
Option
SMITH SARAH G officer: EVP, Global Head of Co..
Common Stock, par value $0.01 per share 9,028 $199.84 $1,804,156
Sale
BLANKFEIN LLOYD C director, officer: Chairman of ..
Common Stock, par value $0.01 per share 2,504 $211.32 $529,135
Option
BLANKFEIN LLOYD C director, officer: Chairman of ..
Nonqualified Stock Options (right to buy) 104,614 $199.84 $20,906,062
Option
SMITH SARAH G officer: EVP, Global Head of Co..
Nonqualified Stock Options (right to buy) 9,028 $199.84 $1,804,156
Option
BLANKFEIN LLOYD C director, officer: Chairman of ..
Common Stock, par value $0.01 per share 104,614 $199.84 $20,906,062
Option
BLANKFEIN LLOYD C director, officer: Chairman of ..
Nonqualified Stock Options (right to buy) 104,614 $199.84 $20,906,062
Option
SMITH SARAH G officer: EVP, Global Head of Co..
Common Stock, par value $0.01 per share 9,028 $199.84 $1,804,156
Sale
BLANKFEIN LLOYD C director, officer: Chairman of ..
Common Stock, par value $0.01 per share 2,483 $206.62 $513,037
Option
SMITH SARAH G officer: EVP, Global Head of Co..
Nonqualified Stock Options (right to buy) 9,028 $199.84 $1,804,156
Sale
SMITH SARAH G officer: EVP, Global Head of Co..
Common Stock, par value $0.01 per share 214 $206.62 $44,217
Sale
SHERWOOD MICHAEL S officer: Vice Chairman
Common Stock, par value $0.01 per share 42,317 $206.87 $8,753,906

Insider trading

Monitoring trades made by the management members or major shareholders of companies may help create a sharper picture of what is happening inside the companies. Base your decisions on buys or sells of the people involved and do the right thing at the right time.

Who is insider?

Every director or senior officer, as well as any other entity or individual owning more than 10% of the company’s shares on the stock market, is called an insider. Such people or entities are allowed to buy/sell the company's shares under strictly controlled conditions. Key premise here is that none of them can make trades based on non-public information about the company.