Large Cap Growth Index-Linked ETN due 2028
Insider trading & Transactions

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Transaction Date Insider Security Shares Price per share Total value Source
Option
SEYMOUR KAREN PATTON officer: Executive VP - General..
Common Stock, par value $0.01 per share 11,616 N/A N/A
Option
LEE BRIAN J officer: Chief Risk Officer
Restricted Stock Units 10,760 N/A N/A
Option
LEE BRIAN J officer: Chief Risk Officer
Common Stock, par value $0.01 per share 10,760 N/A N/A
Option
STEIN LAURENCE officer: Chief Administrative O..
Restricted Stock Units 11,049 N/A N/A
Option
STEIN LAURENCE officer: Chief Administrative O..
Common Stock, par value $0.01 per share 11,049 N/A N/A
Option
FREDMAN SHEARA J officer: Chief Accounting Officer
Restricted Stock Units 5,693 N/A N/A
Option
FREDMAN SHEARA J officer: Chief Accounting Officer
Common Stock, par value $0.01 per share 5,693 N/A N/A
Option
SEYMOUR KAREN PATTON officer: Executive VP - General..
Restricted Stock Units 11,616 N/A N/A
Sale
LEE BRIAN J officer: Chief Risk Officer
Common Stock, par value $0.01 per share 13,738 $292.52 $4,018,599
Sale
HAMMACK ELIZABETH M officer: Global Treasurer
Common Stock, par value $0.01 per share 6,762 $292.22 $1,976,012
Sale
FREDMAN SHEARA J officer: Chief Accounting Officer
Common Stock, par value $0.01 per share 3,304 $294.03 $971,475
Sale
VINIAR DAVID A director
Common Stock, par value $0.01 per share 14,899 $242.76 $3,616,807
Sale
VINIAR DAVID A director
Common Stock, par value $0.01 per share 7,301 $242.13 $1,767,791
Sale
VINIAR DAVID A director
Common Stock, par value $0.01 per share 2,800 $242.14 $677,992
Sale
STEIN LAURENCE officer: Chief Administrative O..
Common Stock, par value $0.01 per share 9,533 $239.26 $2,280,866
Option
WALDRON JOHN E. officer: President and COO
Restricted Stock Units 12,532 N/A N/A
Option
WALDRON JOHN E. officer: President and COO
Common Stock, par value $0.01 per share 12,532 N/A N/A
Option
HAMMACK ELIZABETH M officer: Global Treasurer
Restricted Stock Units 8,592 N/A N/A
Option
HAMMACK ELIZABETH M officer: Global Treasurer
Common Stock, par value $0.01 per share 8,592 N/A N/A
Option
ROGERS JOHN F.W. officer: Executive Vice President
Restricted Stock Units 17,393 N/A N/A
Option
ROGERS JOHN F.W. officer: Executive Vice President
Common Stock, par value $0.01 per share 17,393 N/A N/A
Option
SEYMOUR KAREN PATTON officer: Executive VP - General..
Restricted Stock Units 7,111 N/A N/A
Option
SEYMOUR KAREN PATTON officer: Executive VP - General..
Common Stock, par value $0.01 per share 7,111 N/A N/A
Option
LEE BRIAN J officer: Chief Risk Officer
Restricted Stock Units 11,377 N/A N/A
Option
LEE BRIAN J officer: Chief Risk Officer
Common Stock, par value $0.01 per share 11,377 N/A N/A
Option
STEIN LAURENCE officer: Chief Administrative O..
Restricted Stock Units 11,856 N/A N/A
Option
STEIN LAURENCE officer: Chief Administrative O..
Common Stock, par value $0.01 per share 11,856 N/A N/A
Option
FREDMAN SHEARA J officer: Chief Accounting Officer
Restricted Stock Units 5,014 N/A N/A
Option
FREDMAN SHEARA J officer: Chief Accounting Officer
Common Stock, par value $0.01 per share 5,014 N/A N/A
Option
SCHERR STEPHEN M officer: CFO
Restricted Stock Units 11,668 N/A N/A
Option
SCHERR STEPHEN M officer: CFO
Common Stock, par value $0.01 per share 11,668 N/A N/A
Option
SOLOMON DAVID M director, officer: Chairman of ..
Restricted Stock Units 14,045 N/A N/A
Option
SOLOMON DAVID M director, officer: Chairman of ..
Common Stock, par value $0.01 per share 14,045 N/A N/A
Sale
HOLMES DANE E officer: EVP, Global Head of HCM
Common Stock, par value $0.01 per share 3,165 $212.4 $672,255
Sale
HOLMES DANE E officer: EVP, Global Head of HCM
Common Stock, par value $0.01 per share 1,489 $198.31 $295,284
Option
WALDRON JOHN E. officer: President and COO
Restricted Stock Units 33,634 N/A N/A
Option
WALDRON JOHN E. officer: President and COO
Common Stock, par value $0.01 per share 33,634 N/A N/A
Option
ROGERS JOHN F.W. officer: Executive Vice President
Restricted Stock Units 19,282 N/A N/A
Option
ROGERS JOHN F.W. officer: Executive Vice President
Common Stock, par value $0.01 per share 19,282 N/A N/A
Option
HOLMES DANE E officer: EVP, Global Head of HCM
Restricted Stock Units 2,920 N/A N/A
Option
HOLMES DANE E officer: EVP, Global Head of HCM
Common Stock, par value $0.01 per share 2,920 N/A N/A
Option
SMITH SARAH G officer: EVP, Global Head of Co..
Restricted Stock Units 18,190 N/A N/A
Option
SMITH SARAH G officer: EVP, Global Head of Co..
Common Stock, par value $0.01 per share 18,190 N/A N/A
Option
LEE BRIAN J officer: Chief Risk Officer
Restricted Stock Units 12,381 N/A N/A
Option
LEE BRIAN J officer: Chief Risk Officer
Common Stock, par value $0.01 per share 12,381 N/A N/A
Option
SCHERR STEPHEN M officer: CFO
Restricted Stock Units 30,791 N/A N/A
Option
SCHERR STEPHEN M officer: CFO
Common Stock, par value $0.01 per share 30,791 N/A N/A
Option
SOLOMON DAVID M director, officer: Chairman of ..
Restricted Stock Units 42,400 N/A N/A
Option
SOLOMON DAVID M director, officer: Chairman of ..
Common Stock, par value $0.01 per share 42,400 N/A N/A
Option
PALM GREGORY K officer: Executive VP - General..
Common Stock, par value $0.01 per share 34,956 $78.78 $2,753,834

Insider trading

Monitoring trades made by the management members or major shareholders of companies may help create a sharper picture of what is happening inside the companies. Base your decisions on buys or sells of the people involved and do the right thing at the right time.

Who is insider?

Every director or senior officer, as well as any other entity or individual owning more than 10% of the company’s shares on the stock market, is called an insider. Such people or entities are allowed to buy/sell the company's shares under strictly controlled conditions. Key premise here is that none of them can make trades based on non-public information about the company.