Large Cap Growth Index-Linked ETN due 2028
Insider trading & Transactions

Last updated:

Transaction Date Insider Security Shares Price per share Total value Source
Sale
KENNEDY KEVIN W officer: Exec. VP - Human Capit..
Common Stock, par value $0.01 per share 28,000 $93.46 $2,616,964
Sale
STECHER ESTA E officer: Executive VP - General..
Common Stock, par value $0.01 per share 40,000 $94.29 $3,771,560
Sale
FORST EDWARD C officer: EVP, Chief Admin. Offi..
Common Stock, par value $0.01 per share 20,000 $95.25 $1,905,080
Sale
KENNEDY KEVIN W officer: Exec. VP - Human Capit..
Common Stock, par value $0.01 per share 25,000 $93.85 $2,346,250
Sale
FORST EDWARD C officer: EVP, Chief Admin. Offi..
Common Stock, par value $0.01 per share 5,000 $93.67 $468,350
Sale
FORST EDWARD C officer: EVP, Chief Admin. Offi..
Common Stock, par value $0.01 per share 5,000 $92.61 $463,055
Sale
FORST EDWARD C officer: EVP, Chief Admin. Offi..
Common Stock, par value $0.01 per share 10,000 $93.58 $935,840
Sale
SMITH SARAH G officer: EVP, Global Head of Co..
Common Stock, par value $0.01 per share 15,000 $92.55 $1,388,250
Sale
KENNEDY KEVIN W officer: Exec. VP - Human Capit..
Common Stock, par value $0.01 per share 50,000 $89.14 $4,457,000
Sale
KENNEDY KEVIN W officer: Exec. VP - Human Capit..
Common Stock, par value $0.01 per share 25,000 $88.72 $2,218,100
Sale
KENNEDY KEVIN W officer: Exec. VP - Human Capit..
Common Stock, par value $0.01 per share 11,027 $93.94 $1,035,821
Purchase
GEORGE WILLIAM W director
Common Stock, par value $0.01 per share 10,000 $103.52 $1,035,190
Purchase
GEORGE WILLIAM W director
Common Stock, par value $0.01 per share 10,000 $104.04 $1,040,380
Purchase
GEORGE WILLIAM W director
Common Stock, par value $0.01 per share 10,000 $101 $1,010,000
Sale
STEEL ROBERT K officer: Vice Chairman of the C..
Common Stock, par value $0.01 per share 10,989 $99.78 $1,096,449
Sale
KAPLAN ROBERT S officer: Vice Chairman of the C..
Common Stock, par value $0.01 per share 74,743 $99.78 $7,457,632
Sale
STEEL ROBERT K officer: Vice Chairman of the C..
Common Stock, par value $0.01 per share 10,989 $99.78 $1,096,449
Sale
STEEL ROBERT K officer: Vice Chairman of the C..
Common Stock, par value $0.01 per share 10,988 $100.67 $1,106,118
Sale
BLANKFEIN LLOYD C director, officer: Chairman of ..
Common Stock, par value $0.01 per share 42,268 $100.67 $4,254,950
Sale
STEEL ROBERT K officer: Vice Chairman of the C..
Common Stock, par value $0.01 per share 10,989 $100.1 $1,100,032
Sale
STEEL ROBERT K officer: Vice Chairman of the C..
Common Stock, par value $0.01 per share 10,988 $100.71 $1,106,569
Sale
BLANKFEIN LLOYD C director, officer: Chairman of ..
Common Stock, par value $0.01 per share 75,000 $100.71 $7,553,025
Sale
STEEL ROBERT K officer: Vice Chairman of the C..
Common Stock, par value $0.01 per share 10,989 $101.14 $1,111,427
Sale
STEEL ROBERT K officer: Vice Chairman of the C..
Common Stock, par value $0.01 per share 10,988 $99.01 $1,087,900
Sale
STEEL ROBERT K officer: Vice Chairman of the C..
Common Stock, par value $0.01 per share 10,988 $99.01 $1,087,900
Sale
STEEL ROBERT K officer: Vice Chairman of the C..
Common Stock, par value $0.01 per share 10,988 $97.16 $1,067,583
Sale
VINIAR DAVID A director
Common Stock, par value $0.01 per share 47,449 $97.16 $4,610,097
Sale
STEEL ROBERT K officer: Vice Chairman of the C..
Common Stock, par value $0.01 per share 10,988 $97.16 $1,067,583
Sale
STEEL ROBERT K officer: Vice Chairman of the C..
Common Stock, par value $0.01 per share 10,988 $98.45 $1,081,747
Sale
STEEL ROBERT K officer: Vice Chairman of the C..
Common Stock, par value $0.01 per share 10,988 $98.45 $1,081,747
Sale
STEEL ROBERT K officer: Vice Chairman of the C..
Common Stock, par value $0.01 per share 10,988 $97.05 $1,066,330
Sale
PALM GREGORY K officer: Executive VP - General..
Common Stock, par value $0.01 per share 33,761 $96.89 $3,271,171
Sale
STECHER ESTA E officer: Executive VP - General..
Common Stock, par value $0.01 per share 25,497 $96.89 $2,470,455
Sale
KENNEDY KEVIN W officer: Exec. VP - Human Capit..
Common Stock, par value $0.01 per share 37,730 $96.89 $3,655,735
Option
VINIAR DAVID A director
Restricted Stock Units 72,111 N/A N/A
Option
KAPLAN ROBERT S officer: Vice Chairman of the C..
Restricted Stock Units 97,973 N/A N/A
Option
PALM GREGORY K officer: Executive VP - General..
Restricted Stock Units 57,953 N/A N/A
Option
BLANKFEIN LLOYD C director, officer: Chairman of ..
Restricted Stock Units 110,464 N/A N/A
Sale
THAIN JOHN A director, officer: President an..
Common Stock, par value $0.01 per share 90,163 $96.89 $8,736,073
Sale
STEEL ROBERT K officer: Vice Chairman of the C..
Common Stock, par value $0.01 per share 10,988 $97.05 $1,066,330
Option
THAIN JOHN A director, officer: President an..
Restricted Stock Units 137,169 N/A N/A
Option
PAULSON HENRY M JR director, officer: Chairman of ..
Restricted Stock Units 160,850 N/A N/A
Option
SMITH SARAH G officer: EVP, Global Head of Co..
Restricted Stock Units 2,152 N/A N/A
Option
KENNEDY KEVIN W officer: Exec. VP - Human Capit..
Restricted Stock Units 53,110 N/A N/A
Option
STEEL ROBERT K officer: Vice Chairman of the C..
Restricted Stock Units 113,681 N/A N/A
Option
STECHER ESTA E officer: Executive VP - General..
Restricted Stock Units 32,516 N/A N/A
Sale
STEEL ROBERT K officer: Vice Chairman of the C..
Common Stock, par value $0.01 per share 5,494 $97.66 $536,566
Sale
PALM GREGORY K officer: Executive VP - General..
Common Stock, par value $0.01 per share 100,000 $97.66 $9,766,400
Sale
STEEL ROBERT K officer: Vice Chairman of the C..
Common Stock, par value $0.01 per share 5,494 $97.66 $536,566
Sale
STEEL ROBERT K officer: Vice Chairman of the C..
Common Stock, par value $0.01 per share 5,494 $99.16 $544,791

Insider trading

Monitoring trades made by the management members or major shareholders of companies may help create a sharper picture of what is happening inside the companies. Base your decisions on buys or sells of the people involved and do the right thing at the right time.

Who is insider?

Every director or senior officer, as well as any other entity or individual owning more than 10% of the company’s shares on the stock market, is called an insider. Such people or entities are allowed to buy/sell the company's shares under strictly controlled conditions. Key premise here is that none of them can make trades based on non-public information about the company.