LPL Financial Holdings
Insider trading & Transactions

Last updated:

Transaction Date Insider Security Shares Price per share Total value Source
Sale
TPG GROUP HOLDINGS (SBS) ADVISORS, INC. other: Former 10% Owner
 Common Stock, par value $0.001 per share 4,319,537 N/A N/A
Option
ARNOLD DAN H. director, officer: President & ..
 Common Stock 4,273 N/A N/A
Option
ARNOLD DAN H. director, officer: President & ..
 Option to purchase Common Stock 4,273 N/A N/A
Sale
ARNOLD DAN H. director, officer: President & ..
 Common Stock 4,273 N/A N/A
Option
HANDELSMAN SHARYN officer: MD, Chief Compliance O..
 Option to purchase Common Stock 6,393 N/A N/A
Option
HANDELSMAN SHARYN officer: MD, Chief Compliance O..
 Common Stock 6,393 N/A N/A
Sale
HANDELSMAN SHARYN officer: MD, Chief Compliance O..
 Common Stock 6,393 N/A N/A
Option
BUCHHEISTER JEFFREY R. officer: EVP, Chief Accounting ..
 Common Stock 13,360 N/A N/A
Option
BUCHHEISTER JEFFREY R. officer: EVP, Chief Accounting ..
 Option to purchase Common Stock 13,360 N/A N/A
Purchase
CASADY MARK S director
 Common Stock 21,100 N/A N/A
Option
THOMAS LUX officer: Acting Chief Financial..
 Option to purchase Common Stock 2,000 N/A N/A
Option
THOMAS LUX officer: Acting Chief Financial..
 Common Stock 2,000 N/A N/A
Option
THOMAS LUX officer: Acting Chief Financial..
 Common Stock 2,000 N/A N/A
Option
THOMAS LUX officer: Acting Chief Financial..
 Option to purchase Common Stock 2,000 N/A N/A
Sale
ARNOLD DAN H. director, officer: President & ..
 Common Stock 3,661 N/A N/A
Option
ARNOLD DAN H. director, officer: President & ..
 Common Stock 5,458 N/A N/A
Option
ARNOLD DAN H. director, officer: President & ..
 Option to purchase Common Stock 5,458 N/A N/A
Sale
ARNOLD DAN H. director, officer: President & ..
 Common Stock 5,458 N/A N/A
Option
ARNOLD DAN H. director, officer: President & ..
 Option to purchase Common Stock 18,542 N/A N/A
Option
ARNOLD DAN H. director, officer: President & ..
 Common Stock 18,542 N/A N/A
Sale
ARNOLD DAN H. director, officer: President & ..
 Common Stock 18,542 N/A N/A
Option
THOMAS LUX officer: Acting Chief Financial..
 Option to purchase common stock 6,200 $27.17 $168,454
Option
THOMAS LUX officer: Acting Chief Financial..
 Option to purchase common stock 6,200 N/A N/A
Option
THOMAS LUX officer: Acting Chief Financial..
 Common Stock 6,200 N/A N/A
Sale
THOMAS LUX officer: Acting Chief Financial..
 Common Stock 4,000 N/A N/A
Option
MOORE ROBERT J. officer: President
 Common Stock 129,999 $19.74 $2,566,180
Option
BRUTON DEREK officer: MD, Independent Adviso..
 Common Stock 16,000 $22.08 $353,280
Sale
MOORE ROBERT J. officer: President
 Common Stock 99,993 $53.29 $5,328,227
Option
MOORE ROBERT J. officer: President
 Option to purchase common stock 129,999 $19.74 $2,566,180
Sale
BRUTON DEREK officer: MD, Independent Adviso..
 Common Stock 16,000 $22.08 $353,280
Option
BRUTON DEREK officer: MD, Independent Adviso..
 Option to purchase common stock 16,000 $22.08 $353,280
Sale
TPG GROUP HOLDINGS (SBS) ADVISORS, INC. other: Former 10% Owner
 Common Stock, par value $0.001 per share 3,823,076 $52 $198,799,952
Sale
MOORE ROBERT J. officer: President
 Common Stock 30,000 $52 $1,560,000
Sale
ARNOLD DAN H. director, officer: President & ..
 Common Stock 70,000 $52 $3,640,000
Sale
PUTNAM JAMES S director
 Common Stock 30,000 $50 $1,500,000
Sale
PUTNAM JAMES S director
 Common Stock 30,000 $48 $1,440,000
Sale
PUTNAM JAMES S director
 Common Stock 30,000 $46 $1,380,000
Sale
PUTNAM JAMES S director
 Common Stock 11,102 $44 $488,488
Sale
PUTNAM JAMES S director
 Common Stock 18,898 $44 $831,512
Sale
THOMAS LUX officer: Acting Chief Financial..
 Common Stock 1,000 $42.31 $42,310
Sale
PUTNAM JAMES S director
 Common Stock 29,495 $42.14 $1,242,919
Sale
PUTNAM JAMES S director
 Common Stock 50,202 $42.01 $2,108,986
Sale
TPG GROUP HOLDINGS (SBS) ADVISORS, INC. other: Former 10% Owner
 Common Stock, par value $0.001 per share 59,000 $39.68 $2,341,238
Sale
TPG GROUP HOLDINGS (SBS) ADVISORS, INC. other: Former 10% Owner
 Common Stock, par value $0.001 per share 79,029 $39.78 $3,144,011
Sale
TPG GROUP HOLDINGS (SBS) ADVISORS, INC. other: Former 10% Owner
 Common Stock, par value $0.001 per share 81,502 $40.61 $3,309,796
Sale
TPG GROUP HOLDINGS (SBS) ADVISORS, INC. other: Former 10% Owner
 Common Stock, par value $0.001 per share 119,148 $40.72 $4,851,349
Sale
PUTNAM JAMES S director
 Common Stock 12,592 $40.03 $503,995
Sale
PUTNAM JAMES S director
 Common Stock 64,908 $40.01 $2,596,645
Sale
TPG GROUP HOLDINGS (SBS) ADVISORS, INC. other: Former 10% Owner
 Common Stock, par value $0.001 per share 21,848 $37.58 $821,048
Sale
TPG GROUP HOLDINGS (SBS) ADVISORS, INC. other: Former 10% Owner
 Common Stock, par value $0.001 per share 125,865 $37.57 $4,729,126

Showing 450 to 500 of 689 results.

Insider trading

Monitoring trades made by the management members or major shareholders of companies may help create a sharper picture of what is happening inside the companies. Base your decisions on buys or sells of the people involved and do the right thing at the right time.

Who is insider?

Every director or senior officer, as well as any other entity or individual owning more than 10% of the company’s shares on the stock market, is called an insider. Such people or entities are allowed to buy/sell the company's shares under strictly controlled conditions. Key premise here is that none of them can make trades based on non-public information about the company.

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