LPL Financial Holdings
Insider trading & Transactions

Last updated:

Transaction Date Insider Security Shares Price per share Total value Source
Purchase
CASADY MARK S director
 Option to Purchase Common Stock 150,000 $34.61 $5,191,500
Purchase
THOMAS LUX officer: Acting Chief Financial..
 Option to Purchase Common Stock 20,000 $34.61 $692,200
Purchase
EATON JONATHAN officer: MD, Custom Clearing Se..
 Option to Purchase Common Stock 42,400 $34.61 $1,467,464
Purchase
MCDERMOTT JOHN J. officer: MD, Chief Risk Ofc.
 Option to Purchase Common Stock 30,000 $34.61 $1,038,300
Purchase
BROWN STEPHANIE L officer: MD & General Counsel
 Option to Purchase Common Stock 40,000 $34.61 $1,384,400
Purchase
HELLIKER MARK officer: MD, Client Support Ser..
 Option to Purchase Common Stock 44,800 $34.61 $1,550,528
Option
CASADY MARK S director
 Stock Option (Right to Buy) 1,402,560 $1.49 $2,089,814
Option
EATON JONATHAN officer: MD, Custom Clearing Se..
 Common Stock 744,730 $1.81 $1,350,195
Option
EATON JONATHAN officer: MD, Custom Clearing Se..
 Stock Option (Right to Buy) 6,680 $2.07 $13,828
Option
PUTNAM JAMES S director
 Common Stock 734,700 $1.57 $1,155,683
Option
PUTNAM JAMES S director
 Stock Option (Right to Buy) 100,180 $1.88 $188,338
Option
CASADY MARK S director
 Common Stock 3,907,120 $1.57 $6,145,900
Sale
BROWN STEPHANIE L officer: MD & General Counsel
 Common Stock 125,831 $30 $3,774,930
Sale
PUTNAM JAMES S director
 Common Stock 494,297 $30 $14,828,910
Sale
ABOOD DENISE M. officer: MD, Human Capital
 Common Stock 6,906 $30 $207,180
Sale
ARNOLD DAN H. director, officer: President & ..
 Common Stock 58,356 $30 $1,750,680
Option
DWYER WILLIAM E III officer: President, Nat'l Sales
 Common Stock 567,740 $1.98 $1,121,287
Sale
STEARNS ESTHER M officer: President & COO
 Common Stock 1,302,444 $30 $39,073,320
Sale
EATON JONATHAN officer: MD, Custom Clearing Se..
 Common Stock 484,074 $30 $14,522,220
Sale
DWYER WILLIAM E III officer: President, Nat'l Sales
 Common Stock 312,257 $30 $9,367,710
Sale
CASADY MARK S director
 Common Stock 2,148,916 $30 $64,467,480
Option
DWYER WILLIAM E III officer: President, Nat'l Sales
 Stock Option (Right to Buy) 13,360 $2.07 $27,655
Option
STEARNS ESTHER M officer: President & COO
 Common Stock 2,003,760 $1.88 $3,767,069
Option
STEARNS ESTHER M officer: President & COO
 Stock Option (Right to Buy) 2,003,760 $1.88 $3,767,069
Option
DWYER WILLIAM E III officer: President, Nat'l Sales
 Employee Stock Option (right to buy) 23,000 $1.07 $24,610
Option
DWYER WILLIAM E III officer: President, Nat'l Sales
 Common Stock 23,000 $1.07 $24,610
Option
BROWN STEPHANIE L officer: MD & General Counsel
 Common Stock 64,680 $1.07 $69,208
Option
BROWN STEPHANIE L officer: MD & General Counsel
 Stock Options 64,680 $1.07 $69,208
Purchase
CASADY MARK S director
 Option to purchase common stock 120,000 $22.08 $2,649,600
Purchase
THOMAS LUX officer: Acting Chief Financial..
 Option to purchase Common Stock 20,000 $22.08 $441,600
Purchase
BROWN STEPHANIE L officer: MD & General Counsel
 Option to purchase common stock 40,000 N/A N/A
Purchase
STEARNS ESTHER M officer: President & COO
 Option to purchase common stock 80,000 $22.08 $1,766,400
Purchase
DWYER WILLIAM E III officer: President, Nat'l Sales
 Option to purchase Common Stock 50,000 $22.08 $1,104,000
Option
DWYER WILLIAM E III officer: President, Nat'l Sales
 Common Stock 25,200 $1.07 $26,964
Option
DWYER WILLIAM E III officer: President, Nat'l Sales
 Employee Stock Option (right to buy) 25,200 $1.07 $26,964
Option
MAHER BILL officer: Managing Director
 Common Stock 100 $2.38 $238
Option
MAHER BILL officer: Managing Director
 Employee Stock Option (right to buy) 100 $2.38 $238
Option
STEARNS ESTHER M officer: President & COO
 Employee Stock Option (right to buy) 500 $1.07 $535
Option
STEARNS ESTHER M officer: President & COO
 Common Stock 500 $1.07 $535

Showing 650 to 689 of 689 results.

Insider trading

Monitoring trades made by the management members or major shareholders of companies may help create a sharper picture of what is happening inside the companies. Base your decisions on buys or sells of the people involved and do the right thing at the right time.

Who is insider?

Every director or senior officer, as well as any other entity or individual owning more than 10% of the company’s shares on the stock market, is called an insider. Such people or entities are allowed to buy/sell the company's shares under strictly controlled conditions. Key premise here is that none of them can make trades based on non-public information about the company.

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