LPL Financial Holdings
Insider trading & Transactions

Last updated:

Transaction Date Insider Security Shares Price per share Total value Source
Sale
TPG GROUP HOLDINGS (SBS) ADVISORS, INC. other: Former 10% Owner
 Common Stock, par value $0.001 per share 112,524 $37.01 $4,163,951
Sale
TPG GROUP HOLDINGS (SBS) ADVISORS, INC. other: Former 10% Owner
 Common Stock, par value $0.001 per share 97,830 $36.89 $3,608,460
Sale
TPG GROUP HOLDINGS (SBS) ADVISORS, INC. other: Former 10% Owner
 Common Stock, par value $0.001 per share 13,050 $36.94 $482,106
Sale
TPG GROUP HOLDINGS (SBS) ADVISORS, INC. other: Former 10% Owner
 Common Stock, par value $0.001 per share 60,960 $37.47 $2,284,110
Sale
TPG GROUP HOLDINGS (SBS) ADVISORS, INC. other: Former 10% Owner
 Common Stock, par value $0.001 per share 57,818 $36.67 $2,119,955
Sale
TPG GROUP HOLDINGS (SBS) ADVISORS, INC. other: Former 10% Owner
 Common Stock, par value $0.001 per share 79,908 $36.63 $2,927,190
Sale
STIEFLER JEFFREY E director
 Common Stock, par value $0.001 per share 46,942 $37.18 $1,745,304
Sale
PUTNAM JAMES S director
 Common Stock 75,000 $38 $2,850,000
Sale
PUTNAM JAMES S director
 Common Stock 70,000 $36 $2,520,000
Option
HELLIKER MARK officer: MD, Client Support Ser..
 Common Stock 24,927 $19.74 $492,059
Sale
HELLIKER MARK officer: MD, Client Support Ser..
 Common Stock 24,927 $19.74 $492,059
Option
HELLIKER MARK officer: MD, Client Support Ser..
 Option to purchase common stock 24,927 $19.74 $492,059
Sale
PUTNAM JAMES S director
 Common Stock 65,000 $34.01 $2,210,650
Sale
STIEFLER JEFFREY E director
 Common Stock, par value $0.001 per share 25,000 $31.41 $785,250
Sale
PUTNAM JAMES S director
 Common Stock 40,500 $32.67 $1,323,135
Sale
PUTNAM JAMES S director
 Common Stock 39,500 $32.66 $1,290,070
Sale
BRUTON DEREK officer: MD, Independent Adviso..
 Common Stock 22,348 $19.74 $441,150
Option
BRUTON DEREK officer: MD, Independent Adviso..
 Common Stock 22,348 $19.74 $441,150
Option
BRUTON DEREK officer: MD, Independent Adviso..
 Option to Purchase Common Stock 22,348 $19.74 $441,150
Sale
BROWN STEPHANIE L officer: MD & General Counsel
 Common Stock 21,349 $33.5 $715,192
Sale
BROWN STEPHANIE L officer: MD & General Counsel
 Common Stock 10,349 $34 $351,866
Sale
BROWN STEPHANIE L officer: MD & General Counsel
 Common Stock 10,350 $30 $310,500
Option
FEENEY CHRISTOPHER officer: MD, Chief Information ..
 Common Stock 9,000 $18.04 $162,360
Sale
FEENEY CHRISTOPHER officer: MD, Chief Information ..
 Common Stock 9,000 $18.04 $162,360
Option
FEENEY CHRISTOPHER officer: MD, Chief Information ..
 Option to Purchase Common Stock 9,000 $18.04 $162,360
Sale
BROWN STEPHANIE L officer: MD & General Counsel
 Common Stock 32,056 $27 $865,512
Sale
BROWN STEPHANIE L officer: MD & General Counsel
 Common Stock 5,122 $29.17 $149,409
Sale
BROWN STEPHANIE L officer: MD & General Counsel
 Common Stock 1,008 $29.02 $29,252
Sale
CASADY MARK S director
 Common Stock 142,662 $28.63 $4,084,413
Purchase
MOORE ROBERT J. officer: President
 Common Stock 20,000 $28.42 $568,400
Sale
BROWN STEPHANIE L officer: MD & General Counsel
 Common Stock 11,000 $33.83 $372,130
Purchase
KHOURY JOAN D officer: MD, Chief Marketing Of..
 Common Stock 2,000 $32 $64,000
Option
BROWN STEPHANIE L officer: MD & General Counsel
 Common Stock 14,498 $22.08 $320,116
Option
BROWN STEPHANIE L officer: MD & General Counsel
 Option to Purchase Common Stock 14,498 $22.08 $320,116
Option
DWYER WILLIAM E III officer: President, Nat'l Sales
 Common Stock 647,246 $17.12 $11,082,793
Option
DWYER WILLIAM E III officer: President, Nat'l Sales
 Option to Purchase Common Stock 647,246 $17.12 $11,082,793
Purchase
TPG GROUP HOLDINGS (SBS) ADVISORS, INC. other: Former 10% Owner
 Common Stock 7,250,000 $33.38 $241,997,750
Sale
HELLMAN & FRIEDMAN LLC director, 10 percent owner
 Common Stock, par value $0.001 per share 7,250,000 $33.38 $241,997,750
Sale
EATON JONATHAN officer: MD, Custom Clearing Se..
 Common Stock 1,250 $35.7 $44,625
Option
THOMAS LUX officer: Acting Chief Financial..
 Common Stock 2,500 $22.08 $55,200
Option
THOMAS LUX officer: Acting Chief Financial..
 Option to Purchase Common Stock 2,500 $22.08 $55,200
Sale
BROWN STEPHANIE L officer: MD & General Counsel
 Common Stock 25,000 $37.31 $932,750
Option
MOORE ROBERT J. officer: President
 Common Stock 20,000 $24.21 $484,100
Option
MOORE ROBERT J. officer: President
 Option to Purchase Common Stock 20,000 $24.21 $484,100
Sale
EATON JONATHAN officer: MD, Custom Clearing Se..
 Common Stock 1,250 $37.44 $46,800
Sale
EATON JONATHAN officer: MD, Custom Clearing Se..
 Common Stock 7,250 $37.53 $272,093
Sale
PUTNAM JAMES S director
 Common Stock 37,544 $38.01 $1,427,047
Sale
EATON JONATHAN officer: MD, Custom Clearing Se..
 Common Stock 1,250 $37.62 $47,025
Sale
PUTNAM JAMES S director
 Common Stock 2,456 $38 $93,328
Sale
EATON JONATHAN officer: MD, Custom Clearing Se..
 Common Stock 1,250 $36.9 $46,125

Showing 500 to 550 of 689 results.

Insider trading

Monitoring trades made by the management members or major shareholders of companies may help create a sharper picture of what is happening inside the companies. Base your decisions on buys or sells of the people involved and do the right thing at the right time.

Who is insider?

Every director or senior officer, as well as any other entity or individual owning more than 10% of the company’s shares on the stock market, is called an insider. Such people or entities are allowed to buy/sell the company's shares under strictly controlled conditions. Key premise here is that none of them can make trades based on non-public information about the company.

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