LPL Financial Holdings
Insider trading & Transactions

Last updated:

Transaction Date Insider Security Shares Price per share Total value Source
Sale
EATON JONATHAN officer: MD, Custom Clearing Se..
 Common Stock 1,250 $35.83 $44,788
Sale
PUTNAM JAMES S director
 Common Stock 40,000 $36 $1,440,000
Option
FEENEY CHRISTOPHER officer: MD, Chief Information ..
 Common Stock 4,300 $18.04 $77,572
Sale
FEENEY CHRISTOPHER officer: MD, Chief Information ..
 Common Stock 4,300 $18.04 $77,572
Sale
EATON JONATHAN officer: MD, Custom Clearing Se..
 Common Stock 54,000 $36 $1,944,000
Option
FEENEY CHRISTOPHER officer: MD, Chief Information ..
 Option to Purchase Common Stock 4,300 $18.04 $77,572
Option
DWYER WILLIAM E III officer: President, Nat'l Sales
 Common Stock 64,700 $1.49 $96,403
Option
DWYER WILLIAM E III officer: President, Nat'l Sales
 Option to Purchase Common Stock 64,700 $1.49 $96,403
Sale
EATON JONATHAN officer: MD, Custom Clearing Se..
 Common Stock 1,250 $33.75 $42,188
Option
DWYER WILLIAM E III officer: President, Nat'l Sales
 Option to Purchase Common Stock 530 $1.35 $716
Option
DWYER WILLIAM E III officer: President, Nat'l Sales
 Common Stock 530 $1.35 $716
Option
DWYER WILLIAM E III officer: President, Nat'l Sales
 Option to Purchase Common Stock 35,098 $1.35 $47,382
Option
DWYER WILLIAM E III officer: President, Nat'l Sales
 Common Stock 35,098 $1.35 $47,382
Sale
DWYER WILLIAM E III officer: President, Nat'l Sales
 Common Stock 35,098 $1.35 $47,382
Sale
EATON JONATHAN officer: MD, Custom Clearing Se..
 Common Stock 1,250 $32.55 $40,688
Option
BROWN STEPHANIE L officer: MD & General Counsel
 Common Stock 60,843 N/A N/A
Option
BROWN STEPHANIE L officer: MD & General Counsel
 Restricted Stock Units 60,843 N/A N/A
Option
PUTNAM JAMES S director
 Common Stock 94,256 N/A N/A
Option
PUTNAM JAMES S director
 Restricted Stock Units 94,256 N/A N/A
Option
DWYER WILLIAM E III officer: President, Nat'l Sales
 Common Stock 95,149 N/A N/A
Option
DWYER WILLIAM E III officer: President, Nat'l Sales
 Restricted Stock Units 95,149 N/A N/A
Option
EATON JONATHAN officer: MD, Custom Clearing Se..
 Restricted Stock Units 94,256 N/A N/A
Option
EATON JONATHAN officer: MD, Custom Clearing Se..
 Common Stock 94,256 N/A N/A
Option
STEARNS ESTHER M officer: President & COO
 Common Stock 627,918 N/A N/A
Option
STEARNS ESTHER M officer: President & COO
 Restricted Stock U nits 627,918 N/A N/A
Sale
EATON JONATHAN officer: MD, Custom Clearing Se..
 Common Stock 1,250 $32.9 $41,125
Sale
EATON JONATHAN officer: MD, Custom Clearing Se..
 Common Stock 1,250 $32.66 $40,825
Option
DWYER WILLIAM E III officer: President, Nat'l Sales
 Common Stock 28,650 $1.35 $38,678
Option
DWYER WILLIAM E III officer: President, Nat'l Sales
 Option to Purchase Common Stock 28,650 $1.35 $38,678
Option
DWYER WILLIAM E III officer: President, Nat'l Sales
 Common Stock 35,098 $32.27 $1,132,612
Sale
CASADY MARK S director
 Common Stock 60,000 $32.28 $1,936,800
Sale
DWYER WILLIAM E III officer: President, Nat'l Sales
 Common Stock 35,098 $32.27 $1,132,612
Option
DWYER WILLIAM E III officer: President, Nat'l Sales
 Option to Purchase Common Stock 35,098 $32.27 $1,132,612
Sale
EATON JONATHAN officer: MD, Custom Clearing Se..
 Common Stock 1,250 $32.53 $40,663
Sale
EATON JONATHAN officer: MD, Custom Clearing Se..
 Common Stock 1,250 $34.46 $43,075
Sale
STEARNS ESTHER M officer: President & COO
 Common Stock 9,700 $34.01 $329,897
Sale
PUTNAM JAMES S director
 Common Stock 18,417 $34.01 $626,362
Sale
PUTNAM JAMES S director
 Common Stock 21,583 $34 $733,822
Sale
STEARNS ESTHER M officer: President & COO
 Common Stock 4,700 $34 $159,800
Sale
EATON JONATHAN officer: MD, Custom Clearing Se..
 Common Stock 1,250 $33.48 $41,850
Sale
STEARNS ESTHER M officer: President & COO
 Common Stock 14,900 $33.01 $491,849
Sale
STEARNS ESTHER M officer: President & COO
 Common Stock 100 $33 $3,300
Sale
STEARNS ESTHER M officer: President & COO
 Common Stock 15,000 $32.02 $480,300
Sale
EATON JONATHAN officer: MD, Custom Clearing Se..
 Common Stock 1,250 $30.87 $38,588
Sale
STEARNS ESTHER M officer: President & COO
 Common Stock 37,900 $31.01 $1,175,279
Sale
STEARNS ESTHER M officer: President & COO
 Common Stock 46,500 $30.9 $1,436,850
Sale
STEARNS ESTHER M officer: President & COO
 Common Stock 32,100 $30.61 $982,581
Sale
STEARNS ESTHER M officer: President & COO
 Common Stock 24,600 $30.24 $743,904
Sale
STEARNS ESTHER M officer: President & COO
 Common Stock 28,900 $30.68 $886,652
Sale
EATON JONATHAN officer: MD, Custom Clearing Se..
 Common Stock 1,250 $30.77 $38,463

Showing 550 to 600 of 689 results.

Insider trading

Monitoring trades made by the management members or major shareholders of companies may help create a sharper picture of what is happening inside the companies. Base your decisions on buys or sells of the people involved and do the right thing at the right time.

Who is insider?

Every director or senior officer, as well as any other entity or individual owning more than 10% of the company’s shares on the stock market, is called an insider. Such people or entities are allowed to buy/sell the company's shares under strictly controlled conditions. Key premise here is that none of them can make trades based on non-public information about the company.

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