PennyMac Financial Services
Insider trading & Transactions

Last updated: 23 Oct 2020

Transaction	Date	Insider	Security	Shares	Price per share	Total value
Sale	23 Oct 2020	WALKER DAVID M officer: Chief Risk Officer officer: Chief Risk Officer	Common Stock	10,000	N/A	N/A
Sale	22 Oct 2020	WALKER DAVID M officer: Chief Risk Officer officer: Chief Risk Officer	Common Stock	10,000	N/A	N/A
Sale	15 Oct 2020	KURLAND STANFORD L director, 10 percent owner director, 10 percent owner	Common Stock	1,000	N/A	N/A
Sale	14 Oct 2020	KURLAND STANFORD L director, 10 percent owner director, 10 percent owner	Common Stock	15,000	N/A	N/A
Sale	14 Oct 2020	KURLAND STANFORD L director, 10 percent owner director, 10 percent owner	Common Stock	15,000	$66.71	$1,000,650
Sale	13 Oct 2020	KURLAND STANFORD L director, 10 percent owner director, 10 percent owner	Common Stock	15,000	N/A	N/A
Sale	8 Oct 2020	SPECTOR DAVID director, officer: President & CEO director, officer: President & ..	Common Stock	15,000	N/A	N/A
Sale	8 Oct 2020	WALKER DAVID M officer: Chief Risk Officer officer: Chief Risk Officer	Common Stock	10,000	N/A	N/A
Sale	7 Oct 2020	SPECTOR DAVID director, officer: President & CEO director, officer: President & ..	Common Stock	15,000	N/A	N/A
Sale	7 Oct 2020	WALKER DAVID M officer: Chief Risk Officer officer: Chief Risk Officer	Common Stock	10,000	N/A	N/A
Option	1 Oct 2020	GROGIN JEFFREY officer: Chief Enterprise Ops Officer officer: Chief Enterprise Ops O..	Common Stock	9,225	N/A	N/A
Sale	1 Oct 2020	MAZZELLA JOSEPH F director director	Common Stock	18,000	N/A	N/A
Option	1 Oct 2020	GROGIN JEFFREY officer: Chief Enterprise Ops Officer officer: Chief Enterprise Ops O..	Nonstatutory Stock Option (Right to Buy)	9,225	N/A	N/A
Sale	1 Oct 2020	GROGIN JEFFREY officer: Chief Enterprise Ops Officer officer: Chief Enterprise Ops O..	Common Stock	9,225	N/A	N/A
Sale	28 Sep 2020	KURLAND STANFORD L director, 10 percent owner director, 10 percent owner	Common Stock	1,000	$58.81	$58,810
Sale	28 Sep 2020	KURLAND STANFORD L director, 10 percent owner director, 10 percent owner	Common Stock	1,000	N/A	N/A
Sale	25 Sep 2020	KURLAND STANFORD L director, 10 percent owner director, 10 percent owner	Common Stock	15,000	N/A	N/A
Sale	24 Sep 2020	KURLAND STANFORD L director, 10 percent owner director, 10 percent owner	Common Stock	15,000	N/A	N/A
Sale	18 Sep 2020	WALKER DAVID M officer: Chief Risk Officer officer: Chief Risk Officer	Common Stock	10,000	N/A	N/A
Sale	18 Sep 2020	WALKER DAVID M officer: Chief Risk Officer officer: Chief Risk Officer	Common Stock	10,000	$59.24	$592,420
Sale	17 Sep 2020	WALKER DAVID M officer: Chief Risk Officer officer: Chief Risk Officer	Common Stock	10,000	N/A	N/A
Sale	17 Sep 2020	SPECTOR DAVID director, officer: President & CEO director, officer: President & ..	Common Stock	15,000	N/A	N/A
Sale	16 Sep 2020	SPECTOR DAVID director, officer: President & CEO director, officer: President & ..	Common Stock	15,000	$58.41	$876,075
Sale	16 Sep 2020	SPECTOR DAVID director, officer: President & CEO director, officer: President & ..	Common Stock	15,000	N/A	N/A
Sale	11 Sep 2020	KURLAND STANFORD L director, 10 percent owner director, 10 percent owner	Common Stock	1,200	N/A	N/A
Sale	11 Sep 2020	KURLAND STANFORD L director, 10 percent owner director, 10 percent owner	Common Stock	1,200	$53.4	$64,080
Sale	10 Sep 2020	KURLAND STANFORD L director, 10 percent owner director, 10 percent owner	Common Stock	15,000	N/A	N/A
Sale	9 Sep 2020	KURLAND STANFORD L director, 10 percent owner director, 10 percent owner	Common Stock	15,000	N/A	N/A
Sale	2 Sep 2020	WALKER DAVID M officer: Chief Risk Officer officer: Chief Risk Officer	Common Stock	10,000	N/A	N/A
Sale	1 Sep 2020	WALKER DAVID M officer: Chief Risk Officer officer: Chief Risk Officer	Common Stock	10,000	N/A	N/A
Sale	1 Sep 2020	GROGIN JEFFREY officer: Chief Enterprise Ops Officer officer: Chief Enterprise Ops O..	Common Stock	9,225	N/A	N/A
Option	1 Sep 2020	GROGIN JEFFREY officer: Chief Enterprise Ops Officer officer: Chief Enterprise Ops O..	Common Stock	9,225	N/A	N/A
Sale	1 Sep 2020	GROGIN JEFFREY officer: Chief Enterprise Ops Officer officer: Chief Enterprise Ops O..	Common Stock	9,225	$52.75	$486,573
Option	1 Sep 2020	GROGIN JEFFREY officer: Chief Enterprise Ops Officer officer: Chief Enterprise Ops O..	Nonstatutory Stock Option (Right to Buy)	9,225	N/A	N/A
Sale	1 Sep 2020	MAZZELLA JOSEPH F director director	Common Stock	18,000	N/A	N/A
Sale	27 Aug 2020	KURLAND STANFORD L director, 10 percent owner director, 10 percent owner	Common Stock	15,000	N/A	N/A
Sale	26 Aug 2020	KURLAND STANFORD L director, 10 percent owner director, 10 percent owner	Common Stock	15,000	N/A	N/A
Sale	25 Aug 2020	KURLAND STANFORD L director, 10 percent owner director, 10 percent owner	Common Stock	15,000	N/A	N/A
Sale	25 Aug 2020	KURLAND STANFORD L director, 10 percent owner director, 10 percent owner	Common Stock	15,000	$50.27	$754,095
Sale	19 Aug 2020	WALKER DAVID M officer: Chief Risk Officer officer: Chief Risk Officer	Common Stock	10,000	N/A	N/A
Sale	18 Aug 2020	SPECTOR DAVID director, officer: President & CEO director, officer: President & ..	Common Stock	15,000	N/A	N/A
Sale	18 Aug 2020	WALKER DAVID M officer: Chief Risk Officer officer: Chief Risk Officer	Common Stock	10,000	N/A	N/A
Sale	17 Aug 2020	SPECTOR DAVID director, officer: President & CEO director, officer: President & ..	Common Stock	15,000	N/A	N/A
Sale	12 Aug 2020	KURLAND STANFORD L director, 10 percent owner director, 10 percent owner	Common Stock	15,000	N/A	N/A
Sale	11 Aug 2020	KURLAND STANFORD L director, 10 percent owner director, 10 percent owner	Common Stock	15,000	N/A	N/A
Sale	10 Aug 2020	NANJI FARHAD director director	Common Stock	42,000	N/A	N/A
Sale	10 Aug 2020	KURLAND STANFORD L director, 10 percent owner director, 10 percent owner	Common Stock	15,000	$52.84	$792,645
Sale	10 Aug 2020	KURLAND STANFORD L director, 10 percent owner director, 10 percent owner	Common Stock	15,000	N/A	N/A
Sale	7 Aug 2020	WALKER DAVID M officer: Chief Risk Officer officer: Chief Risk Officer	Common Stock	10,000	$52.88	$528,810
Sale	7 Aug 2020	WALKER DAVID M officer: Chief Risk Officer officer: Chief Risk Officer	Common Stock	10,000	N/A	N/A

Showing 500 to 550 of 820 results.

Insider trading

Monitoring trades made by the management members or major shareholders of companies may help create a sharper picture of what is happening inside the companies. Base your decisions on buys or sells of the people involved and do the right thing at the right time.

Who is insider?

Every director or senior officer, as well as any other entity or individual owning more than 10% of the company’s shares on the stock market, is called an insider. Such people or entities are allowed to buy/sell the company's shares under strictly controlled conditions. Key premise here is that none of them can make trades based on non-public information about the company.

PennyMac Financial Services Insider trading & Transactions

Insider trading

Who is insider?

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PennyMac Financial Services
Insider trading & Transactions