PennyMac Financial Services
Insider trading & Transactions

Last updated: 24 Jan 2020

Transaction	Date	Insider	Security	Shares	Price per share	Total value
Sale	24 Jan 2020	WALKER DAVID M officer: Chief Risk Officer officer: Chief Risk Officer	Common Stock	5,000	N/A	N/A
Sale	23 Jan 2020	MCCALLION ANNE director director	Common Stock	5,000	N/A	N/A
Sale	23 Jan 2020	WALKER DAVID M officer: Chief Risk Officer officer: Chief Risk Officer	Common Stock	5,000	N/A	N/A
Sale	22 Jan 2020	MCCALLION ANNE director director	Common Stock	5,000	N/A	N/A
Sale	16 Jan 2020	KURLAND STANFORD L director, 10 percent owner director, 10 percent owner	Common Stock	10,000	N/A	N/A
Sale	15 Jan 2020	MAZZELLA JOSEPH F director director	Common Stock	18,000	N/A	N/A
Sale	15 Jan 2020	KURLAND STANFORD L director, 10 percent owner director, 10 percent owner	Common Stock	15,000	N/A	N/A
Sale	15 Jan 2020	KURLAND STANFORD L director, 10 percent owner director, 10 percent owner	Common Stock	15,000	$33.95	$509,235
Sale	14 Jan 2020	KURLAND STANFORD L director, 10 percent owner director, 10 percent owner	Common Stock	15,000	$33.95	$509,235
Sale	14 Jan 2020	KURLAND STANFORD L director, 10 percent owner director, 10 percent owner	Common Stock	15,000	N/A	N/A
Sale	8 Jan 2020	WALKER DAVID M officer: Chief Risk Officer officer: Chief Risk Officer	Common Stock	5,000	N/A	N/A
Sale	8 Jan 2020	MCCALLION ANNE director director	Common Stock	5,000	N/A	N/A
Sale	7 Jan 2020	MCCALLION ANNE director director	Common Stock	5,000	N/A	N/A
Sale	7 Jan 2020	WALKER DAVID M officer: Chief Risk Officer officer: Chief Risk Officer	Common Stock	5,000	N/A	N/A
Sale	19 Dec 2019	MCCALLION ANNE director director	Common Stock	5,000	N/A	N/A
Sale	18 Dec 2019	MCCALLION ANNE director director	Common Stock	5,000	N/A	N/A
Sale	6 Dec 2019	KURLAND STANFORD L director, 10 percent owner director, 10 percent owner	Common Stock	15,000	N/A	N/A
Sale	6 Dec 2019	MCCALLION ANNE director director	Common Stock	5,000	N/A	N/A
Sale	6 Dec 2019	JONES DOUG officer: Chief Mtge Bnkg Ofcr officer: Chief Mtge Bnkg Ofcr	Common Stock	9,000	N/A	N/A
Sale	5 Dec 2019	MCCALLION ANNE director director	Common Stock	5,000	N/A	N/A
Sale	5 Dec 2019	KURLAND STANFORD L director, 10 percent owner director, 10 percent owner	Common Stock	15,000	N/A	N/A
Sale	4 Dec 2019	KURLAND STANFORD L director, 10 percent owner director, 10 percent owner	Common Stock	15,000	N/A	N/A
Sale	20 Nov 2019	MAZZELLA JOSEPH F director director	Common Stock	35,000	N/A	N/A
Sale	20 Nov 2019	MCCALLION ANNE director director	Common Stock	5,000	N/A	N/A
Sale	19 Nov 2019	MAZZELLA JOSEPH F director director	Common Stock	40,000	N/A	N/A
Sale	19 Nov 2019	GROGIN JEFFREY officer: Chief Enterprise Ops Officer officer: Chief Enterprise Ops O..	Common Stock	15,595	N/A	N/A
Sale	19 Nov 2019	MCCALLION ANNE director director	Common Stock	5,000	N/A	N/A
Sale	18 Nov 2019	GROGIN JEFFREY officer: Chief Enterprise Ops Officer officer: Chief Enterprise Ops O..	Common Stock	17,028	N/A	N/A
Sale	12 Nov 2019	KURLAND STANFORD L director, 10 percent owner director, 10 percent owner	Common Stock	15,000	N/A	N/A
Sale	11 Nov 2019	KURLAND STANFORD L director, 10 percent owner director, 10 percent owner	Common Stock	15,000	N/A	N/A
Sale	8 Nov 2019	BOTEIN MATTHEW director director	Common Stock	20,000	N/A	N/A
Sale	8 Nov 2019	KURLAND STANFORD L director, 10 percent owner director, 10 percent owner	Common Stock	15,000	N/A	N/A
Sale	7 Nov 2019	BOTEIN MATTHEW director director	Common Stock	20,000	N/A	N/A
Sale	6 Nov 2019	BOTEIN MATTHEW director director	Common Stock	20,000	N/A	N/A
Sale	5 Nov 2019	MCCALLION ANNE director director	Common Stock	5,000	N/A	N/A
Sale	5 Nov 2019	BOTEIN MATTHEW director director	Common Stock	20,000	N/A	N/A
Sale	4 Nov 2019	BOTEIN MATTHEW director director	Common Stock	20,000	N/A	N/A
Sale	4 Nov 2019	MCCALLION ANNE director director	Common Stock	5,000	N/A	N/A
Sale	24 Oct 2019	MCCALLION ANNE director director	Common Stock	5,000	N/A	N/A
Sale	23 Oct 2019	MCCALLION ANNE director director	Common Stock	5,000	N/A	N/A
Sale	21 Oct 2019	KURLAND STANFORD L director, 10 percent owner director, 10 percent owner	Common Stock	15,000	N/A	N/A
Sale	18 Oct 2019	KURLAND STANFORD L director, 10 percent owner director, 10 percent owner	Common Stock	15,000	N/A	N/A
Sale	17 Oct 2019	KURLAND STANFORD L director, 10 percent owner director, 10 percent owner	Common Stock	15,000	N/A	N/A
Sale	9 Oct 2019	MCCALLION ANNE director director	Common Stock	5,000	N/A	N/A
Sale	8 Oct 2019	MCCALLION ANNE director director	Common Stock	5,000	N/A	N/A
Sale	24 Sep 2019	MCCALLION ANNE director director	Common Stock	5,000	N/A	N/A
Sale	23 Sep 2019	MCCALLION ANNE director director	Common Stock	5,000	N/A	N/A
Sale	12 Sep 2019	KURLAND STANFORD L director, 10 percent owner director, 10 percent owner	Common Stock	15,000	N/A	N/A
Sale	12 Sep 2019	KURLAND STANFORD L director, 10 percent owner director, 10 percent owner	Common Stock	15,000	$30.65	$459,675
Sale	11 Sep 2019	KURLAND STANFORD L director, 10 percent owner director, 10 percent owner	Common Stock	15,000	N/A	N/A

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Insider trading

Monitoring trades made by the management members or major shareholders of companies may help create a sharper picture of what is happening inside the companies. Base your decisions on buys or sells of the people involved and do the right thing at the right time.

Who is insider?

Every director or senior officer, as well as any other entity or individual owning more than 10% of the company’s shares on the stock market, is called an insider. Such people or entities are allowed to buy/sell the company's shares under strictly controlled conditions. Key premise here is that none of them can make trades based on non-public information about the company.

PennyMac Financial Services Insider trading & Transactions

Insider trading

Who is insider?

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PennyMac Financial Services
Insider trading & Transactions