Sale
WALKER DAVID M officer: Chief Risk Officer officer: Chief Risk Officer
Common Stock 10,000 N/A N/A Option
GROGIN JEFFREY officer: Chief Enterprise Ops Officer officer: Chief Enterprise Ops O..
Common Stock 9,225 N/A N/A Sale
MAZZELLA JOSEPH F director director
Common Stock 18,000 N/A N/A Option
GROGIN JEFFREY officer: Chief Enterprise Ops Officer officer: Chief Enterprise Ops O..
Nonstatutory Stock Option (Right to Buy) 9,225 N/A N/A Sale
GROGIN JEFFREY officer: Chief Enterprise Ops Officer officer: Chief Enterprise Ops O..
Common Stock 9,225 N/A N/A Sale
KURLAND STANFORD L director, 10 percent owner director, 10 percent owner
Common Stock 15,000 $47.94 $719,025 Sale
KURLAND STANFORD L director, 10 percent owner director, 10 percent owner
Common Stock 15,000 N/A N/A Sale
KURLAND STANFORD L director, 10 percent owner director, 10 percent owner
Common Stock 15,000 N/A N/A Sale
KURLAND STANFORD L director, 10 percent owner director, 10 percent owner
Common Stock 15,000 N/A N/A Sale
MCCALLION ANNE director director
Common Stock 5,000 N/A N/A Sale
WALKER DAVID M officer: Chief Risk Officer officer: Chief Risk Officer
Common Stock 10,000 $44.71 $447,130 Sale
WALKER DAVID M officer: Chief Risk Officer officer: Chief Risk Officer
Common Stock 10,000 N/A N/A Sale
BOTEIN MATTHEW director director
Common Stock 3,190 N/A N/A Sale
MCCALLION ANNE director director
Common Stock 5,000 N/A N/A Sale
BOTEIN MATTHEW director director
Common Stock 3,095 N/A N/A Sale
WALKER DAVID M officer: Chief Risk Officer officer: Chief Risk Officer
Common Stock 10,000 N/A N/A Sale
BOTEIN MATTHEW director director
Common Stock 13,615 N/A N/A Sale
SPECTOR DAVID director, officer: President & CEO director, officer: President & ..
Common Stock 6,300 $43.8 $275,921 Sale
BOTEIN MATTHEW director director
Common Stock 16,389 N/A N/A Sale
SPECTOR DAVID director, officer: President & CEO director, officer: President & ..
Common Stock 15,000 N/A N/A Sale
SPECTOR DAVID director, officer: President & CEO director, officer: President & ..
Common Stock 15,000 N/A N/A Sale
BOTEIN MATTHEW director director
Common Stock 3,711 N/A N/A Sale
KURLAND STANFORD L director, 10 percent owner director, 10 percent owner
Common Stock 15,000 N/A N/A Sale
BOTEIN MATTHEW director director
Common Stock 60,000 N/A N/A Sale
KURLAND STANFORD L director, 10 percent owner director, 10 percent owner
Common Stock 15,000 N/A N/A Sale
KURLAND STANFORD L director, 10 percent owner director, 10 percent owner
Common Stock 15,000 N/A N/A Sale
WALKER DAVID M officer: Chief Risk Officer officer: Chief Risk Officer
Common Stock 10,000 N/A N/A Sale
MCCALLION ANNE director director
Common Stock 5,000 N/A N/A Sale
WALKER DAVID M officer: Chief Risk Officer officer: Chief Risk Officer
Common Stock 10,000 N/A N/A Sale
MCCALLION ANNE director director
Common Stock 5,000 N/A N/A Option
GROGIN JEFFREY officer: Chief Enterprise Ops Officer officer: Chief Enterprise Ops O..
Nonstatutory Stock Option (Right to Buy) 9,225 N/A N/A Sale
GROGIN JEFFREY officer: Chief Enterprise Ops Officer officer: Chief Enterprise Ops O..
Common Stock 9,225 N/A N/A Sale
MAZZELLA JOSEPH F director director
Common Stock 18,000 N/A N/A Option
GROGIN JEFFREY officer: Chief Enterprise Ops Officer officer: Chief Enterprise Ops O..
Common Stock 9,225 N/A N/A Sale
KURLAND STANFORD L director, 10 percent owner director, 10 percent owner
Common Stock 15,000 $41.09 $616,350 Sale
KURLAND STANFORD L director, 10 percent owner director, 10 percent owner
Common Stock 15,000 N/A N/A Sale
KURLAND STANFORD L director, 10 percent owner director, 10 percent owner
Common Stock 15,000 N/A N/A Sale
MCCALLION ANNE director director
Common Stock 5,000 N/A N/A Sale
KURLAND STANFORD L director, 10 percent owner director, 10 percent owner
Common Stock 15,000 N/A N/A Sale
MCCALLION ANNE director director
Common Stock 5,000 N/A N/A Sale
NANJI FARHAD director director
Common Stock 50,000 N/A N/A Sale
WALKER DAVID M officer: Chief Risk Officer officer: Chief Risk Officer
Common Stock 10,000 N/A N/A Sale
WALKER DAVID M officer: Chief Risk Officer officer: Chief Risk Officer
Common Stock 10,000 N/A N/A Sale
KURLAND STANFORD L director, 10 percent owner director, 10 percent owner
Common Stock 15,000 N/A N/A Sale
KURLAND STANFORD L director, 10 percent owner director, 10 percent owner
Common Stock 15,000 N/A N/A Sale
MCCALLION ANNE director director
Common Stock 5,000 N/A N/A Sale
KURLAND STANFORD L director, 10 percent owner director, 10 percent owner
Common Stock 15,000 N/A N/A Sale
MCCALLION ANNE director director
Common Stock 5,000 N/A N/A Sale
WALKER DAVID M officer: Chief Risk Officer officer: Chief Risk Officer
Common Stock 10,000 N/A N/A Sale
WALKER DAVID M officer: Chief Risk Officer officer: Chief Risk Officer
Common Stock 10,000 N/A N/A