Option
HENDRY GREGORY L officer: MD, Chief Accounting Officer officer: MD, Chief Accounting O..
Common Stock 1,775 N/A N/A Option
WALKER DAVID M officer: Chief Risk Officer officer: Chief Risk Officer
Common Stock 13,930 N/A N/A Option
WALKER DAVID M officer: Chief Risk Officer officer: Chief Risk Officer
Performance-Based Restricted Stock Units 13,930 N/A N/A Option
CHANG ANDREW S officer: Chief Financial Officer officer: Chief Financial Officer
Common Stock 22,290 N/A N/A Option
CHANG ANDREW S officer: Chief Financial Officer officer: Chief Financial Officer
Performance-Based Restricted Stock Units 22,290 N/A N/A Option
GROGIN JEFFREY officer: Chief Enterprise Ops Officer officer: Chief Enterprise Ops O..
Common Stock 18,110 N/A N/A Option
GROGIN JEFFREY officer: Chief Enterprise Ops Officer officer: Chief Enterprise Ops O..
Performance-Based Restricted Stock Units 18,110 N/A N/A Option
SPECTOR DAVID director, officer: President & CEO director, officer: President & ..
Common Stock 55,726 N/A N/A Option
SPECTOR DAVID director, officer: President & CEO director, officer: President & ..
Performance-Based Restricted Stock Units 55,726 N/A N/A Option
MCCALLION ANNE director director
Common Stock 18,110 N/A N/A Option
MCCALLION ANNE director director
Performance-Based Restricted Stock Units 18,110 N/A N/A Option
KURLAND STANFORD L director, 10 percent owner director, 10 percent owner
Common Stock 156,739 N/A N/A Option
KURLAND STANFORD L director, 10 percent owner director, 10 percent owner
Performance-Based Restricted Stock Units 156,739 N/A N/A Sale
WALKER DAVID M officer: Chief Risk Officer officer: Chief Risk Officer
Common Stock 5,000 N/A N/A Sale
WALKER DAVID M officer: Chief Risk Officer officer: Chief Risk Officer
Common Stock 5,000 N/A N/A Sale
KURLAND STANFORD L director, 10 percent owner director, 10 percent owner
Common Stock 1,000 N/A N/A Sale
SPECTOR DAVID director, officer: President & CEO director, officer: President & ..
Common Stock 4,617 N/A N/A Sale
SPECTOR DAVID director, officer: President & CEO director, officer: President & ..
Common Stock 6,040 N/A N/A Sale
KURLAND STANFORD L director, 10 percent owner director, 10 percent owner
Common Stock 15,000 N/A N/A Sale
KURLAND STANFORD L director, 10 percent owner director, 10 percent owner
Common Stock 15,000 N/A N/A Sale
BOTEIN MATTHEW director director
Common Stock 5,687 N/A N/A Sale
MCCALLION ANNE director director
Common Stock 5,000 N/A N/A Sale
MCCALLION ANNE director director
Common Stock 5,000 N/A N/A Sale
MAZZELLA JOSEPH F director director
Common Stock 18,000 N/A N/A Sale
WALKER DAVID M officer: Chief Risk Officer officer: Chief Risk Officer
Common Stock 5,000 $35.43 $177,150 Sale
WALKER DAVID M officer: Chief Risk Officer officer: Chief Risk Officer
Common Stock 5,000 N/A N/A Sale
WALKER DAVID M officer: Chief Risk Officer officer: Chief Risk Officer
Common Stock 5,000 N/A N/A Sale
KURLAND STANFORD L director, 10 percent owner director, 10 percent owner
Common Stock 2,500 N/A N/A Sale
MCCALLION ANNE director director
Common Stock 5,000 N/A N/A Sale
KURLAND STANFORD L director, 10 percent owner director, 10 percent owner
Common Stock 15,000 N/A N/A Sale
MCCALLION ANNE director director
Common Stock 5,000 N/A N/A Sale
KURLAND STANFORD L director, 10 percent owner director, 10 percent owner
Common Stock 15,000 N/A N/A Sale
KURLAND STANFORD L director, 10 percent owner director, 10 percent owner
Common Stock 15,000 $35.07 $526,080 Sale
WALKER DAVID M officer: Chief Risk Officer officer: Chief Risk Officer
Common Stock 5,000 N/A N/A Sale
WALKER DAVID M officer: Chief Risk Officer officer: Chief Risk Officer
Common Stock 5,000 N/A N/A Sale
BOTEIN MATTHEW director director
Common Stock 15,000 N/A N/A Sale
BOTEIN MATTHEW director director
Common Stock 20,000 N/A N/A Sale
KURLAND STANFORD L director, 10 percent owner director, 10 percent owner
Common Stock 2,500 N/A N/A Sale
KURLAND STANFORD L director, 10 percent owner director, 10 percent owner
Common Stock 15,000 N/A N/A Sale
BOTEIN MATTHEW director director
Common Stock 20,000 N/A N/A Sale
KURLAND STANFORD L director, 10 percent owner director, 10 percent owner
Common Stock 15,000 N/A N/A Sale
BOTEIN MATTHEW director director
Common Stock 20,000 N/A N/A Sale
MCCALLION ANNE director director
Common Stock 5,000 N/A N/A Sale
MCCALLION ANNE director director
Common Stock 5,000 N/A N/A Sale
KURLAND STANFORD L director, 10 percent owner director, 10 percent owner
Common Stock 1,000 N/A N/A Sale
KURLAND STANFORD L director, 10 percent owner director, 10 percent owner
Common Stock 15,000 N/A N/A Sale
KURLAND STANFORD L director, 10 percent owner director, 10 percent owner
Common Stock 15,000 $34.29 $514,275 Sale
MAZZELLA JOSEPH F director director
Common Stock 18,000 N/A N/A Sale
KURLAND STANFORD L director, 10 percent owner director, 10 percent owner
Common Stock 15,000 N/A N/A Sale
KURLAND STANFORD L director, 10 percent owner director, 10 percent owner
Common Stock 15,000 $34.29 $514,275