Sale
DELPECH PHILIPPE officer: President, Otis Elevator officer: President, Otis Elevator
Common Stock 40,800 N/A N/A Option
GILL CHARLES D officer: Executive VP & General Counsel officer: Executive VP & General..
Stock Appreciation Right 23,500 N/A N/A Sale
GILL CHARLES D officer: Executive VP & General Counsel officer: Executive VP & General..
Common Stock 7,144 N/A N/A Option
GILL CHARLES D officer: Executive VP & General Counsel officer: Executive VP & General..
Common Stock 23,500 N/A N/A Option
WHITEHOUSE DAVID R officer: Corp VP, Treasurer officer: Corp VP, Treasurer
Common Stock 11 N/A N/A Option
WHITEHOUSE DAVID R officer: Corp VP, Treasurer officer: Corp VP, Treasurer
Dividend Equivalent Rights 11 N/A N/A Option
GILL CHARLES D officer: Executive VP & General Counsel officer: Executive VP & General..
Stock Appreciation Right 23,300 N/A N/A Sale
GILL CHARLES D officer: Executive VP & General Counsel officer: Executive VP & General..
Common Stock 8,958 N/A N/A Option
GILL CHARLES D officer: Executive VP & General Counsel officer: Executive VP & General..
Common Stock 23,300 N/A N/A Option
WHITEHOUSE DAVID R officer: Corp VP, Treasurer officer: Corp VP, Treasurer
Common Stock 1,674 N/A N/A Option
WHITEHOUSE DAVID R officer: Corp VP, Treasurer officer: Corp VP, Treasurer
Restricted Stock Units RSU 1,674 N/A N/A Sale
HAYES GREGORY director, officer: President and CEO director, officer: President an..
Common Stock 980 N/A N/A Option
HAYES GREGORY director, officer: President and CEO director, officer: President an..
Common Stock 55,500 N/A N/A Option
HAYES GREGORY director, officer: President and CEO director, officer: President an..
Stock Appreciation Right 55,500 N/A N/A Sale
AMATO ELIZABETH B officer: EVP & Chief HR Officer officer: EVP & Chief HR Officer
Common Stock 3,696 N/A N/A Option
AMATO ELIZABETH B officer: EVP & Chief HR Officer officer: EVP & Chief HR Officer
Stock Appreciation Right 9,600 N/A N/A Option
AMATO ELIZABETH B officer: EVP & Chief HR Officer officer: EVP & Chief HR Officer
Common Stock 9,600 N/A N/A Sale
GITLIN DAVID L. officer: President & CEO, Carrier officer: President & CEO, Carrier
Common Stock 7,091 N/A N/A Option
GITLIN DAVID L. officer: President & CEO, Carrier officer: President & CEO, Carrier
Common Stock 19,150 N/A N/A Option
GITLIN DAVID L. officer: President & CEO, Carrier officer: President & CEO, Carrier
Stock Appreciation Right 3,300 N/A N/A Sale
FARACI JOHN V director director
Common Stock 0 N/A N/A Sale
FARACI JOHN V director director
Common Stock 1,153 N/A N/A Purchase
REYNOLDS FREDRIC G director director
Common Stock 12,000 N/A N/A Option
WHITEHOUSE DAVID R officer: Corp VP, Treasurer officer: Corp VP, Treasurer
Restricted Stock Units 1/2/13 1,400 N/A N/A Option
WHITEHOUSE DAVID R officer: Corp VP, Treasurer officer: Corp VP, Treasurer
Common Stock 1,400 N/A N/A Sale
GILL CHARLES D officer: Executive VP & General Counsel officer: Executive VP & General..
Common Stock 4,000 N/A N/A Sale
SWYGERT H PATRICK director director
Common Stock 1,000 N/A N/A Sale
FARACI JOHN V director director
Common Stock 42 N/A N/A Purchase
FARACI JOHN V director director
Common Stock 239 N/A N/A Purchase
FARACI JOHN V director director
Common Stock 80 N/A N/A Purchase
FARACI JOHN V director director
Common Stock 860 N/A N/A Sale
GITLIN DAVID L. officer: President & CEO, Carrier officer: President & CEO, Carrier
Common Stock 2,792 N/A N/A Option
GITLIN DAVID L. officer: President & CEO, Carrier officer: President & CEO, Carrier
Common Stock 5,900 N/A N/A Option
GITLIN DAVID L. officer: President & CEO, Carrier officer: President & CEO, Carrier
Stock Appreciation Right 5,900 N/A N/A Sale
WHITMAN CHRISTINE TODD director director
Common Stock 3,800 N/A N/A Sale
AMATO ELIZABETH B officer: EVP & Chief HR Officer officer: EVP & Chief HR Officer
Common Stock 4,903 N/A N/A Sale
MCGRAW HAROLD III director director
Common Stock 6,000 N/A N/A Option
WHITMAN CHRISTINE TODD director director
Common Stock 6,000 N/A N/A Option
WHITMAN CHRISTINE TODD director director
Non-Qualified Stock Option (right to buy) 6,000 N/A N/A Sale
ROGAN THOMAS I officer: Vice President, Treasurer officer: Vice President, Treasu..
Common Stock 5,909 N/A N/A Sale
GARNIER JEAN PIERRE director director
Common Stock 6,000 N/A N/A Option
GARNIER JEAN PIERRE director director
Common Stock 6,000 N/A N/A Option
GARNIER JEAN PIERRE director director
Non-Qualified Stock Option (right to buy) 6,000 N/A N/A Option
MCGRAW HAROLD III director director
Common Stock 6,000 N/A N/A Option
MCGRAW HAROLD III director director
Non-Qualified Stock Option (right to buy) 6,000 N/A N/A Option
AMATO ELIZABETH B officer: EVP & Chief HR Officer officer: EVP & Chief HR Officer
Stock Appreciation Right 9,300 N/A N/A Option
AMATO ELIZABETH B officer: EVP & Chief HR Officer officer: EVP & Chief HR Officer
Common Stock 9,300 N/A N/A Option
DARNIS GERAUD officer: Pres. & CEO, UTC Bldg. & Ind. officer: Pres. & CEO, UTC Bldg...
Stock Appreciation Right 101,500 N/A N/A Option
MAURER MICHAEL B officer: President, Sikorsky Aircraft officer: President, Sikorsky Ai..
Stock Appreciation Right 7,800 N/A N/A Sale
MAURER MICHAEL B officer: President, Sikorsky Aircraft officer: President, Sikorsky Ai..
Common Stock 8,770 N/A N/A