Sale
BRITTAN KENT L officer: VP, Supply Management officer: VP, Supply Management
Common Stock 11,928 N/A N/A Option
BRITTAN KENT L officer: VP, Supply Management officer: VP, Supply Management
Common Stock 14,000 N/A N/A Option
BRITTAN KENT L officer: VP, Supply Management officer: VP, Supply Management
Non-Qualified Stock Option (right to buy) 14,000 N/A N/A Sale
BRITTAN KENT L officer: VP, Supply Management officer: VP, Supply Management
Common Stock 16,006 N/A N/A Sale
GEISLER JAMES E officer: VP, Corp. Strategy & Planning officer: VP, Corp. Strategy & P..
Common Stock 800 N/A N/A Sale
TRACHSEL WILLIAM H officer: SVP and General Counsel officer: SVP and General Counsel
Common Stock 12,774 N/A N/A Sale
ROGAN THOMAS I officer: Vice President, Treasurer officer: Vice President, Treasu..
Common Stock 5,200 N/A N/A Option
TRACHSEL WILLIAM H officer: SVP and General Counsel officer: SVP and General Counsel
Non-Qualified Stock Option (right to buy) 30,000 N/A N/A Option
GEISLER JAMES E officer: VP, Corp. Strategy & Planning officer: VP, Corp. Strategy & P..
Non-Qualified Stock Option (right to buy) 1,000 N/A N/A Option
ROGAN THOMAS I officer: Vice President, Treasurer officer: Vice President, Treasu..
Non-Qualified Stock Option (right to buy) 3,000 N/A N/A Option
BOUSBIB ARI officer: Pres., Commercial & UTC EVP officer: Pres., Commercial & U..
Common Stock 10,000 N/A N/A Option
ROGAN THOMAS I officer: Vice President, Treasurer officer: Vice President, Treasu..
Common Stock 3,000 N/A N/A Option
GEISLER JAMES E officer: VP, Corp. Strategy & Planning officer: VP, Corp. Strategy & P..
Common Stock 1,000 N/A N/A Option
BOUSBIB ARI officer: Pres., Commercial & UTC EVP officer: Pres., Commercial & U..
Non-Qualified Stock Option (right to buy) 10,000 N/A N/A Option
BRITTAN KENT L officer: VP, Supply Management officer: VP, Supply Management
Common Stock 20,000 N/A N/A Option
BRITTAN KENT L officer: VP, Supply Management officer: VP, Supply Management
Non-Qualified Stock Option (right to buy) 10,000 N/A N/A Option
TRACHSEL WILLIAM H officer: SVP and General Counsel officer: SVP and General Counsel
Common Stock 30,000 N/A N/A Sale
CHENEVERT LOUIS director, officer: Chairman & CEO director, officer: Chairman & CEO
Common Stock 2,196 N/A N/A Sale
CASSIDY JOHN F JR officer: SVP, Science & Technology officer: SVP, Science & Technol..
Common Stock 8,157 N/A N/A Option
MCKENNA RONALD F officer: President, Hamilton Sundstrand officer: President, Hamilton Su..
Common Stock 50,000 N/A N/A Option
CASSIDY JOHN F JR officer: SVP, Science & Technology officer: SVP, Science & Technol..
Common Stock 10,000 N/A N/A Option
CASSIDY JOHN F JR officer: SVP, Science & Technology officer: SVP, Science & Technol..
Non-Qualified Stock Option (right to buy) 10,000 N/A N/A Option
MCKENNA RONALD F officer: President, Hamilton Sundstrand officer: President, Hamilton Su..
Non-Qualified Stock Option (right to buy) 50,000 N/A N/A Sale
ROBERT OLIVIER J officer: Pres., UTC Fire & Security officer: Pres., UTC Fire & Secu..
Common Stock 1,765 N/A N/A Option
POPOFF FRANK P director director
Common Stock 2,500 N/A N/A Option
POPOFF FRANK P director director
Non-Qualified Stock Option (right to buy) 2,500 N/A N/A Option
ROBERT OLIVIER J officer: Pres., UTC Fire & Security officer: Pres., UTC Fire & Secu..
Non-Qualified Stock Option (right to buy) 10,000 N/A N/A Option
ROBERT OLIVIER J officer: Pres., UTC Fire & Security officer: Pres., UTC Fire & Secu..
Common Stock 10,000 N/A N/A Sale
ROGAN THOMAS I officer: Vice President, Treasurer officer: Vice President, Treasu..
Common Stock 3,700 N/A N/A Option
ROGAN THOMAS I officer: Vice President, Treasurer officer: Vice President, Treasu..
Common Stock 5,000 N/A N/A Option
ROGAN THOMAS I officer: Vice President, Treasurer officer: Vice President, Treasu..
Non-Qualified Stock Option (right to buy) 5,000 N/A N/A Sale
DAVID GEORGE AL director, officer: Chairman director, officer: Chairman
Common Stock 85,000 N/A N/A Option
DAVID GEORGE AL director, officer: Chairman director, officer: Chairman
Non-Qualified Stock Option (right to buy) 200,000 N/A N/A Option
DAVID GEORGE AL director, officer: Chairman director, officer: Chairman
Common Stock 200,000 N/A N/A Purchase
GORELICK JAMIE S director director
Common Stock 900 N/A N/A Sale
DAVID GEORGE AL director, officer: Chairman director, officer: Chairman
Common Stock 130,000 N/A N/A Option
DAVID GEORGE AL director, officer: Chairman director, officer: Chairman
Non-Qualified Stock Option (right to buy) 300,000 N/A N/A Option
DAVID GEORGE AL director, officer: Chairman director, officer: Chairman
Common Stock 300,000 N/A N/A Option
ROGAN THOMAS I officer: Vice President, Treasurer officer: Vice President, Treasu..
Common Stock 6,000 N/A N/A Sale
ROGAN THOMAS I officer: Vice President, Treasurer officer: Vice President, Treasu..
Common Stock 1,400 N/A N/A Option
ROGAN THOMAS I officer: Vice President, Treasurer officer: Vice President, Treasu..
Non-Qualified Stock Option (right to buy) 6,000 N/A N/A Sale
HARKIN RUTH R officer: SVP Intl Affairs & Gov't Rltns officer: SVP Intl Affairs & Gov..
Common Stock 23,538 N/A N/A Sale
DAVID GEORGE AL director, officer: Chairman director, officer: Chairman
Common Stock 90,000 N/A N/A Option
HARKIN RUTH R officer: SVP Intl Affairs & Gov't Rltns officer: SVP Intl Affairs & Gov..
Non-Qualified Stock Option (right to buy) 30,000 N/A N/A Option
DAVID GEORGE AL director, officer: Chairman director, officer: Chairman
Non-Qualified Stock Option (right to buy) 200,000 N/A N/A Option
DAVID GEORGE AL director, officer: Chairman director, officer: Chairman
Common Stock 200,000 N/A N/A Option
HARKIN RUTH R officer: SVP Intl Affairs & Gov't Rltns officer: SVP Intl Affairs & Gov..
Common Stock 30,000 N/A N/A Sale
FINGER STEPHEN N officer: President, Pratt & Whitney officer: President, Pratt & Whi..
Common Stock 10,360 N/A N/A Option
FINGER STEPHEN N officer: President, Pratt & Whitney officer: President, Pratt & Whi..
Non-Qualified Stock Option (right to buy) 14,000 N/A N/A Option
FINGER STEPHEN N officer: President, Pratt & Whitney officer: President, Pratt & Whi..
Common Stock 14,000 N/A N/A