Sale
BUCKNALL WILLIAM L JR officer: SVP, Human Resources & Org. officer: SVP, Human Resources &..
Common Stock 80,730 N/A N/A Option
FINGER STEPHEN N officer: President, Pratt & Whitney officer: President, Pratt & Whi..
Common Stock 32,000 N/A N/A Option
FINGER STEPHEN N officer: President, Pratt & Whitney officer: President, Pratt & Whi..
Non-Qualified Stock Option (right to buy) 32,000 N/A N/A Option
POPOFF FRANK P director director
Common Stock 13,000 N/A N/A Option
POPOFF FRANK P director director
Non-Qualified Stock Option (right to buy) 5,000 N/A N/A Sale
BOUSBIB ARI officer: Pres., Commercial & UTC EVP officer: Pres., Commercial & U..
Common Stock 57,337 N/A N/A Sale
BOUSBIB ARI officer: Pres., Commercial & UTC EVP officer: Pres., Commercial & U..
Common Stock 58,900 N/A N/A Option
BOUSBIB ARI officer: Pres., Commercial & UTC EVP officer: Pres., Commercial & U..
Non-Qualified Stock Option (right to buy) 200,000 N/A N/A Option
BOUSBIB ARI officer: Pres., Commercial & UTC EVP officer: Pres., Commercial & U..
Common Stock 200,000 N/A N/A Sale
CHENEVERT LOUIS director, officer: Chairman & CEO director, officer: Chairman & CEO
Common Stock 3,516 N/A N/A Sale
BROWN WILLIAM M officer: SVP, Corporate Strategy & Deve officer: SVP, Corporate Strateg..
Common Stock 15,842 N/A N/A Sale
DARNIS GERAUD officer: Pres. & CEO, UTC Bldg. & Ind. officer: Pres. & CEO, UTC Bldg...
Common Stock 29,524 N/A N/A Sale
ROGAN THOMAS I officer: Vice President, Treasurer officer: Vice President, Treasu..
Common Stock 6,930 N/A N/A Option
BROWN WILLIAM M officer: SVP, Corporate Strategy & Deve officer: SVP, Corporate Strateg..
Non-Qualified Stock Option (right to buy) 22,000 N/A N/A Option
BROWN WILLIAM M officer: SVP, Corporate Strategy & Deve officer: SVP, Corporate Strateg..
Common Stock 22,000 N/A N/A Option
CHENEVERT LOUIS director, officer: Chairman & CEO director, officer: Chairman & CEO
Non-Qualified Stock Option (right to buy) 40,000 N/A N/A Option
ROGAN THOMAS I officer: Vice President, Treasurer officer: Vice President, Treasu..
Common Stock 9,000 N/A N/A Option
DARNIS GERAUD officer: Pres. & CEO, UTC Bldg. & Ind. officer: Pres. & CEO, UTC Bldg...
Non-Qualified Stock Option (right to buy) 60,000 N/A N/A Option
CHENEVERT LOUIS director, officer: Chairman & CEO director, officer: Chairman & CEO
Common Stock 40,000 N/A N/A Option
DARNIS GERAUD officer: Pres. & CEO, UTC Bldg. & Ind. officer: Pres. & CEO, UTC Bldg...
Common Stock 60,000 N/A N/A Option
ROGAN THOMAS I officer: Vice President, Treasurer officer: Vice President, Treasu..
Non-Qualified Stock Option (right to buy) 9,000 N/A N/A Sale
TRACHSEL WILLIAM H officer: SVP and General Counsel officer: SVP and General Counsel
Common Stock 37,738 N/A N/A Sale
BUCKNALL WILLIAM L JR officer: SVP, Human Resources & Org. officer: SVP, Human Resources &..
Common Stock 82,254 N/A N/A Sale
TRACHSEL WILLIAM H officer: SVP and General Counsel officer: SVP and General Counsel
Common Stock 18,838 N/A N/A Sale
TRACHSEL WILLIAM H officer: SVP and General Counsel officer: SVP and General Counsel
Common Stock 100 N/A N/A Option
TRACHSEL WILLIAM H officer: SVP and General Counsel officer: SVP and General Counsel
Non-Qualified Stock Option (right to buy) 80,000 N/A N/A Option
BUCKNALL WILLIAM L JR officer: SVP, Human Resources & Org. officer: SVP, Human Resources &..
Non-Qualified Stock Option (right to buy) 180,000 N/A N/A Option
BUCKNALL WILLIAM L JR officer: SVP, Human Resources & Org. officer: SVP, Human Resources &..
Common Stock 200,000 N/A N/A Option
TRACHSEL WILLIAM H officer: SVP and General Counsel officer: SVP and General Counsel
Common Stock 80,000 N/A N/A Sale
GARNIER JEAN PIERRE director director
Common Stock 2,175 N/A N/A Option
GARNIER JEAN PIERRE director director
Common Stock 8,000 N/A N/A Option
GARNIER JEAN PIERRE director director
Non-Qualified Stock Option (right to buy) 8,000 N/A N/A Sale
DARNIS GERAUD officer: Pres. & CEO, UTC Bldg. & Ind. officer: Pres. & CEO, UTC Bldg...
Common Stock 13,060 N/A N/A Purchase
MCGRAW HAROLD III director director
Common Stock 1,000 N/A N/A Option
DARNIS GERAUD officer: Pres. & CEO, UTC Bldg. & Ind. officer: Pres. & CEO, UTC Bldg...
Non-Qualified Stock Option (right to buy) 40,000 N/A N/A Option
DARNIS GERAUD officer: Pres. & CEO, UTC Bldg. & Ind. officer: Pres. & CEO, UTC Bldg...
Common Stock 40,000 N/A N/A Purchase
GORELICK JAMIE S director director
Common Stock 9,600 N/A N/A Option
LEE CHARLES R director director
Non-Qualified Stock Option (right to buy) 8,000 N/A N/A Option
LEE CHARLES R director director
Common Stock 8,000 N/A N/A Sale
WAGNER HAROLD A director director
Common Stock 2,825 N/A N/A Option
WAGNER HAROLD A director director
Non-Qualified Stock Option (right to buy) 8,000 N/A N/A Option
WAGNER HAROLD A director director
Common Stock 8,000 N/A N/A Sale
HAYES GREGORY director, officer: President and CEO director, officer: President an..
Common Stock 4,305 N/A N/A Option
HAYES GREGORY director, officer: President and CEO director, officer: President an..
Common Stock 5,300 N/A N/A Option
ROBERT OLIVIER J officer: Pres., UTC Fire & Security officer: Pres., UTC Fire & Secu..
Common Stock 20,000 N/A N/A Sale
DAVID GEORGE AL director, officer: Chairman director, officer: Chairman
Common Stock 168,010 N/A N/A Option
ROBERT OLIVIER J officer: Pres., UTC Fire & Security officer: Pres., UTC Fire & Secu..
Non-Qualified Stock Option (right to buy) 20,000 N/A N/A Option
DAVID GEORGE AL director, officer: Chairman director, officer: Chairman
Common Stock 600,000 N/A N/A Option
GEISLER JAMES E officer: VP, Corp. Strategy & Planning officer: VP, Corp. Strategy & P..
Non-Qualified Stock Option (right to buy) 2,000 N/A N/A Option
GEISLER JAMES E officer: VP, Corp. Strategy & Planning officer: VP, Corp. Strategy & P..
Common Stock 2,000 N/A N/A