Sale
ROGAN THOMAS I officer: Vice President, Treasurer officer: Vice President, Treasu..
Common Stock 5,679 N/A N/A Option
ROGAN THOMAS I officer: Vice President, Treasurer officer: Vice President, Treasu..
Non-Qualified Stock Option (right to buy) 16,700 N/A N/A Option
ROGAN THOMAS I officer: Vice President, Treasurer officer: Vice President, Treasu..
Common Stock 16,700 N/A N/A Option
GORELICK JAMIE S director director
Common Stock 8,000 N/A N/A Option
GORELICK JAMIE S director director
Non-Qualified Stock Option (right to buy) 8,000 N/A N/A Sale
GORELICK JAMIE S director director
Common Stock 8,000 N/A N/A Option
CHENEVERT LOUIS director, officer: Chairman & CEO director, officer: Chairman & CEO
Common Stock 85,000 N/A N/A Option
AMATO ELIZABETH B officer: EVP & Chief HR Officer officer: EVP & Chief HR Officer
Common Stock 10,000 N/A N/A Sale
CHENEVERT LOUIS director, officer: Chairman & CEO director, officer: Chairman & CEO
Common Stock 14,000 N/A N/A Sale
AMATO ELIZABETH B officer: EVP & Chief HR Officer officer: EVP & Chief HR Officer
Common Stock 10,000 N/A N/A Option
BOWLER J THOMAS JR officer: SVP, Human Resources and Org. officer: SVP, Human Resources a..
Common Stock 50,800 N/A N/A Option
CHENEVERT LOUIS director, officer: Chairman & CEO director, officer: Chairman & CEO
Non-Qualified Stock Option (right to buy) 85,000 N/A N/A Sale
BOWLER J THOMAS JR officer: SVP, Human Resources and Org. officer: SVP, Human Resources a..
Common Stock 50,800 N/A N/A Option
BOWLER J THOMAS JR officer: SVP, Human Resources and Org. officer: SVP, Human Resources a..
Non-Qualified Stock Option (right to buy) 50,800 N/A N/A Option
AMATO ELIZABETH B officer: EVP & Chief HR Officer officer: EVP & Chief HR Officer
Non-Qualified Stock Option (right to buy) 10,000 N/A N/A Option
VILLENEUVE ANDRE F H director director
Common Stock 15,000 N/A N/A Option
VILLENEUVE ANDRE F H director director
Non-Qualified Stock Option (right to buy) 8,000 N/A N/A Sale
VILLENEUVE ANDRE F H director director
Common Stock 15,000 N/A N/A Option
LONGO PETER F. officer: Acting Chief Financial Officer officer: Acting Chief Financial..
Common Stock 10,800 N/A N/A Sale
LONGO PETER F. officer: Acting Chief Financial Officer officer: Acting Chief Financial..
Common Stock 10,800 N/A N/A Option
LONGO PETER F. officer: Acting Chief Financial Officer officer: Acting Chief Financial..
Non-Qualified Stock Option (right to buy) 10,800 N/A N/A Sale
GILL CHARLES D officer: Executive VP & General Counsel officer: Executive VP & General..
Common Stock 2,750 N/A N/A Option
AMATO ELIZABETH B officer: EVP & Chief HR Officer officer: EVP & Chief HR Officer
Common Stock 10,000 N/A N/A Option
AMATO ELIZABETH B officer: EVP & Chief HR Officer officer: EVP & Chief HR Officer
Non-Qualified Stock Option (right to buy) 10,000 N/A N/A Sale
AMATO ELIZABETH B officer: EVP & Chief HR Officer officer: EVP & Chief HR Officer
Common Stock 10,000 N/A N/A Option
MAURER MICHAEL B officer: President, Sikorsky Aircraft officer: President, Sikorsky Ai..
Restricted Stock Units 3,108 N/A N/A Option
MAURER MICHAEL B officer: President, Sikorsky Aircraft officer: President, Sikorsky Ai..
Common Stock 6,236 N/A N/A Option
ROGAN THOMAS I officer: Vice President, Treasurer officer: Vice President, Treasu..
Common Stock 16,700 N/A N/A Option
ROGAN THOMAS I officer: Vice President, Treasurer officer: Vice President, Treasu..
Non-Qualified Stock Option (right to buy) 16,700 N/A N/A Sale
BARANDA RIVA, PEDRO SAINZ DE officer: President, Otis Elev.. officer: President, Otis Elevator
Common Stock 2,164 N/A N/A Option
BARANDA RIVA, PEDRO SAINZ DE officer: President, Otis Elev.. officer: President, Otis Elevator
Non-Qualified Stock Option (right to buy) 3,500 N/A N/A Option
BARANDA RIVA, PEDRO SAINZ DE officer: President, Otis Elev.. officer: President, Otis Elevator
Common Stock 3,500 N/A N/A Sale
LONGO PETER F. officer: Acting Chief Financial Officer officer: Acting Chief Financial..
Common Stock 374 N/A N/A Sale
LONGO PETER F. officer: Acting Chief Financial Officer officer: Acting Chief Financial..
Common Stock 10,000 N/A N/A Option
LONGO PETER F. officer: Acting Chief Financial Officer officer: Acting Chief Financial..
Non-Qualified Stock Option (right to buy) 10,000 N/A N/A Sale
GILL CHARLES D officer: Executive VP & General Counsel officer: Executive VP & General..
Common Stock 3,000 N/A N/A Option
LONGO PETER F. officer: Acting Chief Financial Officer officer: Acting Chief Financial..
Common Stock 10,000 N/A N/A Sale
WHITMAN CHRISTINE TODD director director
Common Stock 400 N/A N/A Sale
DUMAIS MICHAEL R officer: EVP,Chf Transformation Officer officer: EVP,Chf Transformation..
Common Stock 18,000 N/A N/A Option
DUMAIS MICHAEL R officer: EVP,Chf Transformation Officer officer: EVP,Chf Transformation..
Non-Qualified Stock Option (right to buy) 18,000 N/A N/A Option
DUMAIS MICHAEL R officer: EVP,Chf Transformation Officer officer: EVP,Chf Transformation..
Common Stock 18,000 N/A N/A Sale
BELLEMARE ALAIN officer: Pres. & CEO, UTC Prop. & Aero. officer: Pres. & CEO, UTC Prop...
Common Stock 6,174 N/A N/A Option
HESS DAVID P officer: President, Pratt & Whitney officer: President, Pratt & Whi..
Stock Appreciation Right 125,000 N/A N/A Option
HESS DAVID P officer: President, Pratt & Whitney officer: President, Pratt & Whi..
Common Stock 186,000 N/A N/A Sale
HESS DAVID P officer: President, Pratt & Whitney officer: President, Pratt & Whi..
Common Stock 30,203 N/A N/A Option
DARNIS GERAUD officer: Pres. & CEO, UTC Bldg. & Ind. officer: Pres. & CEO, UTC Bldg...
Common Stock 30,000 N/A N/A Option
DARNIS GERAUD officer: Pres. & CEO, UTC Bldg. & Ind. officer: Pres. & CEO, UTC Bldg...
Non-Qualified Stock Option (right to buy) 30,000 N/A N/A Sale
DARNIS GERAUD officer: Pres. & CEO, UTC Bldg. & Ind. officer: Pres. & CEO, UTC Bldg...
Common Stock 30,000 N/A N/A Option
MICHAUD-DANIEL DIDIER officer: President, Otis Elevator officer: President, Otis Elevator
Common Stock 79,000 N/A N/A Sale
MICHAUD-DANIEL DIDIER officer: President, Otis Elevator officer: President, Otis Elevator
Common Stock 36,405 N/A N/A