CAPITAL MARKET STRATEGIES LLC Holdings

CAPITAL MARKET STRATEGIES LLC is an investment fund managing more than 88.94M US dollars. The largest holdings include Apple, First Bank and Microsoft. In Q3 2022 the fund bought assets of total value of 761K US dollars and sold assets of total value of 6.21M US dollars.

$88.93M

portfolio value

-31.19%

quarter

CAPITAL MARKET STRATEGIES LLC portfolio changes

Portfolio changes (number of shares)
Period	Buy	Sel
Q1 2022	4952000	9334000
Q2 2022	-4694000	12783000
Q3 2022	761000	6205000

CAPITAL MARKET STRATEGIES LLC 13F holdings

Stock	Position type	Portfolio share	Portfolio value	Avg. open price	Current price	P/L	Last change
Consumer Electronics Apple Inc. Portfolio share: 10.72% Portfolio value: 9.53M Avg. open price: $178.2 Current price: $146.49 P/L: -17.79% Sold -0.19% shares Q3 2022	share	10.72%	9.53M	$178.2	$146.49	-17.79%	Sold -0.19% shares Q3 2022
Banks—Regional First Bank Portfolio share: 4.85% Portfolio value: 4.31M Avg. open price: $13.98 Current price: $15.28 P/L: +9.30% Bought +1.61% shares Q3 2022	share	4.85%	4.31M	$13.98	$15.28	+9.30%	Bought +1.61% shares Q3 2022
Software—Infrastructure Microsoft Corporation Portfolio share: 3.82% Portfolio value: 3.4M Avg. open price: $328.86 Current price: $250.92 P/L: -23.70% Sold -3.90% shares Q3 2022	share	3.82%	3.4M	$328.86	$250.92	-23.70%	Sold -3.90% shares Q3 2022
First Trust Low Duration Opportunities ETF Portfolio share: 3.45% Portfolio value: 3.07M Avg. open price: N/A Current price: $47.57 P/L: N/A Sold -2.99% shares Q3 2022	share	3.45%	3.07M	N/A	$47.57	N/A	Sold -2.99% shares Q3 2022
Invesco FTSE RAFI US 1000 ETF Portfolio share: 3.11% Portfolio value: 2.76M Avg. open price: N/A Current price: $161.34 P/L: N/A Sold -0.13% shares Q3 2022	share	3.11%	2.76M	N/A	$161.34	N/A	Sold -0.13% shares Q3 2022
Semiconductors NVIDIA Corporation Portfolio share: 2.68% Portfolio value: 2.38M Avg. open price: $272.86 Current price: $167.94 P/L: -38.45% Sold -4.29% shares Q3 2022	share	2.68%	2.38M	$272.86	$167.94	-38.45%	Sold -4.29% shares Q3 2022
iShares Core S&P Total U.S. Stock Market ETF Portfolio share: 2.42% Portfolio value: 2.15M Avg. open price: $100.13 Current price: $89.18 P/L: -10.94% Bought +1.06% shares Q3 2022	share	2.42%	2.15M	$100.13	$89.18	-10.94%	Bought +1.06% shares Q3 2022
Invesco S&P 500 Equal Weight Technology ETF Portfolio share: 2.19% Portfolio value: 1.94M Avg. open price: N/A Current price: $259.1 P/L: N/A Sold -0.35% shares Q3 2022	share	2.19%	1.94M	N/A	$259.1	N/A	Sold -0.35% shares Q3 2022
Home Improvement Retail The Home Depot, Inc. Portfolio share: 1.84% Portfolio value: 1.63M Avg. open price: $409.94 Current price: $321.07 P/L: -21.68% Sold -0.25% shares Q3 2022	share	1.84%	1.63M	$409.94	$321.07	-21.68%	Sold -0.25% shares Q3 2022
Schwab U.S. Dividend Equity ETF Portfolio share: 1.81% Portfolio value: 1.60M Avg. open price: $71.63 Current price: $77.8 P/L: +8.61% Bought +17.12% shares Q3 2022	share	1.81%	1.60M	$71.63	$77.8	+8.61%	Bought +17.12% shares Q3 2022
Drug Manufacturers—General AbbVie Inc. Portfolio share: 1.73% Portfolio value: 1.54M Avg. open price: $161.19 Current price: $163.58 P/L: +1.48% Bought +0.53% shares Q3 2022	share	1.73%	1.54M	$161.19	$163.58	+1.48%	Bought +0.53% shares Q3 2022
Drug Manufacturers—General Johnson & Johnson Portfolio share: 1.58% Portfolio value: 1.40M Avg. open price: $172.73 Current price: $178.69 P/L: +3.45% Sold -0.28% shares Q3 2022	share	1.58%	1.40M	$172.73	$178.69	+3.45%	Sold -0.28% shares Q3 2022
Internet Retail Amazon.com, Inc. Portfolio share: 1.49% Portfolio value: 1.32M Avg. open price: $3,275.91 Current price: $92.04 P/L: -97.19% Sold -5.50% shares Q3 2022	share	1.49%	1.32M	$3,275.91	$92.04	-97.19%	Sold -5.50% shares Q3 2022
ISHARES TR Portfolio share: 1.48% Portfolio value: 1.32M Avg. open price: N/A Current price: N/A P/L: N/A Sold -0.35% shares Q3 2022	share	1.48%	1.32M	N/A	N/A	N/A	Sold -0.35% shares Q3 2022
Utilities—Regulated Electric NextEra Energy, Inc. Portfolio share: 1.35% Portfolio value: 1.19M Avg. open price: $86.44 Current price: $85.59 P/L: -0.99% Bought +0.55% shares Q3 2022	share	1.35%	1.19M	$86.44	$85.59	-0.99%	Bought +0.55% shares Q3 2022
Janus Henderson Mortgage-Backed Securities ETF Portfolio share: 1.33% Portfolio value: 1.18M Avg. open price: N/A Current price: $46.02 P/L: N/A Sold -18.56% shares Q3 2022	share	1.33%	1.18M	N/A	$46.02	N/A	Sold -18.56% shares Q3 2022
Drug Manufacturers—General Pfizer Inc. Portfolio share: 1.27% Portfolio value: 1.13M Avg. open price: $51.77 Current price: $50.52 P/L: -2.42% Sold -1.53% shares Q3 2022	share	1.27%	1.13M	$51.77	$50.52	-2.42%	Sold -1.53% shares Q3 2022
Healthcare Plans UnitedHealth Group Incorporated Portfolio share: 1.23% Portfolio value: 1.09M Avg. open price: $510.86 Current price: $538.05 P/L: +5.32% Bought +1.50% shares Q3 2022	share	1.23%	1.09M	$510.86	$538.05	+5.32%	Bought +1.50% shares Q3 2022
Asset Management Goldman Sachs BDC, Inc. Portfolio share: 1.21% Portfolio value: 1.07M Avg. open price: N/A Current price: $14.95 P/L: N/A Sold -0.67% shares Q2 2022	share	1.21%	1.07M	N/A	$14.95	N/A	Sold -0.67% shares Q2 2022
Janus Henderson Short Duration Income ETF Portfolio share: 1.21% Portfolio value: 1.07M Avg. open price: N/A Current price: $48.6 P/L: N/A Sold -7.27% shares Q2 2022	share	1.21%	1.07M	N/A	$48.6	N/A	Sold -7.27% shares Q2 2022
PROSHARES TR Portfolio share: 1.18% Portfolio value: 1.05M Avg. open price: N/A Current price: N/A P/L: N/A Sold -1.11% shares Q2 2022	share	1.18%	1.05M	N/A	N/A	N/A	Sold -1.11% shares Q2 2022
Internet Content & Information Alphabet Inc. Portfolio share: 1.17% Portfolio value: 1.04M Avg. open price: $2,341.75 Current price: $100.29 P/L: -95.72% Bought +1.20% shares Q3 2022	share	1.17%	1.04M	$2,341.75	$100.29	-95.72%	Bought +1.20% shares Q3 2022
Drug Manufacturers—General Eli Lilly and Company Portfolio share: 1.13% Portfolio value: 1.00M Avg. open price: $324.23 Current price: $371.75 P/L: +14.66% Bought +1.81% shares Q3 2022	share	1.13%	1.00M	$324.23	$371.75	+14.66%	Bought +1.81% shares Q3 2022
First Trust Enhanced Short Maturity ETF Portfolio share: 1.05% Portfolio value: 936K Avg. open price: N/A Current price: $59.4 P/L: N/A Sold -3.28% shares Q2 2022	share	1.05%	936K	N/A	$59.4	N/A	Sold -3.28% shares Q2 2022
Discount Stores Costco Wholesale Corporation Portfolio share: 1.01% Portfolio value: 894K Avg. open price: $572.82 Current price: $486.73 P/L: -15.03% Sold -3.32% shares Q3 2022	share	1.01%	894K	$572.82	$486.73	-15.03%	Sold -3.32% shares Q3 2022
Energy Select Sector SPDR Fund Portfolio share: 0.95% Portfolio value: 841K Avg. open price: $57.4 Current price: $88.54 P/L: +54.24% Sold -1.73% shares Q3 2022	share	0.95%	841K	$57.4	$88.54	+54.24%	Sold -1.73% shares Q3 2022
Invesco QQQ Trust Portfolio share: 0.94% Portfolio value: 839K Avg. open price: $293.37 Current price: $288.68 P/L: -1.60% Bought +23.88% shares Q3 2022	share	0.94%	839K	$293.37	$288.68	-1.60%	Bought +23.88% shares Q3 2022
Direxion NASDAQ-100 Equal Weighted Index Shares Portfolio share: 0.88% Portfolio value: 782K Avg. open price: N/A Current price: $67.8 P/L: N/A Sold -2.10% shares Q3 2022	share	0.88%	782K	N/A	$67.8	N/A	Sold -2.10% shares Q3 2022
BERKSHIRE HATHAWAY INC DEL Portfolio share: 0.88% Portfolio value: 779K Avg. open price: N/A Current price: N/A P/L: N/A Bought +4.81% shares Q3 2022	share	0.88%	779K	N/A	N/A	N/A	Bought +4.81% shares Q3 2022
Credit Services PayPal Holdings, Inc. Portfolio share: 0.86% Portfolio value: 767K Avg. open price: $191.88 Current price: $74.62 P/L: -61.11% Sold -2.37% shares Q3 2022	share	0.86%	767K	$191.88	$74.62	-61.11%	Sold -2.37% shares Q3 2022
iShares Semiconductor ETF Portfolio share: 0.82% Portfolio value: 730K Avg. open price: $543.96 Current price: $378.02 P/L: -30.51% Sold -9.34% shares Q3 2022	share	0.82%	730K	$543.96	$378.02	-30.51%	Sold -9.34% shares Q3 2022
iShares Core 1-5 Year USD Bond ETF Portfolio share: 0.79% Portfolio value: 704K Avg. open price: N/A Current price: $46.62 P/L: N/A Sold -6.81% shares Q3 2022	share	0.79%	704K	N/A	$46.62	N/A	Sold -6.81% shares Q3 2022
Diagnostics & Research Thermo Fisher Scientific Inc. Portfolio share: 0.76% Portfolio value: 679K Avg. open price: $550.07 Current price: $557.13 P/L: +1.28% Bought +2.61% shares Q3 2022	share	0.76%	679K	$550.07	$557.13	+1.28%	Bought +2.61% shares Q3 2022
Banks—Regional M&T Bank Corporation Portfolio share: 0.74% Portfolio value: 654K Avg. open price: $169.5 Current price: $162.84 P/L: -3.93% Sold -3.89% shares Q3 2022	share	0.74%	654K	$169.5	$162.84	-3.93%	Sold -3.89% shares Q3 2022
iShares Core Dividend Growth ETF Portfolio share: 0.73% Portfolio value: 651K Avg. open price: $53.95 Current price: $51.53 P/L: -4.49% Bought +0.94% shares Q3 2022	share	0.73%	651K	$53.95	$51.53	-4.49%	Bought +0.94% shares Q3 2022
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund Portfolio share: 0.73% Portfolio value: 648K Avg. open price: $99.11 Current price: $98.65 P/L: -0.47% Bought +4.87% shares Q3 2022	share	0.73%	648K	$99.11	$98.65	-0.47%	Bought +4.87% shares Q3 2022
Medical Devices Abbott Laboratories Portfolio share: 0.73% Portfolio value: 645K Avg. open price: $122.76 Current price: $105.74 P/L: -13.87% Sold -1.08% shares Q3 2022	share	0.73%	645K	$122.76	$105.74	-13.87%	Sold -1.08% shares Q3 2022
Internet Content & Information Alphabet Inc. Portfolio share: 0.71% Portfolio value: 632K Avg. open price: $2,443.01 Current price: $100.67 P/L: -95.88% Bought +0.43% shares Q3 2022	share	0.71%	632K	$2,443.01	$100.67	-95.88%	Bought +0.43% shares Q3 2022
Aerospace & Defense Lockheed Martin Corporation Portfolio share: 0.65% Portfolio value: 579K Avg. open price: $354.21 Current price: $491.99 P/L: +38.90% Bought +0.33% shares Q3 2022	share	0.65%	579K	$354.21	$491.99	+38.90%	Bought +0.33% shares Q3 2022
PIMCO Short Term Municipal Bond Active Exchange-Traded Fund Portfolio share: 0.65% Portfolio value: 575K Avg. open price: N/A Current price: $49.43 P/L: N/A Sold -2.14% shares Q1 2022	share	0.65%	575K	N/A	$49.43	N/A	Sold -2.14% shares Q1 2022
Home Improvement Retail Lowe's Companies, Inc. Portfolio share: 0.64% Portfolio value: 566K Avg. open price: N/A Current price: $208.03 P/L: N/A Sold -2.90% shares Q3 2022	share	0.64%	566K	N/A	$208.03	N/A	Sold -2.90% shares Q3 2022
ISHARES TR Portfolio share: 0.64% Portfolio value: 565K Avg. open price: N/A Current price: N/A P/L: N/A Bought +9.74% shares Q3 2022	share	0.64%	565K	N/A	N/A	N/A	Bought +9.74% shares Q3 2022
Asset Management Cohen & Steers Infrastructure Fund, Inc Portfolio share: 0.64% Portfolio value: 565K Avg. open price: N/A Current price: $25.11 P/L: N/A N/A Q4 2021	share	0.64%	565K	N/A	$25.11	N/A	N/A Q4 2021
iShares Core S&P 500 ETF Portfolio share: 0.63% Portfolio value: 561K Avg. open price: $379.15 Current price: $402.79 P/L: +6.23% Bought +10.92% shares Q3 2022	share	0.63%	561K	$379.15	$402.79	+6.23%	Bought +10.92% shares Q3 2022
Global X NASDAQ 100 Covered Call ETF Portfolio share: 0.62% Portfolio value: 553K Avg. open price: $21.53 Current price: $16.57 P/L: -23.05% Bought +3.28% shares Q3 2022	share	0.62%	553K	$21.53	$16.57	-23.05%	Bought +3.28% shares Q3 2022
JPMorgan Equity Premium Income ETF Portfolio share: 0.60% Portfolio value: 532K Avg. open price: $59.46 Current price: $55.97 P/L: -5.87% Bought +8.59% shares Q3 2022	share	0.60%	532K	$59.46	$55.97	-5.87%	Bought +8.59% shares Q3 2022
Oil & Gas Integrated Exxon Mobil Corporation Portfolio share: 0.59% Portfolio value: 528K Avg. open price: $84.28 Current price: $107.66 P/L: +27.75% Bought +1.14% shares Q3 2022	share	0.59%	528K	$84.28	$107.66	+27.75%	Bought +1.14% shares Q3 2022
Beverages—Non-Alcoholic PepsiCo, Inc. Portfolio share: 0.59% Portfolio value: 521K Avg. open price: $168.66 Current price: $183.46 P/L: +8.77% Bought +0.44% shares Q3 2022	share	0.59%	521K	$168.66	$183.46	+8.77%	Bought +0.44% shares Q3 2022
Banks—Regional Sandy Spring Bancorp, Inc. Portfolio share: 0.56% Portfolio value: 498K Avg. open price: N/A Current price: $34.8 P/L: N/A N/A Q4 2021	share	0.56%	498K	N/A	$34.8	N/A	N/A Q4 2021
Asset Management Guggenheim Strategic Opportunities Fund Portfolio share: 0.55% Portfolio value: 492K Avg. open price: $19.01 Current price: $16.25 P/L: -14.52% Bought +2.23% shares Q2 2022	share	0.55%	492K	$19.01	$16.25	-14.52%	Bought +2.23% shares Q2 2022
Vanguard Dividend Appreciation Index Fund Portfolio share: 0.55% Portfolio value: 489K Avg. open price: $171.55 Current price: $156.71 P/L: -8.65% Sold -0.99% shares Q3 2022	share	0.55%	489K	$171.55	$156.71	-8.65%	Sold -0.99% shares Q3 2022
Railroads Union Pacific Corporation Portfolio share: 0.54% Portfolio value: 480K Avg. open price: $225.37 Current price: $211.32 P/L: -6.23% Bought +0.57% shares Q3 2022	share	0.54%	480K	$225.37	$211.32	-6.23%	Bought +0.57% shares Q3 2022
Oil & Gas Integrated Chevron Corporation Portfolio share: 0.54% Portfolio value: 477K Avg. open price: $145.91 Current price: $177.58 P/L: +21.70% Bought +7.75% shares Q3 2022	share	0.54%	477K	$145.91	$177.58	+21.70%	Bought +7.75% shares Q3 2022
J P MORGAN EXCHANGE TRADED F Portfolio share: 0.53% Portfolio value: 468K Avg. open price: N/A Current price: N/A P/L: N/A Sold -0.09% shares Q3 2022	share	0.53%	468K	N/A	N/A	N/A	Sold -0.09% shares Q3 2022
Household & Personal Products The Procter & Gamble Company Portfolio share: 0.53% Portfolio value: 467K Avg. open price: $157.58 Current price: $149.04 P/L: -5.42% Bought +1.18% shares Q3 2022	share	0.53%	467K	$157.58	$149.04	-5.42%	Bought +1.18% shares Q3 2022
REIT—Healthcare Facilities Medical Properties Trust, Inc. Portfolio share: 0.50% Portfolio value: 442K Avg. open price: N/A Current price: $12.84 P/L: N/A N/A Q3 2022	share	0.50%	442K	N/A	$12.84	N/A	N/A Q3 2022
Information Technology Services International Business Machines Corporation Portfolio share: 0.48% Portfolio value: 427K Avg. open price: N/A Current price: $147.65 P/L: N/A Sold -0.42% shares Q3 2022	share	0.48%	427K	N/A	$147.65	N/A	Sold -0.42% shares Q3 2022
Agricultural Inputs CF Industries Holdings, Inc. Portfolio share: 0.47% Portfolio value: 421K Avg. open price: $103.06 Current price: $103.38 P/L: +0.31% Sold -1.57% shares Q3 2022	share	0.47%	421K	$103.06	$103.38	+0.31%	Sold -1.57% shares Q3 2022
Credit Services Mastercard Incorporated Portfolio share: 0.47% Portfolio value: 416K Avg. open price: N/A Current price: $355.95 P/L: N/A Sold -9.29% shares Q3 2022	share	0.47%	416K	N/A	$355.95	N/A	Sold -9.29% shares Q3 2022
ARK Innovation ETF Portfolio share: 0.46% Portfolio value: 406K Avg. open price: $79.73 Current price: $36.75 P/L: -53.91% Bought +1.33% shares Q3 2022	share	0.46%	406K	$79.73	$36.75	-53.91%	Bought +1.33% shares Q3 2022
Uranium Cameco Corporation Portfolio share: 0.45% Portfolio value: 401K Avg. open price: $29.1 Current price: $23.08 P/L: -20.69% Sold -11.69% shares Q3 2022	share	0.45%	401K	$29.1	$23.08	-20.69%	Sold -11.69% shares Q3 2022
Software—Application ServiceNow, Inc. Portfolio share: 0.44% Portfolio value: 393K Avg. open price: $605.72 Current price: $394.87 P/L: -34.81% Sold -2.35% shares Q3 2022	share	0.44%	393K	$605.72	$394.87	-34.81%	Sold -2.35% shares Q3 2022
iShares Select Dividend ETF Portfolio share: 0.43% Portfolio value: 379K Avg. open price: N/A Current price: $123.21 P/L: N/A Sold -0.14% shares Q2 2022	share	0.43%	379K	N/A	$123.21	N/A	Sold -0.14% shares Q2 2022
Fidelity Low Duration Bond Factor ETF Portfolio share: 0.41% Portfolio value: 365K Avg. open price: N/A Current price: $49.55 P/L: N/A N/A Q4 2021	share	0.41%	365K	N/A	$49.55	N/A	N/A Q4 2021
Aerospace & Defense Textron Inc. Portfolio share: 0.41% Portfolio value: 362K Avg. open price: N/A Current price: $69.7 P/L: N/A Sold -6.05% shares Q3 2022	share	0.41%	362K	N/A	$69.7	N/A	Sold -6.05% shares Q3 2022
Utilities—Renewable NextEra Energy Partners, LP Portfolio share: 0.40% Portfolio value: 360K Avg. open price: N/A Current price: $78.5 P/L: N/A N/A Q4 2021	share	0.40%	360K	N/A	$78.5	N/A	N/A Q4 2021
Asset Management Adams Diversified Equity Fund, Inc. Portfolio share: 0.40% Portfolio value: 360K Avg. open price: $19 Current price: $15.36 P/L: -19.17% Bought +2.20% shares Q3 2022	share	0.40%	360K	$19	$15.36	-19.17%	Bought +2.20% shares Q3 2022
ARK Genomic Revolution ETF Portfolio share: 0.40% Portfolio value: 358K Avg. open price: $62.19 Current price: $31.94 P/L: -48.64% Sold -3.09% shares Q3 2022	share	0.40%	358K	$62.19	$31.94	-48.64%	Sold -3.09% shares Q3 2022
Goldman Sachs ActiveBeta U.S. Large Cap Equity ETF Portfolio share: 0.40% Portfolio value: 354K Avg. open price: $95.36 Current price: $80.99 P/L: -15.07% Bought +1.53% shares Q1 2022	share	0.40%	354K	$95.36	$80.99	-15.07%	Bought +1.53% shares Q1 2022
PIMCO ETF TR Portfolio share: 0.39% Portfolio value: 348K Avg. open price: N/A Current price: $51.56 P/L: N/A Sold -1.32% shares Q1 2022	share	0.39%	348K	N/A	$51.56	N/A	Sold -1.32% shares Q1 2022
Semiconductors QUALCOMM Incorporated Portfolio share: 0.38% Portfolio value: 335K Avg. open price: $152.82 Current price: $124.26 P/L: -18.69% Sold -6.43% shares Q3 2022	share	0.38%	335K	$152.82	$124.26	-18.69%	Sold -6.43% shares Q3 2022
Oil & Gas E&P Diamondback Energy, Inc. Portfolio share: 0.37% Portfolio value: 333K Avg. open price: $137.08 Current price: $143.66 P/L: +4.80% Bought +0.22% shares Q2 2022	share	0.37%	333K	$137.08	$143.66	+4.80%	Bought +0.22% shares Q2 2022
Aerospace & Defense Raytheon Technologies Corporation Portfolio share: 0.37% Portfolio value: 328K Avg. open price: $99.07 Current price: $100.6 P/L: +1.54% Sold -0.22% shares Q3 2022	share	0.37%	328K	$99.07	$100.6	+1.54%	Sold -0.22% shares Q3 2022
Asset Management Calamos Global Total Return Fund Portfolio share: 0.37% Portfolio value: 325K Avg. open price: N/A Current price: $9.51 P/L: N/A Sold -0.75% shares Q2 2022	share	0.37%	325K	N/A	$9.51	N/A	Sold -0.75% shares Q2 2022
Asset Management Neuberger Berman Municipal Fund Inc. Portfolio share: 0.36% Portfolio value: 324K Avg. open price: $13.28 Current price: $11.3 P/L: -14.91% Bought +1.26% shares Q2 2022	share	0.36%	324K	$13.28	$11.3	-14.91%	Bought +1.26% shares Q2 2022
Semiconductors Broadcom Inc. Portfolio share: 0.36% Portfolio value: 322K Avg. open price: $485.81 Current price: $533.16 P/L: +9.75% Bought +8.05% shares Q3 2022	share	0.36%	322K	$485.81	$533.16	+9.75%	Bought +8.05% shares Q3 2022
Drug Manufacturers—General Merck & Co., Inc. Portfolio share: 0.36% Portfolio value: 322K Avg. open price: $77.14 Current price: $109.51 P/L: +41.96% Sold -2.58% shares Q3 2022	share	0.36%	322K	$77.14	$109.51	+41.96%	Sold -2.58% shares Q3 2022
Software—Infrastructure Fortinet, Inc. Portfolio share: 0.36% Portfolio value: 321K Avg. open price: N/A Current price: $51.87 P/L: N/A Sold -1.51% shares Q3 2022	share	0.36%	321K	N/A	$51.87	N/A	Sold -1.51% shares Q3 2022
Asset Management BNY Mellon Strategic Municipal Bond Fund, Inc. Portfolio share: 0.36% Portfolio value: 319K Avg. open price: N/A Current price: $5.89 P/L: N/A Sold -1.64% shares Q2 2022	share	0.36%	319K	N/A	$5.89	N/A	Sold -1.64% shares Q2 2022
NUSHARES ETF TR Portfolio share: 0.36% Portfolio value: 318K Avg. open price: N/A Current price: N/A P/L: N/A Sold -4.21% shares Q3 2022	share	0.36%	318K	N/A	N/A	N/A	Sold -4.21% shares Q3 2022
Asset Management Federated Hermes Premier Municipal Income Fund Portfolio share: 0.36% Portfolio value: 316K Avg. open price: N/A Current price: $10.98 P/L: N/A Sold -0.31% shares Q1 2022	share	0.36%	316K	N/A	$10.98	N/A	Sold -0.31% shares Q1 2022
SPDR Bloomberg Convertible Securities ETF Portfolio share: 0.35% Portfolio value: 311K Avg. open price: N/A Current price: $66.76 P/L: N/A Sold -3.91% shares Q3 2022	share	0.35%	311K	N/A	$66.76	N/A	Sold -3.91% shares Q3 2022
Healthcare Plans CVS Health Corporation Portfolio share: 0.35% Portfolio value: 307K Avg. open price: $100.63 Current price: $101.85 P/L: +1.22% Bought +1.38% shares Q3 2022	share	0.35%	307K	$100.63	$101.85	+1.22%	Bought +1.38% shares Q3 2022
iShares Biotechnology ETF Portfolio share: 0.34% Portfolio value: 306K Avg. open price: N/A Current price: $135.7 P/L: N/A Sold -1.87% shares Q3 2022	share	0.34%	306K	N/A	$135.7	N/A	Sold -1.87% shares Q3 2022
Specialty Industrial Machinery Emerson Electric Co. Portfolio share: 0.34% Portfolio value: 306K Avg. open price: $98.05 Current price: $95.24 P/L: -2.87% Bought +7.72% shares Q2 2022	share	0.34%	306K	$98.05	$95.24	-2.87%	Bought +7.72% shares Q2 2022
Semiconductors Texas Instruments Incorporated Portfolio share: 0.34% Portfolio value: 304K Avg. open price: $183.42 Current price: $177.25 P/L: -3.36% Bought +0.92% shares Q3 2022	share	0.34%	304K	$183.42	$177.25	-3.36%	Bought +0.92% shares Q3 2022
First Trust Managed Municipal ETF Portfolio share: 0.34% Portfolio value: 304K Avg. open price: N/A Current price: $50.6 P/L: N/A Sold -12.52% shares Q3 2022	share	0.34%	304K	N/A	$50.6	N/A	Sold -12.52% shares Q3 2022
Vanguard Short-Term Corporate Bond Index Fund Portfolio share: 0.34% Portfolio value: 300K Avg. open price: $81.31 Current price: $75.4 P/L: -7.27% Sold -5.82% shares Q2 2022	share	0.34%	300K	$81.31	$75.4	-7.27%	Sold -5.82% shares Q2 2022
Asset Management Columbia Seligman Premium Technology Growth Fund Portfolio share: 0.32% Portfolio value: 286K Avg. open price: $28.6 Current price: $26.8 P/L: -6.29% Bought +2.07% shares Q3 2022	share	0.32%	286K	$28.6	$26.8	-6.29%	Bought +2.07% shares Q3 2022
Travel Services Booking Holdings Inc. Portfolio share: 0.32% Portfolio value: 283K Avg. open price: N/A Current price: $2,067.34 P/L: N/A Sold -14.00% shares Q3 2022	share	0.32%	283K	N/A	$2,067.34	N/A	Sold -14.00% shares Q3 2022
Drug Manufacturers—Specialty & Generic Zoetis Inc. Portfolio share: 0.30% Portfolio value: 264K Avg. open price: N/A Current price: $155.34 P/L: N/A Sold -3.41% shares Q3 2022	share	0.30%	264K	N/A	$155.34	N/A	Sold -3.41% shares Q3 2022
REIT—Mortgage Arbor Realty Trust, Inc. Portfolio share: 0.30% Portfolio value: 263K Avg. open price: N/A Current price: $14.43 P/L: N/A Sold -2.14% shares Q3 2022	share	0.30%	263K	N/A	$14.43	N/A	Sold -2.14% shares Q3 2022
Invesco S&P 500 Equal Weight ETF Portfolio share: 0.29% Portfolio value: 259K Avg. open price: N/A Current price: $146.76 P/L: N/A N/A Q4 2021	share	0.29%	259K	N/A	$146.76	N/A	N/A Q4 2021
Agricultural Inputs Nutrien Ltd. Portfolio share: 0.29% Portfolio value: 257K Avg. open price: $103.99 Current price: $78.59 P/L: -24.43% Sold -6.09% shares Q3 2022	share	0.29%	257K	$103.99	$78.59	-24.43%	Sold -6.09% shares Q3 2022
Invesco FTSE RAFI US 1500 Small-Mid ETF Portfolio share: 0.29% Portfolio value: 256K Avg. open price: N/A Current price: $168.36 P/L: N/A N/A Q4 2021	share	0.29%	256K	N/A	$168.36	N/A	N/A Q4 2021
Diagnostics & Research Danaher Corporation Portfolio share: 0.28% Portfolio value: 253K Avg. open price: $253.52 Current price: $268.3 P/L: +5.83% Bought +1.34% shares Q3 2022	share	0.28%	253K	$253.52	$268.3	+5.83%	Bought +1.34% shares Q3 2022
Biotechnology Vertex Pharmaceuticals Incorporated Portfolio share: 0.28% Portfolio value: 252K Avg. open price: N/A Current price: $317.66 P/L: N/A N/A Q1 2022	share	0.28%	252K	N/A	$317.66	N/A	N/A Q1 2022
Communication Equipment Cisco Systems, Inc. Portfolio share: 0.28% Portfolio value: 249K Avg. open price: $63.62 Current price: $49.42 P/L: -22.33% Sold -1.46% shares Q3 2022	share	0.28%	249K	$63.62	$49.42	-22.33%	Sold -1.46% shares Q3 2022
First Trust Short Duration Managed Municipal ETF Portfolio share: 0.28% Portfolio value: 247K Avg. open price: $20.82 Current price: $19.79 P/L: -4.99% Bought +0.08% shares Q3 2022	share	0.28%	247K	$20.82	$19.79	-4.99%	Bought +0.08% shares Q3 2022
Credit Services Visa Inc. Portfolio share: 0.27% Portfolio value: 242K Avg. open price: N/A Current price: $214.86 P/L: N/A Sold -13.88% shares Q3 2022	share	0.27%	242K	N/A	$214.86	N/A	Sold -13.88% shares Q3 2022
Semiconductor Equipment & Materials KLA Corporation Portfolio share: 0.27% Portfolio value: 238K Avg. open price: N/A Current price: $387.84 P/L: N/A Sold -5.64% shares Q3 2022	share	0.27%	238K	N/A	$387.84	N/A	Sold -5.64% shares Q3 2022
First Trust Global Tactical Commodity Strategy Fund Portfolio share: 0.27% Portfolio value: 236K Avg. open price: N/A Current price: $26.41 P/L: N/A Sold -4.12% shares Q3 2022	share	0.27%	236K	N/A	$26.41	N/A	Sold -4.12% shares Q3 2022
Railroads Canadian Pacific Railway Limited Portfolio share: 0.26% Portfolio value: 234K Avg. open price: N/A Current price: $80.88 P/L: N/A N/A Q4 2021	share	0.26%	234K	N/A	$80.88	N/A	N/A Q4 2021
Asset Management BNY Mellon Strategic Municipals, Inc. Portfolio share: 0.26% Portfolio value: 231K Avg. open price: N/A Current price: $6.23 P/L: N/A Sold -2.56% shares Q2 2022	share	0.26%	231K	N/A	$6.23	N/A	Sold -2.56% shares Q2 2022
ISHARES TR Portfolio share: 0.26% Portfolio value: 231K Avg. open price: N/A Current price: N/A P/L: N/A Sold -46.25% shares Q2 2022	share	0.26%	231K	N/A	N/A	N/A	Sold -46.25% shares Q2 2022
SPDR Gold Shares Portfolio share: 0.26% Portfolio value: 227K Avg. open price: N/A Current price: $165.01 P/L: N/A Sold -2.26% shares Q2 2022	share	0.26%	227K	N/A	$165.01	N/A	Sold -2.26% shares Q2 2022
Medical Instruments & Supplies Intuitive Surgical, Inc. Portfolio share: 0.25% Portfolio value: 225K Avg. open price: $363.3 Current price: $269.97 P/L: -25.69% Sold -26.37% shares Q3 2022	share	0.25%	225K	$363.3	$269.97	-25.69%	Sold -26.37% shares Q3 2022
Invesco BuyBack Achievers ETF Portfolio share: 0.25% Portfolio value: 224K Avg. open price: N/A Current price: $88.17 P/L: N/A Sold -7.77% shares Q3 2022	share	0.25%	224K	N/A	$88.17	N/A	Sold -7.77% shares Q3 2022
Banks—Regional First Foundation Inc. Portfolio share: 0.25% Portfolio value: 220K Avg. open price: N/A Current price: $13.86 P/L: N/A N/A Q4 2021	share	0.25%	220K	N/A	$13.86	N/A	N/A Q4 2021
iShares U.S. Medical Devices ETF Portfolio share: 0.25% Portfolio value: 219K Avg. open price: N/A Current price: $52.91 P/L: N/A Sold -1.42% shares Q3 2022	share	0.25%	219K	N/A	$52.91	N/A	Sold -1.42% shares Q3 2022
Other Industrial Metals & Mining BHP Group Limited Portfolio share: 0.25% Portfolio value: 218K Avg. open price: N/A Current price: $62.92 P/L: N/A N/A Q3 2022	share	0.25%	218K	N/A	$62.92	N/A	N/A Q3 2022
Oil & Gas Midstream Energy Transfer LP Portfolio share: 0.25% Portfolio value: 218K Avg. open price: $10.35 Current price: $12.34 P/L: +19.25% Sold -4.83% shares Q3 2022	share	0.25%	218K	$10.35	$12.34	+19.25%	Sold -4.83% shares Q3 2022
Invesco Dynamic Biotechnology & Genome ETF Portfolio share: 0.24% Portfolio value: 217K Avg. open price: N/A Current price: $68.03 P/L: N/A Sold -22.21% shares Q1 2022	share	0.24%	217K	N/A	$68.03	N/A	Sold -22.21% shares Q1 2022
SPDR S&P Semiconductor ETF Portfolio share: 0.24% Portfolio value: 215K Avg. open price: $243.2 Current price: $182.37 P/L: -25.01% Sold -3.62% shares Q3 2022	share	0.24%	215K	$243.2	$182.37	-25.01%	Sold -3.62% shares Q3 2022
Semiconductors Taiwan Semiconductor Manufacturing Company Limited Portfolio share: 0.24% Portfolio value: 213K Avg. open price: $91.04 Current price: $81.49 P/L: -10.49% Bought +7.94% shares Q3 2022	share	0.24%	213K	$91.04	$81.49	-10.49%	Bought +7.94% shares Q3 2022
iShares Expanded Tech Sector ETF Portfolio share: 0.23% Portfolio value: 209K Avg. open price: N/A Current price: $301.38 P/L: N/A N/A Q4 2021	share	0.23%	209K	N/A	$301.38	N/A	N/A Q4 2021
Building Products & Equipment Carlisle Companies Incorporated Portfolio share: 0.23% Portfolio value: 208K Avg. open price: N/A Current price: $255.98 P/L: N/A N/A Q3 2022	share	0.23%	208K	N/A	$255.98	N/A	N/A Q3 2022
Aerospace & Defense The Boeing Company Portfolio share: 0.23% Portfolio value: 207K Avg. open price: N/A Current price: $185.27 P/L: N/A Sold -0.81% shares Q3 2022	share	0.23%	207K	N/A	$185.27	N/A	Sold -0.81% shares Q3 2022
First Trust TCW Opportunistic Fixed Income ETF Portfolio share: 0.23% Portfolio value: 206K Avg. open price: N/A Current price: $44.51 P/L: N/A Sold -3.13% shares Q3 2022	share	0.23%	206K	N/A	$44.51	N/A	Sold -3.13% shares Q3 2022
Utilities—Regulated Electric Public Service Enterprise Group Incorporated Portfolio share: 0.23% Portfolio value: 205K Avg. open price: N/A Current price: $60.35 P/L: N/A N/A Q4 2021	share	0.23%	205K	N/A	$60.35	N/A	N/A Q4 2021
Asset Management Eaton Vance Short Duration Diversified Income Fund Portfolio share: 0.23% Portfolio value: 203K Avg. open price: N/A Current price: $10.71 P/L: N/A Sold -8.00% shares Q2 2022	share	0.23%	203K	N/A	$10.71	N/A	Sold -8.00% shares Q2 2022
Specialty Industrial Machinery Roper Technologies, Inc. Portfolio share: 0.23% Portfolio value: 203K Avg. open price: N/A Current price: $436.79 P/L: N/A Sold -4.24% shares Q1 2022	share	0.23%	203K	N/A	$436.79	N/A	Sold -4.24% shares Q1 2022
Apparel Retail Ross Stores, Inc. Portfolio share: 0.23% Portfolio value: 203K Avg. open price: N/A Current price: $117.13 P/L: N/A N/A Q3 2022	share	0.23%	203K	N/A	$117.13	N/A	N/A Q3 2022
Asset Management Newtek Business Services Corp. Portfolio share: 0.22% Portfolio value: 199K Avg. open price: N/A Current price: $18.31 P/L: N/A N/A Q4 2021	share	0.22%	199K	N/A	$18.31	N/A	N/A Q4 2021
REIT—Diversified Global Net Lease, Inc. Portfolio share: 0.17% Portfolio value: 151K Avg. open price: N/A Current price: $13.43 P/L: N/A N/A Q4 2021	share	0.17%	151K	N/A	$13.43	N/A	N/A Q4 2021
Asset Management Eaton Vance Tax-Managed Diversified Equity Income Fund Portfolio share: 0.16% Portfolio value: 146K Avg. open price: N/A Current price: $11.71 P/L: N/A N/A Q4 2021	share	0.16%	146K	N/A	$11.71	N/A	N/A Q4 2021
Banks—Regional F.N.B. Corporation Portfolio share: 0.14% Portfolio value: 126K Avg. open price: N/A Current price: $13.06 P/L: N/A Sold -23.56% shares Q3 2022	share	0.14%	126K	N/A	$13.06	N/A	Sold -23.56% shares Q3 2022
NUVEEN MULTI ASSET INCOME FU Portfolio share: 0.14% Portfolio value: 122K Avg. open price: N/A Current price: N/A P/L: N/A N/A Q3 2022	share	0.14%	122K	N/A	N/A	N/A	N/A Q3 2022
Asset Management Western Asset Global Corporate Defined Opportunity Fund Inc. Portfolio share: 0.13% Portfolio value: 116K Avg. open price: N/A Current price: $12.7 P/L: N/A Sold -1.89% shares Q2 2022	share	0.13%	116K	N/A	$12.7	N/A	Sold -1.89% shares Q2 2022
Asset Management GAMCO Global Gold, Natural Resources & Income Trust Portfolio share: 0.07% Portfolio value: 62K Avg. open price: N/A Current price: $3.57 P/L: N/A N/A Q4 2021	share	0.07%	62K	N/A	$3.57	N/A	N/A Q4 2021
STANDARD BIOTOOLS INC Portfolio share: 0.04% Portfolio value: 39K Avg. open price: N/A Current price: N/A P/L: N/A N/A Q4 2021	share	0.04%	39K	N/A	N/A	N/A	N/A Q4 2021
Tobacco 22nd Century Group, Inc. Portfolio share: 0.01% Portfolio value: 12K Avg. open price: N/A Current price: $1.19 P/L: N/A N/A Q2 2022	share	0.01%	12K	N/A	$1.19	N/A	N/A Q2 2022
REDWOOD TRUST INC Portfolio share: 0.01% Portfolio value: 9K Avg. open price: N/A Current price: N/A P/L: N/A N/A Q1 2022	share	0.01%	9K	N/A	N/A	N/A	N/A Q1 2022
Oil & Gas Midstream GasLog Partners LP Portfolio share: 0.00% Portfolio value: 0 Avg. open price: N/A Current price: $7.75 P/L: N/A Sold -100.00% shares Q3 2022	share	0.00%	0	N/A	$7.75	N/A	Sold -100.00% shares Q3 2022
Financial Data & Stock Exchanges S&P Global Inc. Portfolio share: 0.00% Portfolio value: 0 Avg. open price: N/A Current price: $350.17 P/L: N/A Sold -100.00% shares Q3 2022	share	0.00%	0	N/A	$350.17	N/A	Sold -100.00% shares Q3 2022
SPDR S&P 1500 Value Tilt ETF Portfolio share: 0.00% Portfolio value: 0 Avg. open price: $154.98 Current price: $145.27 P/L: -6.26% Sold -100.00% shares Q3 2022	share	0.00%	0	$154.98	$145.27	-6.26%	Sold -100.00% shares Q3 2022
Tobacco Philip Morris International Inc. Portfolio share: 0.00% Portfolio value: 0 Avg. open price: N/A Current price: $103.62 P/L: N/A Sold -100.00% shares Q3 2022	share	0.00%	0	N/A	$103.62	N/A	Sold -100.00% shares Q3 2022
Financial Data & Stock Exchanges CME Group Inc. Portfolio share: 0.00% Portfolio value: 0 Avg. open price: N/A Current price: $178 P/L: N/A Sold -100.00% shares Q3 2022	share	0.00%	0	N/A	$178	N/A	Sold -100.00% shares Q3 2022
Drug Manufacturers—General Bristol-Myers Squibb Company Portfolio share: 0.00% Portfolio value: 0 Avg. open price: N/A Current price: $80.84 P/L: N/A Sold -100.00% shares Q3 2022	share	0.00%	0	N/A	$80.84	N/A	Sold -100.00% shares Q3 2022
Scientific & Technical Instruments Teledyne Technologies Incorporated Portfolio share: 0.00% Portfolio value: 0 Avg. open price: N/A Current price: $424.05 P/L: N/A Sold -100.00% shares Q3 2022	share	0.00%	0	N/A	$424.05	N/A	Sold -100.00% shares Q3 2022
Drug Manufacturers—General AstraZeneca PLC Portfolio share: 0.00% Portfolio value: 0 Avg. open price: N/A Current price: $68.57 P/L: N/A Sold -100.00% shares Q3 2022	share	0.00%	0	N/A	$68.57	N/A	Sold -100.00% shares Q3 2022
REIT—Specialty American Tower Corporation Portfolio share: 0.00% Portfolio value: 0 Avg. open price: N/A Current price: $216.44 P/L: N/A Sold -100.00% shares Q3 2022	share	0.00%	0	N/A	$216.44	N/A	Sold -100.00% shares Q3 2022
Software—Infrastructure Adobe Inc. Portfolio share: 0.00% Portfolio value: 0 Avg. open price: $455.62 Current price: $334.13 P/L: -26.66% Sold -100.00% shares Q3 2022	share	0.00%	0	$455.62	$334.13	-26.66%	Sold -100.00% shares Q3 2022
Scientific & Technical Instruments Garmin Ltd. Portfolio share: 0.00% Portfolio value: 0 Avg. open price: N/A Current price: $94.36 P/L: N/A Sold -100.00% shares Q3 2022	share	0.00%	0	N/A	$94.36	N/A	Sold -100.00% shares Q3 2022