Option
PETNO DOUGLAS B officer: CEO Commercial Banking officer: CEO Commercial Banking
Stock Appreciation Rights 78,452 $46.58 $3,654,294 Option
LAKE MARIANNE officer: Executive Vice President officer: Executive Vice President
Performance Share Units 86,714 N/A N/A Option
ERDOES MARY E. officer: CEO Asset & Wealth Management officer: CEO Asset & Wealth Man..
Common Stock 145,932 N/A N/A Option
LAKE MARIANNE officer: Executive Vice President officer: Executive Vice President
Common Stock 86,714 N/A N/A Option
PETNO DOUGLAS B officer: CEO Commercial Banking officer: CEO Commercial Banking
Performance Share Units 78,254 N/A N/A Option
DIMON JAMES director, officer: Chairman & CEO director, officer: Chairman & CEO
Common Stock 578,091 N/A N/A Option
PINTO DANIEL E officer: Co-President & COO, CEO CIB officer: Co-President & COO, CE..
Performance Share Units 163,780 N/A N/A Option
PETNO DOUGLAS B officer: CEO Commercial Banking officer: CEO Commercial Banking
Common Stock 78,254 N/A N/A Option
FRIEDMAN STACEY officer: General Counsel officer: General Counsel
Performance Share Units 31,725 N/A N/A Option
FRIEDMAN STACEY officer: General Counsel officer: General Counsel
Common Stock 31,725 N/A N/A Option
ERDOES MARY E. officer: CEO Asset & Wealth Management officer: CEO Asset & Wealth Man..
Performance Share Units 145,932 N/A N/A Option
SMITH GORDON officer: Co-President & COO, CEO CCB officer: Co-President & COO, CE..
Common Stock 137,473 N/A N/A Option
SMITH GORDON officer: Co-President & COO, CEO CCB officer: Co-President & COO, CE..
Performance Share Units 137,473 N/A N/A Option
PINTO DANIEL E officer: Co-President & COO, CEO CIB officer: Co-President & COO, CE..
Common Stock 163,780 N/A N/A Option
BACON ASHLEY officer: Chief Risk Officer officer: Chief Risk Officer
Common Stock 78,416 N/A N/A Option
DIMON JAMES director, officer: Chairman & CEO director, officer: Chairman & CEO
Performance Share Units 578,091 N/A N/A Option
BACON ASHLEY officer: Chief Risk Officer officer: Chief Risk Officer
Performance Share Units 78,416 N/A N/A Option
LAKE MARIANNE officer: Executive Vice President officer: Executive Vice President
Common Stock 341,842 $46.58 $15,923,000 Option
LAKE MARIANNE officer: Executive Vice President officer: Executive Vice President
Stock Appreciation Rights 341,842 $46.58 $15,923,000 Option
SMITH GORDON officer: Co-President & COO, CEO CCB officer: Co-President & COO, CE..
Common Stock 149,179 $43.2 $6,444,533 Option
SMITH GORDON officer: Co-President & COO, CEO CCB officer: Co-President & COO, CE..
Stock Appreciation Rights 149,179 $43.2 $6,444,533 Purchase
CROWN JAMES S director director
Common Stock 5,000 $103.79 $518,950 Sale
BEER LORI A officer: Chief Information Officer officer: Chief Information Offi..
Common Stock 13,341 $105 $1,400,805 Sale
FRIEDMAN STACEY officer: General Counsel officer: General Counsel
Common Stock 3,022 $105 $317,310 Sale
SCHER PETER officer: Executive Vice President officer: Executive Vice President
Common Stock 18,679 $105 $1,961,332 Sale
PETNO DOUGLAS B officer: CEO Commercial Banking officer: CEO Commercial Banking
Common Stock 11,659 $105 $1,224,207 Sale
BACON ASHLEY officer: Chief Risk Officer officer: Chief Risk Officer
Common Stock 5,831 $102.78 $599,304 Option
SCHER PETER officer: Executive Vice President officer: Executive Vice President
Restricted Stock Units 28,640 N/A N/A Option
LAKE MARIANNE officer: Executive Vice President officer: Executive Vice President
Common Stock 47,781 N/A N/A Option
SCHER PETER officer: Executive Vice President officer: Executive Vice President
Common Stock 28,640 N/A N/A Option
FRIEDMAN STACEY officer: General Counsel officer: General Counsel
Common Stock 22,736 N/A N/A Option
BACON ASHLEY officer: Chief Risk Officer officer: Chief Risk Officer
Restricted Stock Units 42,686 N/A N/A Option
LAKE MARIANNE officer: Executive Vice President officer: Executive Vice President
Restricted Stock Units 47,781 N/A N/A Option
ERDOES MARY E. officer: CEO Asset & Wealth Management officer: CEO Asset & Wealth Man..
Common Stock 77,698 N/A N/A Option
PETNO DOUGLAS B officer: CEO Commercial Banking officer: CEO Commercial Banking
Common Stock 42,490 N/A N/A Option
FRIEDMAN STACEY officer: General Counsel officer: General Counsel
Restricted Stock Units 22,736 N/A N/A Option
FRIEDMAN STACEY officer: General Counsel officer: General Counsel
Restricted Stock Units 22,736 N/A N/A Option
PETNO DOUGLAS B officer: CEO Commercial Banking officer: CEO Commercial Banking
Common Stock 42,490 N/A N/A Option
LEOPOLD ROBIN officer: Head of Human Resources officer: Head of Human Resources
Common Stock 10,213 N/A N/A Option
SCHER PETER officer: Executive Vice President officer: Executive Vice President
Common Stock 28,640 N/A N/A Option
SCHER PETER officer: Executive Vice President officer: Executive Vice President
Restricted Stock Units 28,640 N/A N/A Option
SMITH GORDON officer: Co-President & COO, CEO CCB officer: Co-President & COO, CE..
Common Stock 75,077 N/A N/A Option
GILES NICOLE officer: Corporate Controller officer: Corporate Controller
Common Stock 4,703 N/A N/A Option
SMITH GORDON officer: Co-President & COO, CEO CCB officer: Co-President & COO, CE..
Common Stock 75,077 N/A N/A Option
BACON ASHLEY officer: Chief Risk Officer officer: Chief Risk Officer
Common Stock 42,686 N/A N/A Option
BEER LORI A officer: Chief Information Officer officer: Chief Information Offi..
Restricted Stock Units 21,007 N/A N/A Option
SMITH GORDON officer: Co-President & COO, CEO CCB officer: Co-President & COO, CE..
Restricted Stock Units 75,077 N/A N/A Option
FRIEDMAN STACEY officer: General Counsel officer: General Counsel
Common Stock 22,736 N/A N/A Option
SMITH GORDON officer: Co-President & COO, CEO CCB officer: Co-President & COO, CE..
Restricted Stock Units 75,077 N/A N/A Option
LEOPOLD ROBIN officer: Head of Human Resources officer: Head of Human Resources
Restricted Stock Units 10,213 N/A N/A