Option
DIMON JAMES director, officer: Chairman & CEO director, officer: Chairman & CEO
Performance Share Units 412,233 N/A N/A Option
FRIEDMAN STACEY officer: General Counsel officer: General Counsel
Common Stock 41,703 N/A N/A Sale
PINTO DANIEL E officer: Co-President & COO, CEO CIB officer: Co-President & COO, CE..
Common Stock 15,212 $135.72 $2,064,557 Sale
PETNO DOUGLAS B officer: CEO Commercial Banking officer: CEO Commercial Banking
Common Stock 62,085 $131.94 $8,191,743 Purchase
HOBSON MELLODY L director director
Common Stock 14,600 $136.39 $1,991,250 Purchase
ERDOES MARY E. officer: CEO Asset & Wealth Management officer: CEO Asset & Wealth Man..
Preferred Stock, Series HH 51,000 $100 $5,100,000 Sale
SMITH GORDON officer: Co-President & COO, CEO CCB officer: Co-President & COO, CE..
Common Stock 14,750 $137.04 $2,021,266 Sale
FRIEDMAN STACEY officer: General Counsel officer: General Counsel
Common Stock 6,441 $137.1 $883,048 Sale
PIEPSZAK JENNIFER officer: Chief Financial Officer officer: Chief Financial Officer
Common Stock 8,312 $137.05 $1,139,143 Sale
GILES NICOLE officer: Corporate Controller officer: Corporate Controller
Common Stock 3,015 $137.1 $413,366 Sale
BACON ASHLEY officer: Chief Risk Officer officer: Chief Risk Officer
Common Stock 25,558 $137.11 $3,504,206 Sale
ERDOES MARY E. officer: CEO Asset & Wealth Management officer: CEO Asset & Wealth Man..
Common Stock 29,597 $137.11 $4,058,163 Sale
SMITH GORDON officer: Co-President & COO, CEO CCB officer: Co-President & COO, CE..
Common Stock 14,750 $137.04 $2,021,266 Sale
LAKE MARIANNE officer: Executive Vice President officer: Executive Vice President
Common Stock 9,415 $137.1 $1,290,825 Sale
SCHER PETER officer: Executive Vice President officer: Executive Vice President
Common Stock 21,949 $137.11 $3,009,405 Option
PETNO DOUGLAS B officer: CEO Commercial Banking officer: CEO Commercial Banking
Restricted Stock Units 33,283 N/A N/A Option
ERDOES MARY E. officer: CEO Asset & Wealth Management officer: CEO Asset & Wealth Man..
Restricted Stock Units 57,549 N/A N/A Option
PINTO DANIEL E officer: Co-President & COO, CEO CIB officer: Co-President & COO, CE..
Common Stock 12,696 N/A N/A Option
BEER LORI A officer: Chief Information Officer officer: Chief Information Offi..
Restricted Stock Units 16,584 N/A N/A Option
GILES NICOLE officer: Corporate Controller officer: Corporate Controller
Common Stock 4,920 N/A N/A Option
SMITH GORDON officer: Co-President & COO, CEO CCB officer: Co-President & COO, CE..
Restricted Stock Units 58,217 N/A N/A Option
SCHER PETER officer: Executive Vice President officer: Executive Vice President
Common Stock 18,922 N/A N/A Option
FRIEDMAN STACEY officer: General Counsel officer: General Counsel
Common Stock 25,270 N/A N/A Option
SMITH GORDON officer: Co-President & COO, CEO CCB officer: Co-President & COO, CE..
Common Stock 58,217 N/A N/A Option
LEOPOLD ROBIN officer: Head of Human Resources officer: Head of Human Resources
Common Stock 6,723 N/A N/A Option
LEOPOLD ROBIN officer: Head of Human Resources officer: Head of Human Resources
Common Stock 6,723 N/A N/A Option
PETNO DOUGLAS B officer: CEO Commercial Banking officer: CEO Commercial Banking
Restricted Stock Units 33,283 N/A N/A Option
SCHER PETER officer: Executive Vice President officer: Executive Vice President
Restricted Stock Units 18,922 N/A N/A Option
PIEPSZAK JENNIFER officer: Chief Financial Officer officer: Chief Financial Officer
Common Stock 14,844 N/A N/A Option
SMITH GORDON officer: Co-President & COO, CEO CCB officer: Co-President & COO, CE..
Restricted Stock Units 58,217 N/A N/A Option
BEER LORI A officer: Chief Information Officer officer: Chief Information Offi..
Restricted Stock Units 16,584 N/A N/A Option
PETNO DOUGLAS B officer: CEO Commercial Banking officer: CEO Commercial Banking
Common Stock 33,283 N/A N/A Option
BACON ASHLEY officer: Chief Risk Officer officer: Chief Risk Officer
Common Stock 32,956 N/A N/A Option
LAKE MARIANNE officer: Executive Vice President officer: Executive Vice President
Common Stock 37,958 N/A N/A Option
FRIEDMAN STACEY officer: General Counsel officer: General Counsel
Restricted Stock Units 25,270 N/A N/A Option
PETNO DOUGLAS B officer: CEO Commercial Banking officer: CEO Commercial Banking
Common Stock 33,283 N/A N/A Option
SCHER PETER officer: Executive Vice President officer: Executive Vice President
Common Stock 18,922 N/A N/A Option
PINTO DANIEL E officer: Co-President & COO, CEO CIB officer: Co-President & COO, CE..
Restricted Stock Units 12,696 N/A N/A Option
LEOPOLD ROBIN officer: Head of Human Resources officer: Head of Human Resources
Restricted Stock Units 6,723 N/A N/A Option
ERDOES MARY E. officer: CEO Asset & Wealth Management officer: CEO Asset & Wealth Man..
Restricted Stock Units 57,549 N/A N/A Option
GILES NICOLE officer: Corporate Controller officer: Corporate Controller
Restricted Stock Units 4,920 N/A N/A Option
ERDOES MARY E. officer: CEO Asset & Wealth Management officer: CEO Asset & Wealth Man..
Common Stock 57,549 N/A N/A Option
BEER LORI A officer: Chief Information Officer officer: Chief Information Offi..
Common Stock 16,584 N/A N/A Option
BEER LORI A officer: Chief Information Officer officer: Chief Information Offi..
Common Stock 16,584 N/A N/A Option
BACON ASHLEY officer: Chief Risk Officer officer: Chief Risk Officer
Restricted Stock Units 32,956 N/A N/A Option
LAKE MARIANNE officer: Executive Vice President officer: Executive Vice President
Restricted Stock Units 37,958 N/A N/A Option
PIEPSZAK JENNIFER officer: Chief Financial Officer officer: Chief Financial Officer
Restricted Stock Units 14,844 N/A N/A Option
ERDOES MARY E. officer: CEO Asset & Wealth Management officer: CEO Asset & Wealth Man..
Common Stock 57,549 N/A N/A Option
ERDOES MARY E. officer: CEO Asset & Wealth Management officer: CEO Asset & Wealth Man..
Common Stock 104,063 $46.58 $4,847,255 Option
ERDOES MARY E. officer: CEO Asset & Wealth Management officer: CEO Asset & Wealth Man..
Stock Appreciation Rights 104,063 $46.58 $4,847,255