Option
DIMON JAMES director, officer: Chairman & CEO director, officer: Chairman & CEO
Common Stock 99,273 N/A N/A Option
FRIEDMAN STACEY officer: General Counsel officer: General Counsel
Restricted Stock Units 20,560 N/A N/A Option
GILES NICOLE officer: Corporate Controller officer: Corporate Controller
Common Stock 5,286 N/A N/A Option
BACON ASHLEY officer: Chief Risk Officer officer: Chief Risk Officer
Restricted Stock Units 68,338 N/A N/A Option
SMITH GORDON officer: Co-President & COO, CEO CCB officer: Co-President & COO, CE..
Common Stock 119,051 N/A N/A Option
LAKE MARIANNE officer: Executive Vice President officer: Executive Vice President
Restricted Stock Units 76,498 N/A N/A Option
SMITH GORDON officer: Co-President & COO, CEO CCB officer: Co-President & COO, CE..
Restricted Stock Units 119,051 N/A N/A Option
FRIEDMAN STACEY officer: General Counsel officer: General Counsel
Common Stock 20,560 N/A N/A Option
DIMON JAMES director, officer: Chairman & CEO director, officer: Chairman & CEO
Restricted Stock Units 99,273 N/A N/A Option
ERDOES MARY E. officer: CEO Asset & Wealth Management officer: CEO Asset & Wealth Man..
Common Stock 129,720 N/A N/A Option
LEOPOLD ROBIN officer: Head of Human Resources officer: Head of Human Resources
Restricted Stock Units 11,664 N/A N/A Option
LEOPOLD ROBIN officer: Head of Human Resources officer: Head of Human Resources
Common Stock 11,664 N/A N/A Option
PINTO DANIEL E officer: Co-President & COO, CEO CIB officer: Co-President & COO, CE..
Common Stock 136,450 N/A N/A Option
LAKE MARIANNE officer: Executive Vice President officer: Executive Vice President
Common Stock 76,498 N/A N/A Option
ERDOES MARY E. officer: CEO Asset & Wealth Management officer: CEO Asset & Wealth Man..
Stock Appreciation Rights 44,995 $35.61 $1,602,272 Option
ERDOES MARY E. officer: CEO Asset & Wealth Management officer: CEO Asset & Wealth Man..
Common Stock 275,765 $39.95 $11,016,812 Option
BACON ASHLEY officer: Chief Risk Officer officer: Chief Risk Officer
Common Stock 25,000 $43.2 $1,080,000 Option
BACON ASHLEY officer: Chief Risk Officer officer: Chief Risk Officer
Stock Appreciation Rights 25,000 $43.2 $1,080,000 Sale
FRIEDMAN STACEY officer: General Counsel officer: General Counsel
Common Stock 2,099 $101.96 $214,020 Option
GILES NICOLE officer: Corporate Controller officer: Corporate Controller
Restricted Stock Units 1,856 N/A N/A Option
GILES NICOLE officer: Corporate Controller officer: Corporate Controller
Common Stock 1,856 N/A N/A Option
BEER LORI A officer: Chief Information Officer officer: Chief Information Offi..
Restricted Stock Units 11,137 N/A N/A Option
BEER LORI A officer: Chief Information Officer officer: Chief Information Offi..
Common Stock 11,137 N/A N/A Option
FRIEDMAN STACEY officer: General Counsel officer: General Counsel
Common Stock 4,752 N/A N/A Option
FRIEDMAN STACEY officer: General Counsel officer: General Counsel
Restricted Stock Units 4,752 N/A N/A Option
PETNO DOUGLAS B officer: CEO Commercial Banking officer: CEO Commercial Banking
Common Stock 133,116 $35.65 $4,745,186 Option
PETNO DOUGLAS B officer: CEO Commercial Banking officer: CEO Commercial Banking
Stock Appreciation Rights 73,116 $35.61 $2,603,661 Option
DIMON JAMES director, officer: Chairman & CEO director, officer: Chairman & CEO
Common Stock 2,000,000 $39.83 $79,660,000 Option
DIMON JAMES director, officer: Chairman & CEO director, officer: Chairman & CEO
Stock Appreciation Rights 2,000,000 $39.83 $79,660,000 Sale
FRIEDMAN STACEY officer: General Counsel officer: General Counsel
Common Stock 9,968 $90.55 $902,612 Sale
GILES NICOLE officer: Corporate Controller officer: Corporate Controller
Common Stock 1,000 $91.29 $91,292 Sale
LAKE MARIANNE officer: Executive Vice President officer: Executive Vice President
Common Stock 17,596 $91.58 $1,611,406 Sale
BACON ASHLEY officer: Chief Risk Officer officer: Chief Risk Officer
Common Stock 6,514 $87.21 $568,099 Option
LAKE MARIANNE officer: Executive Vice President officer: Executive Vice President
Stock Appreciation Rights 67,492 $35.61 $2,403,390 Option
LAKE MARIANNE officer: Executive Vice President officer: Executive Vice President
Common Stock 67,492 $35.61 $2,403,390 Purchase
CROWN JAMES S director director
Common Stock 11,500 $85.48 $982,986 Sale
ZAMES MATTHEW E officer: Chief Operating Officer officer: Chief Operating Officer
Common Stock 3,405 $85.06 $289,616 Option
FRIEDMAN STACEY officer: General Counsel officer: General Counsel
Common Stock 92,552 $41.87 $3,874,689 Option
FRIEDMAN STACEY officer: General Counsel officer: General Counsel
Stock Appreciation Rights 92,552 $41.87 $3,874,689 Sale
FRIEDMAN STACEY officer: General Counsel officer: General Counsel
Common Stock 10,792 $85.07 $918,086 Option
ZAMES MATTHEW E officer: Chief Operating Officer officer: Chief Operating Officer
Stock Appreciation Rights 37,344 $41.1 $1,534,652 Option
ZAMES MATTHEW E officer: Chief Operating Officer officer: Chief Operating Officer
Common Stock 37,344 $41.1 $1,534,652 Option
DONNELLY JOHN L officer: Director Human Resources officer: Director Human Resources
Common Stock 27,334 $41.1 $1,123,291 Option
DONNELLY JOHN L officer: Director Human Resources officer: Director Human Resources
Stock Appreciation Rights 27,334 $41.1 $1,123,291 Option
JACKSON LABAN director director
Common Stock 2,105 $28.49 $59,971 Option
JACKSON LABAN director director
Stock Option (Right to Buy) 2,105 $28.49 $59,971 Sale
LAKE MARIANNE officer: Executive Vice President officer: Executive Vice President
Common Stock 13,072 $83.68 $1,093,826 Sale
SMITH GORDON officer: Co-President & COO, CEO CCB officer: Co-President & COO, CE..
Common Stock 65,865 $83.67 $5,510,990 Sale
PETNO DOUGLAS B officer: CEO Commercial Banking officer: CEO Commercial Banking
Common Stock 21,532 $83.67 $1,801,647 Sale
BACON ASHLEY officer: Chief Risk Officer officer: Chief Risk Officer
Common Stock 12,986 $84.15 $1,092,772