Option
ZAMES MATTHEW E officer: Chief Operating Officer officer: Chief Operating Officer
Stock Appreciation Rights 100,000 $19.49 $1,949,000 Option
BISIGNANO FRANK officer: Co-Chief Operating Officer officer: Co-Chief Operating Off..
Common Stock 40,000 $19.49 $779,600 Option
ZAMES MATTHEW E officer: Chief Operating Officer officer: Chief Operating Officer
Common Stock 100,000 $19.49 $1,949,000 Sale
ZAMES MATTHEW E officer: Chief Operating Officer officer: Chief Operating Officer
Common Stock 31,750 $46.42 $1,473,867 Option
HOGAN JOHN JAMES officer: Chairman of Risk officer: Chairman of Risk
Stock Appreciation Rights 57,874 $27.55 $1,594,429 Option
DONNELLY JOHN L officer: Director Human Resources officer: Director Human Resources
Common Stock 83,540 $33.33 $2,784,555 Option
BISIGNANO FRANK officer: Co-Chief Operating Officer officer: Co-Chief Operating Off..
Stock Appreciation Rights 50,000 $35.61 $1,780,500 Option
DONNELLY JOHN L officer: Director Human Resources officer: Director Human Resources
Stock Appreciation Rights 83,540 $33.33 $2,784,555 Option
BISIGNANO FRANK officer: Co-Chief Operating Officer officer: Co-Chief Operating Off..
Common Stock 50,000 $35.61 $1,780,500 Sale
ZAMES MATTHEW E officer: Chief Operating Officer officer: Chief Operating Officer
Common Stock 23,695 $46.45 $1,100,633 Option
BISIGNANO FRANK officer: Co-Chief Operating Officer officer: Co-Chief Operating Off..
Stock Appreciation Rights 500,000 $38.98 $19,487,500 Option
JACKSON LABAN director director
Stock Option (Right to Buy) 2,196 $26.18 $57,491 Option
JACKSON LABAN director director
Common Stock 2,196 $26.18 $57,491 Option
BISIGNANO FRANK officer: Co-Chief Operating Officer officer: Co-Chief Operating Off..
Common Stock 500,000 $38.98 $19,487,500 Option
DONNELLY JOHN L officer: Director Human Resources officer: Director Human Resources
Restricted Stock Units 41,173 N/A N/A Option
ZAMES MATTHEW E officer: Chief Operating Officer officer: Chief Operating Officer
Restricted Stock Units 243,280 N/A N/A Option
LAKE MARIANNE officer: Executive Vice President officer: Executive Vice President
Restricted Stock Units 15,191 N/A N/A Option
O'DONOVAN MARK officer: Corporate Controller officer: Corporate Controller
Common Stock 6,001 N/A N/A Option
CAVANAGH MICHAEL J officer: Executive Vice President officer: Executive Vice President
Common Stock 97,874 N/A N/A Option
CUTLER STEPHEN M officer: General Counsel officer: General Counsel
Restricted Stock Units 98,096 N/A N/A Option
LAKE MARIANNE officer: Executive Vice President officer: Executive Vice President
Common Stock 15,191 N/A N/A Option
DONNELLY JOHN L officer: Director Human Resources officer: Director Human Resources
Common Stock 41,173 N/A N/A Option
O'DONOVAN MARK officer: Corporate Controller officer: Corporate Controller
Restricted Stock Units 6,001 N/A N/A Option
SMITH GORDON officer: Co-President & COO, CEO CCB officer: Co-President & COO, CE..
Restricted Stock Units 81,956 N/A N/A Option
PINTO DANIEL E officer: Co-President & COO, CEO CIB officer: Co-President & COO, CE..
Common Stock 133,934 N/A N/A Option
CAVANAGH MICHAEL J officer: Executive Vice President officer: Executive Vice President
Restricted Stock Units 97,874 N/A N/A Option
ERDOES MARY E. officer: CEO Asset & Wealth Management officer: CEO Asset & Wealth Man..
Right to Receive Stock 57,560 N/A N/A Option
SMITH GORDON officer: Co-President & COO, CEO CCB officer: Co-President & COO, CE..
Common Stock 81,956 N/A N/A Option
DIMON JAMES director, officer: Chairman & CEO director, officer: Chairman & CEO
Right to Receive Stock 97,852 N/A N/A Option
BISIGNANO FRANK officer: Co-Chief Operating Officer officer: Co-Chief Operating Off..
Right to Receive Stock 40,292 N/A N/A Option
BISIGNANO FRANK officer: Co-Chief Operating Officer officer: Co-Chief Operating Off..
Restricted Stock Units 57,582 N/A N/A Option
ERDOES MARY E. officer: CEO Asset & Wealth Management officer: CEO Asset & Wealth Man..
Restricted Stock Units 77,904 N/A N/A Option
DIMON JAMES director, officer: Chairman & CEO director, officer: Chairman & CEO
Restricted Stock Units 125,707 N/A N/A Option
DIMON JAMES director, officer: Chairman & CEO director, officer: Chairman & CEO
Common Stock 223,559 N/A N/A Option
BISIGNANO FRANK officer: Co-Chief Operating Officer officer: Co-Chief Operating Off..
Common Stock 97,874 N/A N/A Option
PINTO DANIEL E officer: Co-President & COO, CEO CIB officer: Co-President & COO, CE..
Restricted Stock Units 133,934 N/A N/A Option
ZAMES MATTHEW E officer: Chief Operating Officer officer: Chief Operating Officer
Common Stock 243,280 N/A N/A Option
CUTLER STEPHEN M officer: General Counsel officer: General Counsel
Common Stock 98,096 N/A N/A Option
ERDOES MARY E. officer: CEO Asset & Wealth Management officer: CEO Asset & Wealth Man..
Common Stock 135,464 N/A N/A Option
HOGAN JOHN JAMES officer: Chairman of Risk officer: Chairman of Risk
Common Stock 85,062 N/A N/A Option
PETNO DOUGLAS B officer: CEO Commercial Banking officer: CEO Commercial Banking
Restricted Stock Units 77,766 N/A N/A Option
PETNO DOUGLAS B officer: CEO Commercial Banking officer: CEO Commercial Banking
Common Stock 77,766 N/A N/A Option
HOGAN JOHN JAMES officer: Chairman of Risk officer: Chairman of Risk
Restricted Stock Units 85,062 N/A N/A Option
JACKSON LABAN director director
Stock Option (Right to Buy) 6,589 $23.91 $157,543 Option
JACKSON LABAN director director
Common Stock 6,589 $23.91 $157,543 Sale
ERDOES MARY E. officer: CEO Asset & Wealth Management officer: CEO Asset & Wealth Man..
Common Stock 40,000 $42.46 $1,698,560 Sale
DONNELLY JOHN L officer: Director Human Resources officer: Director Human Resources
Common Stock 25,000 $43.29 $1,082,150 Sale
SMITH GORDON officer: Co-President & COO, CEO CCB officer: Co-President & COO, CE..
Common Stock 28,334 $42.33 $1,199,265 Option
BISIGNANO FRANK officer: Co-Chief Operating Officer officer: Co-Chief Operating Off..
Common Stock 80,000 $19.49 $1,559,200 Option
BISIGNANO FRANK officer: Co-Chief Operating Officer officer: Co-Chief Operating Off..
Stock Appreciation Rights 80,000 $19.49 $1,559,200