Option
VINIAR DAVID A director director
Common Stock, par value $0.01 per share 117,308 N/A N/A Option
VINIAR DAVID A director director
Restricted Stock Units 117,308 N/A N/A Option
PALM GREGORY K officer: Executive VP - General Counsel officer: Executive VP - General..
Common Stock, par value $0.01 per share 40,389 N/A N/A Option
PALM GREGORY K officer: Executive VP - General Counsel officer: Executive VP - General..
Restricted Stock Units 40,389 N/A N/A Option
SMITH SARAH G officer: EVP, Global Head of Compliance officer: EVP, Global Head of Co..
Common Stock, par value $0.01 per share 25,202 N/A N/A Option
SMITH SARAH G officer: EVP, Global Head of Compliance officer: EVP, Global Head of Co..
Restricted Stock Units 25,202 N/A N/A Option
WEINBERG JOHN S officer: Vice Chairman officer: Vice Chairman
Common Stock, par value $0.01 per share 75,178 N/A N/A Option
WEINBERG JOHN S officer: Vice Chairman officer: Vice Chairman
Restricted Stock Units 75,178 N/A N/A Option
PALM GREGORY K officer: Executive VP - General Counsel officer: Executive VP - General..
Nonqualified Stock Options (right to buy) 47,895 $82.88 $3,969,298 Option
COHN GARY D director, officer: Former Director, Pres. and .. director, officer: Former Direc..
Common Stock, par value $0.01 per share 73,653 $82.88 $6,103,992 Sale
STECHER ESTA E officer: Executive VP - General Counsel officer: Executive VP - General..
Common Stock, par value $0.01 per share 22,890 $150.78 $3,451,331 Option
BLANKFEIN LLOYD C director, officer: Chairman of the Board.. director, officer: Chairman of ..
Common Stock, par value $0.01 per share 90,681 $82.88 $7,515,188 Sale
COHN GARY D director, officer: Former Director, Pres. and .. director, officer: Former Direc..
Common Stock, par value $0.01 per share 73,653 $150.78 $11,105,326 Option
VINIAR DAVID A director director
Nonqualified Stock Options (right to buy) 67,326 $82.88 $5,579,642 Sale
WEINBERG JOHN S officer: Vice Chairman officer: Vice Chairman
Common Stock, par value $0.01 per share 57,915 $150.78 $8,732,366 Option
WEINBERG JOHN S officer: Vice Chairman officer: Vice Chairman
Common Stock, par value $0.01 per share 57,915 $82.88 $4,799,706 Option
PALM GREGORY K officer: Executive VP - General Counsel officer: Executive VP - General..
Common Stock, par value $0.01 per share 47,895 $82.88 $3,969,298 Option
COHN GARY D director, officer: Former Director, Pres. and .. director, officer: Former Direc..
Nonqualified Stock Options (right to buy) 73,653 $82.88 $6,103,992 Option
STECHER ESTA E officer: Executive VP - General Counsel officer: Executive VP - General..
Common Stock, par value $0.01 per share 22,890 $82.88 $1,897,009 Option
SMITH SARAH G officer: EVP, Global Head of Compliance officer: EVP, Global Head of Co..
Nonqualified Stock Options (right to buy) 3,633 $82.88 $301,085 Option
VINIAR DAVID A director director
Common Stock, par value $0.01 per share 67,326 $82.88 $5,579,642 Option
BLANKFEIN LLOYD C director, officer: Chairman of the Board.. director, officer: Chairman of ..
Nonqualified Stock Options (right to buy) 90,681 $82.88 $7,515,188 Sale
PALM GREGORY K officer: Executive VP - General Counsel officer: Executive VP - General..
Common Stock, par value $0.01 per share 47,895 $150.78 $7,221,560 Option
SMITH SARAH G officer: EVP, Global Head of Compliance officer: EVP, Global Head of Co..
Common Stock, par value $0.01 per share 3,633 $82.88 $301,085 Sale
BLANKFEIN LLOYD C director, officer: Chairman of the Board.. director, officer: Chairman of ..
Common Stock, par value $0.01 per share 90,681 $150.78 $13,672,790 Option
WEINBERG JOHN S officer: Vice Chairman officer: Vice Chairman
Nonqualified Stock Options (right to buy) 57,915 $82.88 $4,799,706 Sale
SMITH SARAH G officer: EVP, Global Head of Compliance officer: EVP, Global Head of Co..
Common Stock, par value $0.01 per share 3,633 $150.59 $547,079 Sale
VINIAR DAVID A director director
Common Stock, par value $0.01 per share 67,326 $150.78 $10,151,347 Option
STECHER ESTA E officer: Executive VP - General Counsel officer: Executive VP - General..
Nonqualified Stock Options (right to buy) 22,890 $82.88 $1,897,009 Sale
COHEN ALAN M officer: EVP, Global Head of Compliance officer: EVP, Global Head of Co..
Common Stock, par value $0.01 per share 10,000 $151.08 $1,510,840 Sale
JOHNSON JAMES A /DC/ director director
Common Stock, par value $0.01 per share 6,000 $82.88 $497,250 Option
JOHNSON JAMES A /DC/ director director
Common Stock, par value $0.01 per share 6,000 $82.88 $497,250 Option
JOHNSON JAMES A /DC/ director director
Nonqualified Stock Options (right to buy) 6,000 $82.88 $497,250 Sale
STECHER ESTA E officer: Executive VP - General Counsel officer: Executive VP - General..
Common Stock, par value $0.01 per share 6,493 $156.69 $1,017,408 Sale
BRYAN JOHN H director director
Common Stock, par value $0.01 per share 6,000 $82.88 $497,250 Option
BRYAN JOHN H director director
Nonqualified Stock Options (right to buy) 6,000 $82.88 $497,250 Option
BRYAN JOHN H director director
Common Stock, par value $0.01 per share 6,000 $82.88 $497,250 Option
STECHER ESTA E officer: Executive VP - General Counsel officer: Executive VP - General..
Nonqualified Stock Options (right to buy) 31,065 $129.43 $4,020,650 Sale
STECHER ESTA E officer: Executive VP - General Counsel officer: Executive VP - General..
Common Stock, par value $0.01 per share 11,445 $82.88 $948,504 Option
STECHER ESTA E officer: Executive VP - General Counsel officer: Executive VP - General..
Common Stock, par value $0.01 per share 31,065 $129.43 $4,020,650 Option
COHN GARY D director, officer: Former Director, Pres. and .. director, officer: Former Direc..
Restricted Stock Units 76,288 N/A N/A Option
COHEN ALAN M officer: EVP, Global Head of Compliance officer: EVP, Global Head of Co..
Common Stock, par value $0.01 per share 9,599 N/A N/A Option
SHERWOOD MICHAEL S officer: Vice Chairman officer: Vice Chairman
Common Stock, par value $0.01 per share 77,288 N/A N/A Option
SHERWOOD MICHAEL S officer: Vice Chairman officer: Vice Chairman
Restricted Stock Units 77,288 N/A N/A Option
VINIAR DAVID A director director
Common Stock, par value $0.01 per share 56,942 N/A N/A Option
COHEN ALAN M officer: EVP, Global Head of Compliance officer: EVP, Global Head of Co..
Restricted Stock Units 9,599 N/A N/A Option
SMITH SARAH G officer: EVP, Global Head of Compliance officer: EVP, Global Head of Co..
Restricted Stock Units 10,947 N/A N/A Option
EVANS J. MICHAEL officer: Vice Chairman officer: Vice Chairman
Restricted Stock Units 9,262 N/A N/A Option
STECHER ESTA E officer: Executive VP - General Counsel officer: Executive VP - General..
Common Stock, par value $0.01 per share 19,711 N/A N/A Option
PALM GREGORY K officer: Executive VP - General Counsel officer: Executive VP - General..
Restricted Stock Units 23,013 N/A N/A