Option
WEINBERG JOHN S officer: Vice Chairman officer: Vice Chairman
Restricted Stock Units 46,632 N/A N/A Option
SMITH SARAH G officer: EVP, Global Head of Compliance officer: EVP, Global Head of Co..
Common Stock, par value $0.01 per share 18,705 N/A N/A Option
STECHER ESTA E officer: Executive VP - General Counsel officer: Executive VP - General..
Restricted Stock Units 45,803 N/A N/A Option
SHERWOOD MICHAEL S.
Common Stock, par value $0.01 per share 83,012 N/A N/A Option
SMITH SARAH G officer: EVP, Global Head of Compliance officer: EVP, Global Head of Co..
Restricted Stock Units 18,705 N/A N/A Option
STECHER ESTA E officer: Executive VP - General Counsel officer: Executive VP - General..
Common Stock, par value $0.01 per share 45,803 N/A N/A Option
BLANKFEIN LLOYD C director, officer: Chairman of the Board.. director, officer: Chairman of ..
Common Stock, par value $0.01 per share 80,559 N/A N/A Option
BLANKFEIN LLOYD C director, officer: Chairman of the Board.. director, officer: Chairman of ..
Restricted Stock Units 80,559 N/A N/A Option
COHN GARY D director, officer: Former Director, Pres. and .. director, officer: Former Direc..
Restricted Stock Units 98,135 N/A N/A Option
PALM GREGORY K officer: Executive VP - General Counsel officer: Executive VP - General..
Common Stock, par value $0.01 per share 53,109 N/A N/A Option
COHEN ALAN M officer: EVP, Global Head of Compliance officer: EVP, Global Head of Co..
Common Stock, par value $0.01 per share 73,307 N/A N/A Option
VINIAR DAVID A director director
Restricted Stock Units 49,803 N/A N/A Option
VINIAR DAVID A director director
Common Stock, par value $0.01 per share 49,803 N/A N/A Option
COHEN ALAN M officer: EVP, Global Head of Compliance officer: EVP, Global Head of Co..
Restricted Stock Units 73,307 N/A N/A Option
WINKELRIED JON director, officer: President and Co-COO director, officer: President an..
Restricted Stock Units 83,012 N/A N/A Purchase
FRIEDMAN STEPHEN director director
Common Stock, par value $0.01 per share 37,300 $80.78 $3,013,057 Sale
WINKELRIED JON director, officer: President and Co-COO director, officer: President an..
Common Stock, par value $0.01 per share 12,448 $180 $2,240,640 Sale
WINKELRIED JON director, officer: President and Co-COO director, officer: President an..
Common Stock, par value $0.01 per share 17,149 $171.84 $2,946,798 Sale
COHEN ALAN M officer: EVP, Global Head of Compliance officer: EVP, Global Head of Co..
Common Stock, par value $0.01 per share 1,000 $185 $185,000 Sale
WINKELRIED JON director, officer: President and Co-COO director, officer: President an..
Common Stock, par value $0.01 per share 10,000 $183 $1,830,000 Sale
WINKELRIED JON director, officer: President and Co-COO director, officer: President an..
Common Stock, par value $0.01 per share 10,000 $172.13 $1,721,270 Sale
WINKELRIED JON director, officer: President and Co-COO director, officer: President an..
Common Stock, par value $0.01 per share 20,000 $173.59 $3,471,740 Sale
SHERWOOD MICHAEL S.
Common Stock, par value $0.01 per share 7,302 $174.83 $1,276,616 Sale
WINKELRIED JON director, officer: President and Co-COO director, officer: President an..
Common Stock, par value $0.01 per share 30,000 $200.45 $6,013,560 Sale
PALM GREGORY K officer: Executive VP - General Counsel officer: Executive VP - General..
Common Stock, par value $0.01 per share 25,886 $145.06 $3,754,894 Option
VINIAR DAVID A director director
Common Stock, par value $0.01 per share 92,137 N/A N/A Option
BLANKFEIN LLOYD C director, officer: Chairman of the Board.. director, officer: Chairman of ..
Common Stock, par value $0.01 per share 142,214 N/A N/A Option
BLANKFEIN LLOYD C director, officer: Chairman of the Board.. director, officer: Chairman of ..
Restricted Stock Units 132,417 N/A N/A Option
KENNEDY KEVIN W officer: Exec. VP - Human Capital Mgmt. officer: Exec. VP - Human Capit..
Restricted Stock Units 44,428 N/A N/A Option
KENNEDY KEVIN W officer: Exec. VP - Human Capital Mgmt. officer: Exec. VP - Human Capit..
Common Stock, par value $0.01 per share 44,428 N/A N/A Option
STECHER ESTA E officer: Executive VP - General Counsel officer: Executive VP - General..
Restricted Stock Units 44,428 N/A N/A Option
STECHER ESTA E officer: Executive VP - General Counsel officer: Executive VP - General..
Common Stock, par value $0.01 per share 44,428 N/A N/A Option
COHEN ALAN M officer: EVP, Global Head of Compliance officer: EVP, Global Head of Co..
Restricted Stock Units 20,452 N/A N/A Option
VINIAR DAVID A director director
Restricted Stock Units 82,340 N/A N/A Option
COHEN ALAN M officer: EVP, Global Head of Compliance officer: EVP, Global Head of Co..
Common Stock, par value $0.01 per share 22,436 N/A N/A Option
COHN GARY D director, officer: Former Director, Pres. and .. director, officer: Former Direc..
Restricted Stock Units 159,514 N/A N/A Option
PALM GREGORY K officer: Executive VP - General Counsel officer: Executive VP - General..
Common Stock, par value $0.01 per share 57,259 N/A N/A Option
COHN GARY D director, officer: Former Director, Pres. and .. director, officer: Former Direc..
Common Stock, par value $0.01 per share 172,345 N/A N/A Option
WINKELRIED JON director, officer: President and Co-COO director, officer: President an..
Restricted Stock Units 140,333 N/A N/A Option
WINKELRIED JON director, officer: President and Co-COO director, officer: President an..
Common Stock, par value $0.01 per share 150,130 N/A N/A Option
PALM GREGORY K officer: Executive VP - General Counsel officer: Executive VP - General..
Restricted Stock Units 44,428 N/A N/A Option
WEINBERG JOHN S officer: Vice Chairman officer: Vice Chairman
Restricted Stock Units 73,200 N/A N/A Option
SMITH SARAH G officer: EVP, Global Head of Compliance officer: EVP, Global Head of Co..
Common Stock, par value $0.01 per share 13,739 N/A N/A Option
SMITH SARAH G officer: EVP, Global Head of Compliance officer: EVP, Global Head of Co..
Restricted Stock Units 13,739 N/A N/A Option
WEINBERG JOHN S officer: Vice Chairman officer: Vice Chairman
Common Stock, par value $0.01 per share 86,031 N/A N/A Sale
VINIAR DAVID A director director
Common Stock, par value $0.01 per share 20,000 $234.71 $4,694,120 Sale
PALM GREGORY K officer: Executive VP - General Counsel officer: Executive VP - General..
Common Stock, par value $0.01 per share 50,000 $231.84 $11,592,050 Sale
KENNEDY KEVIN W officer: Exec. VP - Human Capital Mgmt. officer: Exec. VP - Human Capit..
Common Stock, par value $0.01 per share 75,009 $226.14 $16,962,535 Option
KENNEDY KEVIN W officer: Exec. VP - Human Capital Mgmt. officer: Exec. VP - Human Capit..
Nonqualified Stock Options (right to buy) 75,009 $91.61 $6,871,574 Option
KENNEDY KEVIN W officer: Exec. VP - Human Capital Mgmt. officer: Exec. VP - Human Capit..
Common Stock, par value $0.01 per share 75,009 $91.61 $6,871,574