Option
COHN GARY D director, officer: Former Director, Pres. and .. director, officer: Former Direc..
Common Stock, par value $0.01 per share 68,004 N/A N/A Option
PALM GREGORY K officer: Executive VP - General Counsel officer: Executive VP - General..
Restricted Stock Units 27,965 N/A N/A Option
SHERWOOD MICHAEL S officer: Vice Chairman officer: Vice Chairman
Restricted Stock Units 77,276 N/A N/A Option
SMITH SARAH G officer: EVP, Global Head of Compliance officer: EVP, Global Head of Co..
Restricted Stock Units 32,961 N/A N/A Option
COHN GARY D director, officer: Former Director, Pres. and .. director, officer: Former Direc..
Restricted Stock Units 68,004 N/A N/A Option
COOPER EDITH W officer: EVP, Global Head of HCM officer: EVP, Global Head of HCM
Restricted Stock Units 23,598 N/A N/A Option
SCHWARTZ HARVEY M officer: President and Co-COO officer: President and Co-COO
Restricted Stock Units 77,211 N/A N/A Option
VINIAR DAVID A director director
Common Stock, par value $0.01 per share 28,379 N/A N/A Option
SCHWARTZ MARK officer: Vice Chairman officer: Vice Chairman
Common Stock, par value $0.01 per share 55,874 N/A N/A Option
VINIAR DAVID A director director
Restricted Stock Units 28,379 N/A N/A Option
SMITH SARAH G officer: EVP, Global Head of Compliance officer: EVP, Global Head of Co..
Common Stock, par value $0.01 per share 32,961 N/A N/A Option
ROGERS JOHN F.W. officer: Executive Vice President officer: Executive Vice President
Common Stock, par value $0.01 per share 27,151 N/A N/A Option
SCHWARTZ MARK officer: Vice Chairman officer: Vice Chairman
Restricted Stock Units 55,874 N/A N/A Option
COHEN ALAN M officer: EVP, Global Head of Compliance officer: EVP, Global Head of Co..
Common Stock, par value $0.01 per share 22,889 N/A N/A Option
ROGERS JOHN F.W. officer: Executive Vice President officer: Executive Vice President
Restricted Stock Units 27,151 N/A N/A Option
SHERWOOD MICHAEL S officer: Vice Chairman officer: Vice Chairman
Common Stock, par value $0.01 per share 77,276 N/A N/A Option
PALM GREGORY K officer: Executive VP - General Counsel officer: Executive VP - General..
Common Stock, par value $0.01 per share 27,965 N/A N/A Option
SCHWARTZ HARVEY M officer: President and Co-COO officer: President and Co-COO
Common Stock, par value $0.01 per share 77,211 N/A N/A Purchase
FLAHERTY MARK A. director director
Common Stock, par value $0.01 per share 3 $183.28 $550 Option
BLANKFEIN LLOYD C director, officer: Chairman of the Board.. director, officer: Chairman of ..
Common Stock, par value $0.01 per share 1,750 $131.64 $230,370 Option
PALM GREGORY K officer: Executive VP - General Counsel officer: Executive VP - General..
Common Stock, par value $0.01 per share 10,367 $131.64 $1,364,712 Sale
COHN GARY D director, officer: Former Director, Pres. and .. director, officer: Former Direc..
Common Stock, par value $0.01 per share 13,096 $189.11 $2,476,624 Option
COHN GARY D director, officer: Former Director, Pres. and .. director, officer: Former Direc..
Common Stock, par value $0.01 per share 13,096 $131.64 $1,723,957 Option
BLANKFEIN LLOYD C director, officer: Chairman of the Board.. director, officer: Chairman of ..
Nonqualified Stock Options (right to buy) 1,750 $131.64 $230,370 Sale
BLANKFEIN LLOYD C director, officer: Chairman of the Board.. director, officer: Chairman of ..
Common Stock, par value $0.01 per share 1,750 $189.11 $330,948 Option
PALM GREGORY K officer: Executive VP - General Counsel officer: Executive VP - General..
Nonqualified Stock Options (right to buy 10,367 $131.64 $1,364,712 Option
COHN GARY D director, officer: Former Director, Pres. and .. director, officer: Former Direc..
Nonqualified Stock Options (right to buy) 13,096 $131.64 $1,723,957 Sale
PALM GREGORY K officer: Executive VP - General Counsel officer: Executive VP - General..
Common Stock, par value $0.01 per share 10,367 $189.11 $1,960,534 Option
PALM GREGORY K officer: Executive VP - General Counsel officer: Executive VP - General..
Common Stock, par value $0.01 per share 10,368 $131.64 $1,364,844 Option
BLANKFEIN LLOYD C director, officer: Chairman of the Board.. director, officer: Chairman of ..
Common Stock, par value $0.01 per share 1,750 $131.64 $230,370 Option
BLANKFEIN LLOYD C director, officer: Chairman of the Board.. director, officer: Chairman of ..
Nonqualified Stock Options (right to buy) 1,750 $131.64 $230,370 Sale
COHN GARY D director, officer: Former Director, Pres. and .. director, officer: Former Direc..
Common Stock, par value $0.01 per share 10,052 $188.69 $1,896,742 Option
PALM GREGORY K officer: Executive VP - General Counsel officer: Executive VP - General..
Nonqualified Stock Options (right to buy) 10,368 $131.64 $1,364,844 Sale
COHN GARY D director, officer: Former Director, Pres. and .. director, officer: Former Direc..
Common Stock, par value $0.01 per share 13,097 $188.27 $2,465,746 Option
COHN GARY D director, officer: Former Director, Pres. and .. director, officer: Former Direc..
Nonqualified Stock Options (right to buy 13,097 $131.64 $1,724,089 Sale
BLANKFEIN LLOYD C director, officer: Chairman of the Board.. director, officer: Chairman of ..
Common Stock, par value $0.01 per share 1,750 $188.27 $329,469 Sale
PALM GREGORY K officer: Executive VP - General Counsel officer: Executive VP - General..
Common Stock, par value $0.01 per share 10,368 $188.27 $1,951,963 Option
COHN GARY D director, officer: Former Director, Pres. and .. director, officer: Former Direc..
Common Stock, par value $0.01 per share 13,097 $131.64 $1,724,089 Option
BLANKFEIN LLOYD C director, officer: Chairman of the Board.. director, officer: Chairman of ..
Common Stock, par value $0.01 per share 1,750 $131.64 $230,370 Option
PALM GREGORY K officer: Executive VP - General Counsel officer: Executive VP - General..
Common Stock, par value $0.01 per share 10,368 $131.64 $1,364,844 Option
BLANKFEIN LLOYD C director, officer: Chairman of the Board.. director, officer: Chairman of ..
Nonqualified Stock Options (right to buy) 1,750 $131.64 $230,370 Option
PALM GREGORY K officer: Executive VP - General Counsel officer: Executive VP - General..
Nonqualified Stock Options (right to buy) 10,368 $131.64 $1,364,844 Sale
BLANKFEIN LLOYD C director, officer: Chairman of the Board.. director, officer: Chairman of ..
Common Stock, par value $0.01 per share 1,750 $190.06 $332,610 Option
COHN GARY D director, officer: Former Director, Pres. and .. director, officer: Former Direc..
Nonqualified Stock Options (right to buy) 13,097 $131.64 $1,724,089 Sale
PALM GREGORY K officer: Executive VP - General Counsel officer: Executive VP - General..
Common Stock, par value $0.01 per share 10,368 $190.06 $1,970,573 Option
COHN GARY D director, officer: Former Director, Pres. and .. director, officer: Former Direc..
Common Stock, par value $0.01 per share 13,097 $131.64 $1,724,089 Sale
COHN GARY D director, officer: Former Director, Pres. and .. director, officer: Former Direc..
Common Stock, par value $0.01 per share 13,097 $190.06 $2,489,255 Purchase
FLAHERTY MARK A. director director
Common Stock, par value $0.01 per share 3 $173.02 $519 Option
SHERWOOD MICHAEL S officer: Vice Chairman officer: Vice Chairman
Common Stock, par value $0.01 per share 10,439 N/A N/A Option
SHERWOOD MICHAEL S officer: Vice Chairman officer: Vice Chairman
Restricted Stock Units 10,439 N/A N/A