Option
SMITH SARAH G officer: EVP, Global Head of Compliance officer: EVP, Global Head of Co..
Common Stock, par value $0.01 per share 10,947 N/A N/A Option
STECHER ESTA E officer: Executive VP - General Counsel officer: Executive VP - General..
Restricted Stock Units 19,711 N/A N/A Option
COHN GARY D director, officer: Former Director, Pres. and .. director, officer: Former Direc..
Common Stock, par value $0.01 per share 76,288 N/A N/A Option
WEINBERG JOHN S officer: Vice Chairman officer: Vice Chairman
Restricted Stock Units 45,038 N/A N/A Option
VINIAR DAVID A director director
Restricted Stock Units 56,942 N/A N/A Option
EVANS J. MICHAEL officer: Vice Chairman officer: Vice Chairman
Common Stock, par value $0.01 per share 9,262 N/A N/A Option
WEINBERG JOHN S officer: Vice Chairman officer: Vice Chairman
Common Stock, par value $0.01 per share 45,038 N/A N/A Option
PALM GREGORY K officer: Executive VP - General Counsel officer: Executive VP - General..
Common Stock, par value $0.01 per share 23,013 N/A N/A Option
BLANKFEIN LLOYD C director, officer: Chairman of the Board.. director, officer: Chairman of ..
Common Stock, par value $0.01 per share 77,776 N/A N/A Option
BLANKFEIN LLOYD C director, officer: Chairman of the Board.. director, officer: Chairman of ..
Restricted Stock Units 77,776 N/A N/A Sale
EVANS J. MICHAEL officer: Vice Chairman officer: Vice Chairman
Common Stock, par value $0.01 per share 35,000 $165.42 $5,789,840 Sale
EVANS J. MICHAEL officer: Vice Chairman officer: Vice Chairman
Common Stock, par value $0.01 per share 35,000 $169.66 $5,938,030 Sale
SHERWOOD MICHAEL S.
Common Stock, par value $0.01 per share 24,735 $91.61 $2,265,973 Option
SHERWOOD MICHAEL S.
Common Stock, par value $0.01 per share 24,735 $91.61 $2,265,973 Option
SHERWOOD MICHAEL S.
Nonqualified Stock Options (right to buy) 24,735 $91.61 $2,265,973 Sale
EVANS J. MICHAEL officer: Vice Chairman officer: Vice Chairman
Common Stock, par value $0.01 per share 35,000 $171.3 $5,995,500 Sale
EVANS J. MICHAEL officer: Vice Chairman officer: Vice Chairman
Common Stock, par value $0.01 per share 35,000 $172.76 $6,046,705 Option
SHERWOOD MICHAEL S.
Nonqualified Stock Options (right to buy) 25,000 $91.61 $2,290,250 Option
SHERWOOD MICHAEL S.
Common Stock, par value $0.01 per share 25,000 $91.61 $2,290,250 Sale
SHERWOOD MICHAEL S.
Common Stock, par value $0.01 per share 25,000 $91.61 $2,290,250 Option
SHERWOOD MICHAEL S.
Common Stock, par value $0.01 per share 25,000 $91.61 $2,290,250 Option
SHERWOOD MICHAEL S.
Nonqualified Stock Options (right to buy) 25,000 $91.61 $2,290,250 Sale
SHERWOOD MICHAEL S.
Common Stock, par value $0.01 per share 25,000 $91.61 $2,290,250 Option
SHERWOOD MICHAEL S.
Common Stock, par value $0.01 per share 25,000 $91.61 $2,290,250 Option
SHERWOOD MICHAEL S.
Nonqualified Stock Options (right to buy) 25,000 $91.61 $2,290,250 Sale
SHERWOOD MICHAEL S.
Common Stock, par value $0.01 per share 25,000 $91.61 $2,290,250 Option
SHERWOOD MICHAEL S.
Nonqualified Stock Options (right to buy) 25,000 $91.61 $2,290,250 Option
SHERWOOD MICHAEL S.
Common Stock, par value $0.01 per share 25,000 $91.61 $2,290,250 Sale
SHERWOOD MICHAEL S.
Common Stock, par value $0.01 per share 25,000 $91.61 $2,290,250 Option
SHERWOOD MICHAEL S.
Common Stock, par value $0.01 per share 18,125 $82.88 $1,502,109 Option
SHERWOOD MICHAEL S.
Nonqualified Stock Options (right to buy) 18,125 $82.88 $1,502,109 Sale
SHERWOOD MICHAEL S.
Common Stock, par value $0.01 per share 18,125 $82.88 $1,502,109 Sale
SHERWOOD MICHAEL S.
Common Stock, par value $0.01 per share 20,000 $82.88 $1,657,500 Option
SHERWOOD MICHAEL S.
Nonqualified Stock Options (right to buy) 20,000 $82.88 $1,657,500 Option
SHERWOOD MICHAEL S.
Common Stock, par value $0.01 per share 20,000 $82.88 $1,657,500 Option
SHERWOOD MICHAEL S.
Nonqualified Stock Options (right to buy) 20,000 $82.88 $1,657,500 Sale
SHERWOOD MICHAEL S.
Common Stock, par value $0.01 per share 20,000 $82.88 $1,657,500 Option
SHERWOOD MICHAEL S.
Common Stock, par value $0.01 per share 20,000 $82.88 $1,657,500 Sale
SMITH SARAH G officer: EVP, Global Head of Compliance officer: EVP, Global Head of Co..
Common Stock, par value $0.01 per share 16,129 $186.57 $3,009,188 Sale
COHEN ALAN M officer: EVP, Global Head of Compliance officer: EVP, Global Head of Co..
Common Stock, par value $0.01 per share 5,000 $138.63 $693,165 Sale
COHEN ALAN M officer: EVP, Global Head of Compliance officer: EVP, Global Head of Co..
Common Stock, par value $0.01 per share 5,000 $138.63 $693,165 Sale
SHERWOOD MICHAEL S.
Common Stock, par value $0.01 per share 45,000 $83.12 $3,740,355 Purchase
FRIEDMAN STEPHEN director director
Common Stock, par value $0.01 per share 15,300 $66.65 $1,019,776 Option
WEINBERG JOHN S officer: Vice Chairman officer: Vice Chairman
Common Stock, par value $0.01 per share 46,632 N/A N/A Option
WINKELRIED JON director, officer: President and Co-COO director, officer: President an..
Common Stock, par value $0.01 per share 83,012 N/A N/A Option
EVANS J. MICHAEL officer: Vice Chairman officer: Vice Chairman
Restricted Stock Units 22,569 N/A N/A Option
EVANS J. MICHAEL officer: Vice Chairman officer: Vice Chairman
Common Stock, par value $0.01 per share 22,569 N/A N/A Option
PALM GREGORY K officer: Executive VP - General Counsel officer: Executive VP - General..
Restricted Stock Units 53,109 N/A N/A Option
COHN GARY D director, officer: Former Director, Pres. and .. director, officer: Former Direc..
Common Stock, par value $0.01 per share 98,135 N/A N/A Option
SHERWOOD MICHAEL S.
Restricted Stock Units 83,012 N/A N/A