Sale
SMITH SARAH G officer: EVP, Global Head of Compliance officer: EVP, Global Head of Co..
Common Stock, par value $0.01 per share 9,328 $200 $1,865,600 Option
WEINBERG JOHN S officer: Vice Chairman officer: Vice Chairman
Common Stock, par value $0.01 per share 91,381 $131.64 $12,029,395 Sale
WEINBERG JOHN S officer: Vice Chairman officer: Vice Chairman
Common Stock, par value $0.01 per share 91,381 $131.64 $12,029,395 Option
SHERWOOD MICHAEL S officer: Vice Chairman officer: Vice Chairman
Nonqualified Stock Options (right to buy) 75,392 $131.64 $9,924,603 Option
SHERWOOD MICHAEL S officer: Vice Chairman officer: Vice Chairman
Common Stock, par value $0.01 per share 75,392 $131.64 $9,924,603 Sale
SHERWOOD MICHAEL S officer: Vice Chairman officer: Vice Chairman
Common Stock, par value $0.01 per share 75,392 $131.64 $9,924,603 Option
SCHWARTZ HARVEY M officer: President and Co-COO officer: President and Co-COO
Common Stock, par value $0.01 per share 91,285 $78.78 $7,191,432 Sale
SCHWARTZ HARVEY M officer: President and Co-COO officer: President and Co-COO
Common Stock, par value $0.01 per share 91,285 $197.15 $17,996,381 Option
SCHWARTZ HARVEY M officer: President and Co-COO officer: President and Co-COO
Nonqualified Stock Options (right to buy) 91,285 $78.78 $7,191,432 Purchase
FLAHERTY MARK A. director director
Common Stock, par value $0.01 per share 3 $189.86 $570 Sale
ROGERS JOHN F.W. officer: Executive Vice President officer: Executive Vice President
Common Stock, par value $0.01 per share 65,078 $191.51 $12,462,827 Option
SHERWOOD MICHAEL S officer: Vice Chairman officer: Vice Chairman
Common Stock, par value $0.01 per share 70,000 $131.64 $9,214,800 Sale
SHERWOOD MICHAEL S officer: Vice Chairman officer: Vice Chairman
Common Stock, par value $0.01 per share 70,000 $131.64 $9,214,800 Option
SHERWOOD MICHAEL S officer: Vice Chairman officer: Vice Chairman
Nonqualified Stock Options (right to buy) 70,000 $131.64 $9,214,800 Sale
COHEN ALAN M officer: EVP, Global Head of Compliance officer: EVP, Global Head of Co..
Common Stock, par value $0.01 per share 12,000 $190 $2,280,000 Option
SHERWOOD MICHAEL S officer: Vice Chairman officer: Vice Chairman
Common Stock, par value $0.01 per share 75,000 $131.64 $9,873,000 Sale
SHERWOOD MICHAEL S officer: Vice Chairman officer: Vice Chairman
Common Stock, par value $0.01 per share 75,000 $186.78 $14,008,725 Option
SHERWOOD MICHAEL S officer: Vice Chairman officer: Vice Chairman
Nonqualified Stock Options (right to buy) 75,000 $131.64 $9,873,000 Option
PALM GREGORY K officer: Executive VP - General Counsel officer: Executive VP - General..
Common Stock, par value $0.01 per share 24,019 N/A N/A Option
BLANKFEIN LLOYD C director, officer: Chairman of the Board.. director, officer: Chairman of ..
Restricted Stock Units 81,482 N/A N/A Option
WEINBERG JOHN S officer: Vice Chairman officer: Vice Chairman
Restricted Stock Units 67,336 N/A N/A Option
WEINBERG JOHN S officer: Vice Chairman officer: Vice Chairman
Common Stock, par value $0.01 per share 67,336 N/A N/A Option
ROGERS JOHN F.W. officer: Executive Vice President officer: Executive Vice President
Common Stock, par value $0.01 per share 22,656 N/A N/A Option
COOPER EDITH W officer: EVP, Global Head of HCM officer: EVP, Global Head of HCM
Common Stock, par value $0.01 per share 20,924 N/A N/A Option
PALM GREGORY K officer: Executive VP - General Counsel officer: Executive VP - General..
Restricted Stock Units 24,019 N/A N/A Option
SHERWOOD MICHAEL S officer: Vice Chairman officer: Vice Chairman
Common Stock, par value $0.01 per share 68,831 N/A N/A Option
COHN GARY D director, officer: Former Director, Pres. and .. director, officer: Former Direc..
Common Stock, par value $0.01 per share 75,824 N/A N/A Option
SCHWARTZ HARVEY M officer: President and Co-COO officer: President and Co-COO
Restricted Stock Units 77,558 N/A N/A Option
SMITH SARAH G officer: EVP, Global Head of Compliance officer: EVP, Global Head of Co..
Restricted Stock Units 26,495 N/A N/A Option
COHN GARY D director, officer: Former Director, Pres. and .. director, officer: Former Direc..
Restricted Stock Units 75,824 N/A N/A Option
COOPER EDITH W officer: EVP, Global Head of HCM officer: EVP, Global Head of HCM
Restricted Stock Units 20,924 N/A N/A Option
ROGERS JOHN F.W. officer: Executive Vice President officer: Executive Vice President
Restricted Stock Units 22,656 N/A N/A Option
SCHWARTZ MARK officer: Vice Chairman officer: Vice Chairman
Common Stock, par value $0.01 per share 34,175 N/A N/A Option
SCHWARTZ HARVEY M officer: President and Co-COO officer: President and Co-COO
Common Stock, par value $0.01 per share 77,558 N/A N/A Option
SCHWARTZ MARK officer: Vice Chairman officer: Vice Chairman
Restricted Stock Units 34,175 N/A N/A Option
VINIAR DAVID A director director
Common Stock, par value $0.01 per share 48,947 N/A N/A Option
COHEN ALAN M officer: EVP, Global Head of Compliance officer: EVP, Global Head of Co..
Common Stock, par value $0.01 per share 19,774 N/A N/A Option
VINIAR DAVID A director director
Restricted Stock Units 48,947 N/A N/A Option
COHEN ALAN M officer: EVP, Global Head of Compliance officer: EVP, Global Head of Co..
Restricted Stock Units 19,774 N/A N/A Option
SMITH SARAH G officer: EVP, Global Head of Compliance officer: EVP, Global Head of Co..
Common Stock, par value $0.01 per share 26,495 N/A N/A Option
SHERWOOD MICHAEL S officer: Vice Chairman officer: Vice Chairman
Restricted Stock Units 68,831 N/A N/A Option
BLANKFEIN LLOYD C director, officer: Chairman of the Board.. director, officer: Chairman of ..
Common Stock, par value $0.01 per share 81,482 N/A N/A Purchase
FLAHERTY MARK A. director director
Common Stock, par value $0.01 per share 3 $195.5 $587 Option
PALM GREGORY K officer: Executive VP - General Counsel officer: Executive VP - General..
Nonqualified Stock Options (right to buy) 23,325 $131.64 $3,070,503 Sale
SPAR DEBORA L director director
Common Stock, par value $0.01 per share 300 $190.22 $57,066 Sale
PALM GREGORY K officer: Executive VP - General Counsel officer: Executive VP - General..
Common Stock, par value $0.01 per share 48,325 $160.87 $7,774,236 Option
PALM GREGORY K officer: Executive VP - General Counsel officer: Executive VP - General..
Common Stock, par value $0.01 per share 23,325 $131.64 $3,070,503 Option
ROGERS JOHN F.W. officer: Executive Vice President officer: Executive Vice President
Common Stock, par value $0.01 per share 104,868 $78.78 $8,261,501 Sale
ROGERS JOHN F.W. officer: Executive Vice President officer: Executive Vice President
Common Stock, par value $0.01 per share 29,820 $189.92 $5,663,385 Option
ROGERS JOHN F.W. officer: Executive Vice President officer: Executive Vice President
Nonqualified Stock Options (right to buy) 104,868 $78.78 $8,261,501